Document Information


Part I Introduction

1.  Overview

2.  Using the Tutorial Examples

Part II The Web Tier

3.  Getting Started with Web Applications

4.  Java Servlet Technology

5.  JavaServer Pages Technology

6.  JavaServer Pages Documents

7.  JavaServer Pages Standard Tag Library

8.  Custom Tags in JSP Pages

9.  Scripting in JSP Pages

10.  JavaServer Faces Technology

11.  Using JavaServer Faces Technology in JSP Pages

12.  Developing with JavaServer Faces Technology

13.  Creating Custom UI Components

14.  Configuring JavaServer Faces Applications

15.  Internationalizing and Localizing Web Applications

Part III Web Services

16.  Building Web Services with JAX-WS

17.  Binding between XML Schema and Java Classes

18.  Streaming API for XML

19.  SOAP with Attachments API for Java

Part IV Enterprise Beans

20.  Enterprise Beans

21.  Getting Started with Enterprise Beans

22.  Session Bean Examples

23.  A Message-Driven Bean Example

Part V Persistence

24.  Introduction to the Java Persistence API

25.  Persistence in the Web Tier

26.  Persistence in the EJB Tier

27.  The Java Persistence Query Language

Part VI Services

28.  Introduction to Security in the Java EE Platform

Overview of Java EE Security

A Simple Security Example

Step 1: Initial Request

Step 2: Initial Authentication

Step 3: URL Authorization

Step 4: Fulfilling the Original Request

Step 5: Invoking Enterprise Bean Business Methods

Security Functions

Characteristics of Application Security

Security Implementation Mechanisms

Java SE Security Implementation Mechanisms

Java EE Security Implementation Mechanisms

Application-Layer Security

Transport-Layer Security

Message-Layer Security

Securing Containers

Using Deployment Descriptors for Declarative Security

Using Annotations

Using Programmatic Security

Securing the Application Server

Working with Realms, Users, Groups, and Roles

What Are Realms, Users, Groups, and Roles?

What Is a Realm?

What Is a User?

What Is a Group?

What Is a Role?

Some Other Terminology

Managing Users and Groups on the Application Server

Adding Users to the Application Server

Adding Users to the Certificate Realm

Setting Up Security Roles

Mapping Roles to Users and Groups

Further Information about Security

29.  Securing Java EE Applications

30.  Securing Web Applications

31.  The Java Message Service API

32.  Java EE Examples Using the JMS API

33.  Transactions

34.  Resource Connections

35.  Connector Architecture

Part VII Case Studies

36.  The Coffee Break Application

37.  The Duke's Bank Application

Part VIII Appendixes

A.  Java Encoding Schemes

B.  About the Authors



Establishing a Secure Connection Using SSL

Secure Socket Layer (SSL) technology is security that is implemented at the transport layer (see Transport-Layer Security, for more information about transport layer security). SSL allows web browsers and web servers to communicate over a secure connection. In this secure connection, the data that is being sent is encrypted before being sent and then is decrypted upon receipt and before processing. Both the browser and the server encrypt all traffic before sending any data. SSL addresses the following important security considerations.

  • Authentication: During your initial attempt to communicate with a web server over a secure connection, that server will present your web browser with a set of credentials in the form of a server certificate. The purpose of the certificate is to verify that the site is who and what it claims to be. In some cases, the server may request a certificate that the client is who and what it claims to be (which is known as client authentication).

  • Confidentiality: When data is being passed between the client and the server on a network, third parties can view and intercept this data. SSL responses are encrypted so that the data cannot be deciphered by the third party and the data remains confidential.

  • Integrity: When data is being passed between the client and the server on a network, third parties can view and intercept this data. SSL helps guarantee that the data will not be modified in transit by that third party.

Installing and Configuring SSL Support

An SSL HTTPS connector is already enabled in the Application Server.

If you are using a different application server or web server, an SSL HTTPS connector might or might not be enabled. If you are using a server that needs its SSL connector to be configured, consult the documentation for that server.

As a general rule, to enable SSL for a server, you must address the following issues:

  • There must be a Connector element for an SSL connector in the server deployment descriptor.

  • There must be valid keystore and certificate files.

  • The location of the keystore file and its password must be specified in the server deployment descriptor.

You can verify whether or not SSL is enabled by following the steps in Verifying SSL Support.

Specifying a Secure Connection in Your Application Deployment Descriptor

To specify a requirement that protected resources be received over a protected transport layer connection (SSL), specify a user data constraint in the application deployment descriptor. The following is an example of a web.xml application deployment descriptor that specifies that SSL be used:

        <web-resource-name>view dept data</web-resource-name>

A user data constraint (<user-data-constraint> in the deployment descriptor) requires that all constrained URL patterns and HTTP methods specified in the security constraint are received over a protected transport layer connection such as HTTPS (HTTP over SSL). A user data constraint specifies a transport guarantee (<transport-guarantee> in the deployment descriptor). The choices for transport guarantee include CONFIDENTIAL, INTEGRAL, or NONE. If you specify CONFIDENTIAL or INTEGRAL as a security constraint, that type of security constraint applies to all requests that match the URL patterns in the web resource collection and not just to the login dialog box.

The strength of the required protection is defined by the value of the transport guarantee.

  • Specify CONFIDENTIAL when the application requires that data be transmitted so as to prevent other entities from observing the contents of the transmission.

  • Specify INTEGRAL when the application requires that the data be sent between client and server in such a way that it cannot be changed in transit.

  • Specify NONE to indicate that the container must accept the constrained requests on any connection, including an unprotected one.

The user data constraint is handy to use with basic and form-based user authentication. When the login authentication method is set to BASIC or FORM, passwords are not protected, meaning that passwords sent between a client and a server on an unprotected session can be viewed and intercepted by third parties. Using a user data constraint with the user authentication mechanism can alleviate this concern. Configuring a user authentication mechanism is described in Specifying an Authentication Mechanism.

Verifying SSL Support

For testing purposes, and to verify that SSL support has been correctly installed, load the default introduction page with a URL that connects to the port defined in the server deployment descriptor:


The https in this URL indicates that the browser should be using the SSL protocol. The localhost in this example assumes that you are running the example on your local machine as part of the development process. The 8181 in this example is the secure port that was specified where the SSL connector was created. If you are using a different server or port, modify this value accordingly.

The first time that you load this application, the New Site Certificate or Security Alert dialog box displays. Select Next to move through the series of dialog boxes, and select Finish when you reach the last dialog box. The certificates will display only the first time. When you accept the certificates, subsequent hits to this site assume that you still trust the content.

Tips on Running SSL

The SSL protocol is designed to be as efficient as securely possible. However, encryption and decryption are computationally expensive processes from a performance standpoint. It is not strictly necessary to run an entire web application over SSL, and it is customary for a developer to decide which pages require a secure connection and which do not. Pages that might require a secure connection include login pages, personal information pages, shopping cart checkouts, or any pages where credit card information could possibly be transmitted. Any page within an application can be requested over a secure socket by simply prefixing the address with https: instead of http:. Any pages that absolutely require a secure connection should check the protocol type associated with the page request and take the appropriate action if https is not specified.

Using name-based virtual hosts on a secured connection can be problematic. This is a design limitation of the SSL protocol itself. The SSL handshake, where the client browser accepts the server certificate, must occur before the HTTP request is accessed. As a result, the request information containing the virtual host name cannot be determined before authentication, and it is therefore not possible to assign multiple certificates to a single IP address. If all virtual hosts on a single IP address need to authenticate against the same certificate, the addition of multiple virtual hosts should not interfere with normal SSL operations on the server. Be aware, however, that most client browsers will compare the server’s domain name against the domain name listed in the certificate, if any (this is applicable primarily to official, CA-signed certificates). If the domain names do not match, these browsers will display a warning to the client. In general, only address-based virtual hosts are commonly used with SSL in a production environment.

Working with Digital Certificates

Digital certificates for the Application Server have already been generated and can be found in the directory domain-dir/config/. These digital certificates are self-signed and are intended for use in a development environment; they are not intended for production purposes. For production purposes, generate your own certificates and have them signed by a CA.

The instructions in this section apply to the developer and cluster profiles of the Application Server. In the enterprise profile, the certutil utility is used to create digital certificates.

To use SSL, an application or web server must have an associated certificate for each external interface, or IP address, that accepts secure connections. The theory behind this design is that a server should provide some kind of reasonable assurance that its owner is who you think it is, particularly before receiving any sensitive information. It may be useful to think of a certificate as a “digital driver’s license” for an Internet address. It states with which company the site is associated, along with some basic contact information about the site owner or administrator.

The digital certificate is cryptographically signed by its owner and is difficult for anyone else to forge. For sites involved in e-commerce or in any other business transaction in which authentication of identity is important, a certificate can be purchased from a well-known certificate authority (CA) such as VeriSign or Thawte. If your server certificate is self-signed, you must install it in the Application Server keystore file (keystore.jks). If your client certificate is self-signed, you should install it in the Application Server truststore file (cacerts.jks).

Sometimes authentication is not really a concern. For example, an administrator might simply want to ensure that data being transmitted and received by the server is private and cannot be snooped by anyone eavesdropping on the connection. In such cases, you can save the time and expense involved in obtaining a CA certificate and simply use a self-signed certificate.

SSL uses public key cryptography, which is based on key pairs. Key pairs contain one public key and one private key. If data is encrypted with one key, it can be decrypted only with the other key of the pair. This property is fundamental to establishing trust and privacy in transactions. For example, using SSL, the server computes a value and encrypts the value using its private key. The encrypted value is called a digital signature. The client decrypts the encrypted value using the server’s public key and compares the value to its own computed value. If the two values match, the client can trust that the signature is authentic, because only the private key could have been used to produce such a signature.

Digital certificates are used with the HTTPS protocol to authenticate web clients. The HTTPS service of most web servers will not run unless a digital certificate has been installed. Use the procedure outlined in the next section, Creating a Server Certificate, to set up a digital certificate that can be used by your application or web server to enable SSL.

One tool that can be used to set up a digital certificate is keytool, a key and certificate management utility that ships with the Java SE SDK. It enables users to administer their own public/private key pairs and associated certificates for use in self-authentication (where the user authenticates himself or herself to other users or services) or data integrity and authentication services, using digital signatures. It also allows users to cache the public keys (in the form of certificates) of their communicating peers. For a better understanding of keytool and public key cryptography, read the keytool documentation at

Creating a Server Certificate

A server certificate has already been created for the Application Server. The certificate can be found in the domain-dir/config/ directory. The server certificate is in keystore.jks. The cacerts.jks file contains all the trusted certificates, including client certificates.

If necessary, you can use keytool to generate certificates. The keytool utility stores the keys and certificates in a file termed a keystore, a repository of certificates used for identifying a client or a server. Typically, a keystore is a file that contains one client or one server’s identity. It protects private keys by using a password.

If you don’t specify a directory when specifying the keystore file name, the keystores are created in the directory from which the keytool command is run. This can be the directory where the application resides, or it can be a directory common to many applications.

To create a server certificate, follow these steps:

  1. Create the keystore.

  2. Export the certificate from the keystore.

  3. Sign the certificate.

  4. Import the certificate into a truststore: a repository of certificates used for verifying the certificates. A truststore typically contains more than one certificate.

Run keytool to generate the server keystore, keystore.jks. This step uses the alias server-alias to generate a new public/private key pair and wrap the public key into a self-signed certificate inside keystore.jks. The key pair is generated using an algorithm of type RSA, with a default password of changeit. For more information on keytool options, see its online help at

Note - RSA is public-key encryption technology developed by RSA Data Security, Inc. The acronym stands for Rivest, Shamir, and Adelman, the inventors of the technology.

From the directory in which you want to create the keystore, run keytool with the following parameters.

  1. Generate the server certificate. (Type the keytool command all on one line.)

    java-home\bin\keytool -genkey -alias server-alias-keyalg RSA -keypass changeit -storepass changeit -keystore keystore.jks

    When you press Enter, keytool prompts you to enter the server name, organizational unit, organization, locality, state, and country code.

    You must enter the server name in response to keytool’s first prompt, in which it asks for first and last names. For testing purposes, this can be localhost.

    When you run the example applications, the host specified in the keystore must match the host identified in the property specified in the file tut-install/javaeetutorial5/examples/bp-project/

  2. Export the generated server certificate in keystore.jks into the file server.cer. (Type the keytool all on one line.)

    java-home\bin\keytool -export -alias server-alias -storepass changeit -file server.cer -keystore keystore.jks
  3. If you want to have the certificate signed by a CA, read Signing Digital Certificates for more information.

  4. To create the truststore file cacerts.jks and add the server certificate to the truststore, run keytool from the directory where you created the keystore and server certificate. Use the following parameters:

    java-home\bin\keytool -import -v -trustcacerts -alias server-alias -file server.cer -keystore cacerts.jks -keypass changeit -storepass changeit

    Information on the certificate, such as that shown next, will display.

    % keytool -import -v -trustcacerts -alias server-alias -file server.cer -keystore cacerts.jks -keypass changeit -storepass changeit
    Owner: CN=localhost, OU=Sun Micro, O=Docs, L=Santa Clara, ST=CA, 
    C=USIssuer: CN=localhost, OU=Sun Micro, O=Docs, L=Santa Clara, ST=CA, 
    C=USSerial number: 3e932169Valid from: Tue Apr 08Certificate 
    fingerprints:MD5: 52:9F:49:68:ED:78:6F:39:87:F3:98:B3:6A:6B:0F:90 SHA1: 
    Trust this certificate? [no]:
  5. Enter yes, and then press the Enter or Return key. The following information displays:

    Certificate was added to keystore[Saving cacerts.jks]
Signing Digital Certificates

After you’ve created a digital certificate, you will want to have it signed by its owner. After the digital certificate has been cryptographically signed by its owner, it is difficult for anyone else to forge. For sites involved in e-commerce or any other business transaction in which authentication of identity is important, a certificate can be purchased from a well-known certificate authority such as VeriSign or Thawte.

As mentioned earlier, if authentication is not really a concern, you can save the time and expense involved in obtaining a CA certificate and simply use the self-signed certificate.

Obtaining a Digitally Signed Certificate

This example assumes that the keystore is named keystore.jks, the certificate file is server.cer, and the CA file is cacerts.jks. To get your certificate digitally signed by a CA:

  1. Generate a Certificate Signing Request (CSR).

    keytool -certreq -alias server-alias -keyalg RSA -file csr-filename -keystore cacerts.jks
  2. Send the contents of the csr-filename for signing.

  3. If you are using Verisign CA, go to Verisign will send the signed certificate in email. Store this certificate in a file.

Using a Different Server Certificate with the Application Server

Follow the steps in Creating a Server Certificate, to create your own server certificate, have it signed by a CA, and import the certificate into keystore.jks.

Make sure that when you create the certificate, you follow these rules:

  • When you create the server certificate, keytool prompts you to enter your first and last name. In response to this prompt, you must enter the name of your server. For testing purposes, this can be localhost.

  • The server/host specified in the keystore must match the host identified in the property specified in the tut-install/javaeetutorial5/examples/bp-project/ file for running the example applications.

  • Your key/certificate password in keystore.jks should match the password of your keystore, keystore.jks. This is a bug. If there is a mismatch, the Java SDK cannot read the certificate and you get a “tampered” message.

  • If you want to replace the existing keystore.jks, you must either change your keystore’s password to the default password (changeit) or change the default password to your keystore’s password.

To specify that the Application Server should use the new keystore for authentication and authorization decisions, you must set the JVM options for the Application Server so that they recognize the new keystore. To use a different keystore than the one provided for development purposes, follow these steps.

  1. Start the Application Server if you haven’t already done so. Information on starting the Application Server can be found in Starting and Stopping the Application Server.

  2. Start the Admin Console. Information on starting the Admin Console can be found in Starting the Admin Console.

  3. Select Application Server in the Admin Console tree.

  4. Select the JVM Settings tab.

  5. Select the JVM Options tab.

  6. Change the following JVM options so that they point to the location and name of the new keystore. There current settings are shown below:${com.sun.aas.instanceRoot}/config/keystore.jks${com.sun.aas.instanceRoot}/config/cacerts.jks
  7. If you’ve changed the keystore password from its default value, you need to add the password option as well:
  8. Log out of the Admin Console and restart the Application Server.

Miscellaneous Commands for Certificates

To check the contents of a keystore that contains a certificate with an alias server-alias, use this command:

keytool -list -keystore keystore.jks -alias server-alias -v

To check the contents of the cacerts file, use this command:

keytool -list -keystore cacerts.jks

Enabling Mutual Authentication over SSL

This section discusses setting up client-side authentication. When both server-side and client-side authentication are enabled, it is called mutual, or two-way, authentication. In client authentication, clients are required to submit certificates that are issued by a certificate authority that you choose to accept.

There are at least two ways to enable mutual authentication over SSL:

  • The preferred method is to set the method of authentication in the web.xml application deployment descriptor to CLIENT-CERT. This enforces mutual authentication by modifying the deployment descriptor of the given application. By enabling client authentication in this way, client authentication is enabled only for a specific resource controlled by the security constraint, and the check is only performed when the application requires client authentication.

  • A less commonly used method is to set the clientAuth property in the certificate realm to true if you want the SSL stack to require a valid certificate chain from the client before accepting a connection. A false value (which is the default) will not require a certificate chain unless the client requests a resource protected by a security constraint that uses CLIENT-CERT authentication. When you enable client authentication by setting the clientAuth property to true, client authentication will be required for all the requests going through the specified SSL port. If you turn clientAuth on, it is on all of the time, which can severely degrade performance.

When client authentication is enabled in both of these ways, client authentication will be performed twice.

Creating a Client Certificate for Mutual Authentication

If you have a certificate signed by a trusted Certificate Authority (CA) such as Verisign, and the Application Server cacerts.jks file already contains a certificate verified by that CA, you do not need to complete this step. You only need to install your certificate in the Application Server certificate file when your certificate is self-signed.

From the directory where you want to create the client certificate, run keytool as outlined here. When you press Enter, keytool prompts you to enter the server name, organizational unit, organization, locality, state, and country code.

You must enter the server name in response to keytool’s first prompt, in which it asks for first and last names. For testing purposes, this can be localhost. The host specified in the keystore must match the host identified in the variable specified in your tut-install/javaeetutorial5/examples/bp-project/ file. If this example is to verify mutual authentication and you receive a runtime error stating that the HTTPS host name is wrong, re-create the client certificate, being sure to use the same host name that you will use when running the example. For example, if your machine name is duke, then enter duke as the certificate CN or when prompted for first and last names. When accessing the application, enter a URL that points to the same location (for example, https://duke:8181/mutualauth/hello). This is necessary because during SSL handshake, the server verifies the client certificate by comparing the certificate name and the host name from which it originates.

To create a keystore named client_keystore.jks that contains a client certificate named client.cer, follow these steps:

  1. Create a backup copy of the server truststore file. To do this,

    1. Change to the directory containing the server’s keystore and truststore files, as-install\domains\domain1\config.

    2. Copy cacerts.jks to cacerts.backup.jks.

    3. Copy keystore.jks to keystore.backup.jks.

      Do not put client certificates in the cacerts.jks file. Any certificate you add to the cacerts file effectively means it can be a trusted root for any and all certificate chains. After you have completed development, delete the development version of the cacerts file and replace it with the original copy.

  2. Generate the client certificate. Enter the following command from the directory where you want to generate the client certificate:

    java-home\bin\keytool -genkey -alias client-alias -keyalg RSA -keypass changeit -storepass changeit -keystore client_keystore.jks
  3. Export the generated client certificate into the file client.cer.

    java-home\bin\keytool -export -alias client-alias -storepass changeit -file client.cer -keystore client_keystore.jks
  4. Add the certificate to the truststore file domain-dir/config/cacerts.jks. Run keytool from the directory where you created the keystore and client certificate. Use the following parameters:

    java-home\bin\keytool -import -v -trustcacerts -alias client-alias -file client.cer -keystore domain-dir/config/cacerts.jks -keypass changeit -storepass changeit

    The keytool utility returns a message like this one:

    Owner: CN=localhost, OU=Java EE, O=Sun, L=Santa Clara, ST=CA, C=US
    Issuer: CN=localhost, OU=Java EE, O=Sun, L=Santa Clara, ST=CA, C=US
    Serial number: 3e39e66a
    Valid from: Thu Jan 30 18:58:50 PST 2005 until: Wed Apr 3019:58:50 PDT 2005
    Certificate fingerprints:
        MD5: 5A:B0:4C:88:4E:F8:EF:E9:E5:8B:53:BD:D0:AA:8E:5A
    Trust this certificate? [no]: yes
    Certificate was added to keystore
  5. Restart the Application Server.