Oracle8i Designing and Tuning for Performance
Release 2 (8.1.6)

Part Number A76992-01





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Performance Tuning Methods

A well-planned methodology is the key to success in performance tuning. Different tuning strategies vary in their effectiveness, and systems with different purposes, such as online transaction processing systems and decision support systems, require different tuning methods.

This chapter contains the following sections:

When Is Tuning Most Effective?

For best results, tune during the design phase, rather than waiting to tune after implementing your system. This is illustrated in the following sections:

Proactive Tuning While Designing and Developing Systems

By far, the most effective approach to tuning is the proactive approach. Begin by following the steps described in this chapter under "Prioritized Tuning Steps".

Business executives should work with application designers to establish performance goals and set realistic performance expectations. During design and development, the application designers can then determine which combination of system resources and Oracle features best meet these needs.

By designing a system to perform well, you can minimize its implementation and on-going administration cost. Figure 2-1 illustrates the relative cost of tuning during the life of an application.

Figure 2-1 Cost of Tuning During the Life of an Application

To complement this view, Figure 2-2 shows that the relative benefit of tuning an application over the course of its life is inversely proportional to the cost expended.

Figure 2-2 Benefit of Tuning During the Life of an Application

The most effective time to tune is during the design phase: you get the maximum benefit for the lowest cost.

Reactive Tuning to Improve Production Systems

The tuning process does not begin when users complain about poor response time. When response time is this poor, it is usually too late to implement some of the most effective tuning strategies. At that point, if you are unwilling to completely redesign the application, then you may only improve performance marginally by reallocating memory and tuning I/O.

For example: There is a bank that employs one teller and one manager. It has a business rule that the manager must approve withdrawals over $20. You find a long line of customers, and you decide that you need more tellers. You add 10 more tellers, but then you find that the bottleneck moves to the manager's function. However, the bank determines that it is too expensive to hire additional managers. In this example, regardless of how carefully you tune the system using the existing business rule, getting better performance will be very expensive.

Alternatively, a change to the business rule may be necessary to make the system more scalable. If you change the rule so that the manager only needs to approve withdrawals exceeding $150, then you have created a scalable solution. In this situation, effective tuning could only be done at the highest design level, rather than at the end of the process.

It is possible to reactively tune an existing production system. To take this approach, start at the bottom of the method and work your way up, finding and fixing any bottlenecks. A common goal is to make Oracle run faster on the given platform. You may find, however, that both the Oracle server and the operating system are working well. To get additional performance gains, you may need to tune the application or add resources. Only then can you take full advantage of the many features Oracle provides that can greatly improve performance when properly used in a well-designed system.

Even the performance of well-designed systems can degrade with use. Ongoing tuning is, therefore, an important part of proper system maintenance.

See Also:

Part IV, "Optimizing Instance Performance", describes how to tune CPU, memory, I/O, networks, contention, and the operating system.

For background on the Oracle server architecture and features, see Oracle8i Concepts

Prioritized Tuning Steps

The following steps provide a recommended method for tuning an Oracle database. These steps are prioritized in order of diminishing returns: steps with the greatest effect on performance appear first. For optimal results, therefore, resolve tuning issues in the order listed, from the design and development phases through instance tuning.

Step 1: Tune the Business Rules

Step 2: Tune the Data Design

Step 3: Tune the Application Design

Step 4: Tune the Logical Structure of the Database

Step 5: Tune Database Operations

Step 6: Tune the Access Paths

Step 7: Tune Memory Allocation

Step 8: Tune I/O and Physical Structure

Step 9: Tune Resource Contention

Step 10: Tune the Underlying Platform(s)

After completing these steps, reassess your database performance, and decide whether further tuning is necessary.

Tuning is an iterative process. Performance gains made in later steps may pave the way for further improvements in earlier steps, so additional passes through the tuning process may be useful.

Figure 2-3 illustrates the tuning method:

Figure 2-3 The Tuning Method

Decisions you make in one step may influence subsequent steps. For example, in step 5 you may rewrite some of your SQL statements. These SQL statements may have significant bearing on parsing and caching issues addressed in step 7. Also, disk I/O, which is tuned in step 8, depends on the size of the buffer cache, which is tuned in step 7. Although the figure shows a loop back to step 1, you may need to return from any step to any previous step.

Step 1: Tune the Business Rules

For optimal performance, you may need to adapt business rules. These concern the high-level analysis and design of an entire system. Configuration issues are considered at this level, such as whether to use a multi-threaded server system-wide. In this way, the planners ensure that the performance requirements of the system correspond directly to concrete business needs.

Performance problems encountered by DBAs may actually be caused by problems in design and implementation, or by inappropriate business rules. Designers sometimes provide far greater detail than is needed when they write business functions for an application. They document an implementation, rather than simply the function that must be performed. If business executives effectively distill business functions or requirements from the implementation, then designers have more freedom when selecting an appropriate implementation.

Consider the business function of printing checks. The actual requirement is to pay money to people, not necessarily to print pieces of paper. Whereas it would be very difficult to print a million checks per day, it would be relatively easy to record that many direct deposit payments on a tape that could be sent to the bank for processing.

Business rules should be consistent with realistic expectations for the number of concurrent users, the transaction response time, and the number of records stored online that the system can support. For example, it does not make sense to run a highly interactive application over slow, wide area network lines.

Similarly, a company soliciting users for an Internet service might advertise 10 free hours per month for all new subscribers. If 50,000 users per day signed up for this service, then the demand far exceeds the capacity for a client/server configuration. The company should instead consider using a multi-tier configuration. In addition, the signup process must be simple: it should require only one connection from the user to the database, or connection to multiple databases without dedicated connections, using a multi-threaded server or transaction monitor approach.

Step 2: Tune the Data Design

In the data design phase, you must determine what data is needed by your applications. You must consider what relations are important, and what their attributes are. Finally, you need to structure the information to best meet performance goals.

The database design process generally undergoes a normalization stage when data is analyzed to eliminate data redundancy. With the exception of primary keys, any one data element should be stored only once in your database. After the data is normalized, however, you may need to denormalize it for performance reasons. You might decide that the database should retain frequently used summary values. For example, rather than forcing an application to recalculate the total price of all the lines in a given order each time it is accessed, you might decide to always maintain a number representing the total value for each order in the database. You could set up primary key and foreign key indexes to access this information quickly.

Another data design consideration is avoiding data contention. Consider a database 1 terabyte in size on which one thousand users access only 0.5% of the data. This "hot spot" in the data could cause performance problems.

In a multiple-instance setup, try to localize access to the data down to the partition level, process, and instance levels. That is, localize access to data, such that any process requiring data within a particular set of values is confined to a particular instance. Contention begins when several remote processes simultaneously attempt to access one particular set of data.

In Oracle Parallel Server, look for synchronization points--any point in time, or part of an application that must run sequentially, one process at a time. The requirement of having sequential order numbers, for example, is a synchronization point that results from poor design.

Also consider implementing two Oracle8i features that can help avoid contention:

Step 3: Tune the Application Design

Business executives and application designers should translate business goals into an effective system design. Business processes concern a particular application within a system, or a particular part of an application.

An example of intelligent process design is strategically caching data. For example, in a retail application, you can select the tax rate once at the beginning of each day, and cache it within the application. In this way, you avoid retrieving the same information over and over during the day.

At this level, you can also consider the configuration of individual processes. For example, some PC users may access the central system using mobile agents, where other users may be directly connected. Although they are running on the same system, the architecture for each type of user is different. They may also require different mail servers and different versions of the application.

Step 4: Tune the Logical Structure of the Database

After the application and the system have been designed, you can plan the logical structure of the database. This primarily concerns fine-tuning the index design to ensure that the data is neither over- nor under-indexed. In the data design stage (Step 2), you determine the primary and foreign key indexes. In the logical structure design stage, you may create additional indexes to support the application.

Performance problems due to contention often involve inserts into the same block or incorrect use of sequence numbers. Use particular care in the design, use, and location of indexes, as well as in using the sequence generator and clusters.

See Also:

For more information, see "Using Indexes" in Chapter 12, "Data Access Methods".  

Step 5: Tune Database Operations

Before tuning the Oracle server, be certain that your application is taking full advantage of the SQL language and the Oracle features designed to enhance application processing. Use features and techniques such as the following, based on the needs of your application:

Understanding Oracle's query processing mechanisms is also important for writing effective SQL statements.

See Also:

Part II, "Application Design Tuning for Designers and Developers" discusses the Oracle optimizer and how to write statements to achieve optimal performance. It also discusses statistics management and describes preserving execution plans with the plan stability feature.  

Whether you are writing new SQL statements or tuning problematic statements in an existing application, your methodology for tuning database operations essentially concerns CPU and disk I/O resources.

Step 1: Find the Statements that Consume the Most Resources

Focus your tuning efforts on statements where the benefit of tuning demonstrably exceeds the cost of tuning. Use tools such as TKPROF, the SQL trace facility, SQL Analyze, Oracle Trace, and the Enterprise Manager Tuning Pack to find the problem statements and stored procedures. Alternatively, you can query the V$SORT_USAGE view to see the session and SQL statement associated with a temporary segment.

The statements with the most potential to improve performance, if tuned, include:

In the V$SQLAREA view, you can find those statements still in the cache that have done a great deal of disk I/O and buffer gets. (Buffer gets show approximately the amount of CPU resource used.)

See Also:

For more information on dynamic performance views, see Chapter 6, "Using SQL Trace and TKPROF", Chapter 14, "Using Oracle Trace", and Oracle8i Reference. 

Step 2: Tune These Statements To Use Fewer Resources

Remember that application design is fundamental to performance. No amount of SQL statement tuning can make up for inefficient application design. If you encounter SQL statement tuning problems, then perhaps you need to change the application design.

You can use two strategies to reduce the resources consumed by a particular statement:

Statements may use more resources because they do the most work, or because they perform their work inefficiently--or they may do both. However, the lower the resource used per unit of work (per row processed), the more likely it is that you can significantly reduce resources used only by changing the application itself. That is, rather than changing the SQL, it may be more effective to have the application process fewer rows, or process the same rows less frequently.

These two approaches are not mutually exclusive. The former is clearly less expensive, because you should be able to accomplish it either without program change (by changing index structures) or by changing only the SQL statement itself rather than the surrounding logic.

See Also:

For more information, see Chapter 18, "Tuning CPU Resources" and Chapter 20, "Tuning I/O".  

Step 6: Tune the Access Paths

Ensure that there is efficient data access. Consider the use of clusters, hash clusters, B*-tree indexes, bitmap indexes, and optimizer hints. Also consider analyzing tables and using histograms to analyze columns in order to help the optimizer determine the best query plan.

Ensuring efficient access may mean adding indexes or adding indexes for a particular application and then dropping them again. It may also mean re-analyzing your design after you have built the database. You may want to further normalize your data or create alternative indexes. Upon testing the application, you may find that you are still not obtaining the required response time. If this happens, then look for more ways to improve the design.

See Also:

Chapter 12, "Data Access Methods"

Step 7: Tune Memory Allocation

Appropriate allocation of memory resources to Oracle memory structures can have a positive effect on performance.

Oracle8i shared memory is allocated dynamically to the following structures, which are all part of the shared pool. Although you explicitly set the total amount of memory available in the shared pool, the system dynamically sets the size of each of the following structures contained within it:

You can explicitly set memory allocation for the following structures:

Proper allocation of memory resources improves cache performance, reduces parsing of SQL statements, and reduces paging and swapping.

Process local areas include:

Be careful not to allocate to the system global area (SGA) such a large percentage of the machine's physical memory that it causes paging or swapping.

See Also:

For more information on memory structures and processes, see Chapter 19, "Tuning Memory Allocation" and Oracle8i Concepts. 

Step 8: Tune I/O and Physical Structure

Disk I/O tends to reduce the performance of many software applications. The Oracle server, however, is designed so that its performance is not unduly limited by I/O. Tuning I/O and physical structure involves these procedures:

Step 9: Tune Resource Contention

Concurrent processing by multiple Oracle users may create contention for Oracle resources. Contention may cause processes to wait until resources are available. Take care to reduce the following types of contention:

Step 10: Tune the Underlying Platform(s)

See your platform-specific Oracle documentation for ways to tune the underlying system. For example, on UNIX-based systems you might want to tune the following:

Applying the Tuning Method

This section explains how to apply the tuning method:

Set Clear Goals for Tuning

Never begin tuning without having first established clear objectives: you cannot succeed without a definition of "success."

"Just make it go as fast as you can" may sound like an objective, but it is very difficult to determine whether this has been achieved. It is even more difficult to tell whether your results have met the underlying business requirements. A more useful objective is: "We need to have as many as 20 operators, each entering 20 orders per hour, and the packing lists must be produced within 30 minutes of the end of the shift."

Keep your goals in mind as you consider each tuning measure. Consider its performance benefits in light of your goals.

Also remember that your goals may conflict. For example, to achieve best performance for a specific SQL statement, you may need to sacrifice the performance of other SQL statements running concurrently on your database.

Create Minimum Repeatable Tests

Create a series of minimum repeatable tests. For example, if you identify a single SQL statement that is causing performance problems, then run both the original and the revised version of that statement in SQL*Plus (with the SQL Trace Facility or Oracle Trace enabled), so that you can see statistically the difference in performance. In many cases, a tuning effort can succeed simply by identifying one SQL statement that was causing the performance problem.

For example, assume that you need to reduce a 4-hour run to 2 hours. To do this, perform your trial runs using a test environment similar to the production environment. For example, you could impose additional restrictive conditions, such as processing one department instead of all 500 departments. The ideal test case should run for more than 1 minute but probably not longer than 5, so you can intuitively detect improvements. You should also measure the test run using timing features.

Test Hypotheses

With a minimum repeatable test established, and with a script both to conduct the test and to summarize and report the results, you can test various hypotheses to see the effect.

Remember that with Oracle's caching algorithms, the first time data is cached there is more overhead than when the same date is later accessed from memory. Thus, if you perform two tests, one after the other, then the second test should run faster then the first. This is because data that the test run would otherwise have had to read from disk may instead be more quickly retrieved from the cache.

Keep Records and Automate Testing

Keep records of the effect of each change by incorporating record keeping into the test script. You also should automate testing. Automation provides a number of advantages:

You should also carefully check test results derived from observations of system performance against the objective data before accepting them.

Avoid Common Errors

A common error made by inexperienced tuners is to adhere to preconceived notions about what may be causing the problem. The next most common error is to attempt various solutions at random.

Scrutinize your resolution process by developing a written description of your theory of what you think the problem is. This often helps you detect mistakes, simply from articulating your ideas. For best results, consult a team of people to help resolve performance problems. While a performance tuner can tune SQL statements without knowing the application in detail, the team should include someone who understands the application and who can validate the solutions the SQL tuner may devise.

Avoid Poorly Thought Out Solutions

Beware of changing something in the system by guessing. Or, once you have a hypothesis that you have not completely thought through, you may be tempted to implement it globally. Doing this in haste can seriously degrade system performance to the point where you may have to rebuild part of your environment from backups.

Avoid Preconceptions

Try to avoid preconceptions when you address a tuning problem. Ask users to describe performance problems. However, do not expect users to know why the problem exists.

One user, for example, had serious system memory problems over a long period of time. During the morning, the system ran well, but performance rapidly degraded in the afternoon. A consultant tuning the system was told that a PL/SQL memory leak was the cause. As it turned out, this was not at all the problem.

Instead, the user had set SORT_AREA_SIZE to 10MB on a machine with 64 MB of memory serving 20 users. When users logged on to the system, the first time they executed a sort, their sessions were assigned to a sort area. Each session held the sort area for the duration of the session. So, the system was burdened with 200MB of virtual memory, hopelessly swapping and paging.

Stop Tuning When Objectives Are Met

One of the great advantages of having targets for tuning is that it becomes possible to define success. Past a certain point, it is no longer cost effective to continue tuning a system.

Demonstrate Meeting the Objectives

As the tuner, you may be confident that performance targets have been met. Nonetheless, you must demonstrate this to two communities:

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