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Oracle Directory Server Enterprise Edition Deployment Planning Guide 11g Release 1 (
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Document Information


Part I Overview of Deployment Planning for Directory Server Enterprise Edition

1.  Introduction to Deployment Planning for Directory Server Enterprise Edition

2.  Business Analysis for Directory Server Enterprise Edition

Part II Technical Requirements

3.  Usage Analysis for Directory Server Enterprise Edition

4.  Defining Data Characteristics

5.  Defining Service Level Agreements

6.  Tuning System Characteristics and Hardware Sizing

7.  Identifying Security Requirements

Security Threats

Overview of Security Methods

Determining Authentication Methods

Anonymous Access

Simple Password Authentication

Simple Password Authentication Over a Secure Connection

Certificate-Based Client Authentication

SASL-Based Client Authentication

Preventing Authentication by Account Inactivation

Preventing Authentication by Using Global Account Lockout

External Authentication Mappings and Services

Proxy Authorization

Designing Password Policies

Password Policy Options

Password Policies in a Replicated Environment

Password Policy Migration

Password Synchronization With Windows

Determining Encryption Methods

Securing Connections With SSL

Encrypting Stored Attributes

What Is Attribute Encryption?

Attribute Encryption Implementation

Attribute Encryption and Performance

Designing Access Control With ACIs

Default ACIs

ACI Scope

Obtaining Effective Rights Information

Tips on Using ACIs

Designing Access Control With Connection Rules

Designing Access Control With Directory Proxy Server

How Connection Handlers Work

Grouping Entries Securely

Using Roles Securely

Using CoS Securely

Using Firewalls

Running as Non-Root

Other Security Resources

8.  Identifying Administration and Monitoring Requirements

Part III Logical Design

9.  Designing a Basic Deployment

10.  Designing a Scaled Deployment

11.  Designing a Global Deployment

12.  Designing a Highly Available Deployment

Part IV Advanced Deployment Topics

13.  Using LDAP-Based Naming With Solaris

14.  Deploying a Virtual Directory

15.  Designing a Deployment With Synchronized Data


Determining Authentication Methods

Directory Server Enterprise Edition supports the following authentication mechanisms:

The same authentication mechanism applies to all users, whether the users are people or LDAP-aware applications.

Apart from the authentication mechanisms described above, this section also includes the following information about authentication:

Anonymous Access

Anonymous access is the simplest form of directory access. Anonymous access makes data available to any directory user, regardless of whether the user has authenticated.

Anonymous access does not allow you to track who is performing searches or what kind searches are being performed, only that someone is performing searches. When you allow anonymous access, anyone who connects to your directory can access the data. If you allow anonymous access to data, and attempt to block a user or group from that data, the user can access the data by binding to the directory anonymously.

You can restrict the privileges of anonymous access. Usually, directory administrators allow anonymous access only for read, search, and compare privileges. You can also limit access to a subset of attributes that contain general information such as names, telephone numbers, and email addresses. Do not allow anonymous access to sensitive data, such as government identification numbers, home telephone numbers and addresses, and salary information.

Anonymous access to the root DSE (base DN "") is required. Access to the root DSE enables applications to discover the capabilities of the server, the supported security mechanisms, and the supported suffixes.

Simple Password Authentication

If anonymous access is not set up, a client must authenticate to Directory Server to access the directory contents. With simple password authentication, a client authenticates to the server by providing a simple, reusable password.

The client authenticates to Directory Server through a bind operation in which the client provides a distinguished name and credentials. The server locates the entry that corresponds to the client DN, then checks whether the client's password matches the value stored with the entry. If the password matches, the server authenticates the client. If the password does not match, the authentication operation fails and the client receives an error message.

Note - The drawback of simple password authentication is that the password is transmitted in clear text, which can compromise security. If a rogue user is listening, that user can impersonate an authorized user.

Simple password authentication offers an easy way of authenticating users. However, you need to restrict the use of simple password authentication to your organization’s intranet. This kind of authentication does not offer the level of security that is required for transmissions between business partners over an extranet or for transmissions with customers on the Internet.

Simple Password Authentication Over a Secure Connection

A secure connection uses encryption to make data unreadable to third parties while the data is sent over the network between Directory Server and its clients. Clients can establish secure connections in either of the following ways:

In either case, the server must have a security certificate, and the client must be configured to trust this certificate. The server sends its certificate to the client to perform server authentication, using public-key cryptography. This results in the client knowing that it is connected to the intended server and that the server is not being tampered with.

Then, for privacy, the client and server encrypt all data transmitted through the connection. The client sends the bind DN and password on the encrypted connection to authenticate the user. All further operations are performed with the identity of the user. The operations might also be performed with a proxy identity if the bind DN has proxy rights to other user identities. In all cases, the results of operations are encrypted when these results are returned to the client.

Certificate-Based Client Authentication

When establishing encrypted connections over SSL or TLS, you can also configure the server to require client authentication. The client must send its credentials to the server to confirm the identity of the user. The user's certificate, not the DN, is used to determine the bind DN. Client authentication protects against user impersonation and is the most secure type of connection.

Certificate-based client authentication operates at the SSL, TLS layer only. To use a certificate-based authentication ID with LDAP, you must use SASL EXTERNAL authentication after establishing the SSL connection.

You can configure certificate-based client authentication by using the dsconf get-server-prop command. See dsconf(1M) for more information.

SASL-Based Client Authentication

Client authentication during an SSL or TLS connection can also use the Simple Authentication and Security Layer (SASL), a generic security interface, to establish the identity of the client. Directory Server Enterprise Edition supports the following mechanisms through SASL:

For more information, see Using SASL DIGEST-MD5 in Clients in Oracle Directory Server Enterprise Edition Administration Guide and Using Kerberos SASL GSSAPI in Clients in Oracle Directory Server Enterprise Edition Administration Guide.

Preventing Authentication by Account Inactivation

You can temporarily prevent authentication by inactivating a user account or a set of accounts. When the account is inactivated, the user cannot bind to Directory Server, and authentication operations fail. For more information, see Manually Locking Accounts in Oracle Directory Server Enterprise Edition Administration Guide.

Preventing Authentication by Using Global Account Lockout

In this version of Directory Server, authentication failures with a password are monitored and replicated. This enables rapid, global account lockout after a specified number of authentication attempts with an invalid password. Global account lockout is supported in any of the following cases:

Imagine a situation where all bind attempts are not directed to the same server, and the client application performs bind attempts on multiple servers faster than lockout data can be replicated. In the worst-case scenario, the client would be allowed the specified number of attempts on each server where the client attempted to bind. This situation would be unlikely if the client application were driven by input from a human user. However, an automated client built to attack a topology could exploit this deployment choice.

Prioritized replication can be used to minimize the impact of asynchronous replication latency on intrusion detection. However, you might require account lockout immediately after the specified number of failed bind attempts. In this situation, you must use Directory Proxy Server to route all bind attempts on a particular entry to the same master replica. For information about how to configure Directory Proxy Server to do this, see Operational Affinity Algorithm for Global Account Lockout in Oracle Directory Server Enterprise Edition Reference.

To retain a strictly local lockout policy in a replicated topology, you must maintain compatibility with the 5.2 password policy. In this situation, the policy in effect must not be the default password policy. Local lockout can also be achieved by restricting binds to read-only consumers.

For detailed information about how global account lockout works, see Global Account Lockout in Oracle Directory Server Enterprise Edition Reference.

External Authentication Mappings and Services

Directory Server provides user account host mapping, which associates a network user account with a Directory Server user account. This feature simplifies the management of both user accounts. Host mapping is required for users who are externally authenticated.