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version 6.0

Versioning of Serializable Objects



5.1 Overview

When Java objects use serialization to save state in files, or as blobs in databases, the potential arises that the version of a class reading the data is different than the version that wrote the data.

Versioning raises some fundamental questions about the identity of a class, including what constitutes a compatible change. A compatible change is a change that does not affect the contract between the class and its callers.

This section describes the goals, assumptions, and a solution that attempts to address this problem by restricting the kinds of changes allowed and by carefully choosing the mechanisms.

The proposed solution provides a mechanism for "automatic" handling of classes that evolve by adding fields and adding classes. Serialization will handle versioning without class-specific methods to be implemented for each version. The stream format can be traversed without invoking class-specific methods.

5.2 Goals

The goals are to:

5.3 Assumptions

The assumptions are that:

5.4 Who's Responsible for Versioning of Streams

In the evolution of classes, it is the responsibility of the evolved (later version) class to maintain the contract established by the nonevolved class. This takes two forms. First, the evolved class must not break the existing assumptions about the interface provided by the original version, so that the evolved class can be used in place of the original. Secondly, when communicating with the original (or previous) versions, the evolved class must provide sufficient and equivalent information to allow the earlier version to continue to satisfy the nonevolved contract.

Private serialization protocol and contract with supertype relationships between evolved and nonevolved classes and their instances

For the purposes of the discussion here, each class implements and extends the interface or contract defined by its supertype. New versions of a class, for example foo', must continue to satisfy the contract for foo and may extend the interface or modify its implementation.

Communication between objects via serialization is not part of the contract defined by these interfaces. Serialization is a private protocol between the implementations. It is the responsibility of the implementations to communicate sufficiently to allow each implementation to continue to satisfy the contract expected by its clients.

5.5 Compatible Java Type Evolution

The Java Language Specification discusses binary compatibility of Java classes as those classes evolve. Most of the flexibility of binary compatibility comes from the use of late binding of symbolic references for the names of classes, interfaces, fields, methods, and so on.

The following are the principle aspects of the design for versioning of serialized object streams.

5.6 Type Changes Affecting Serialization

With these concepts, we can now describe how the design will cope with the different cases of an evolving class. The cases are described in terms of a stream written by some version of a class. When the stream is read back by the same version of the class, there is no loss of information or functionality. The stream is the only source of information about the original class. Its class descriptions, while a subset of the original class description, are sufficient to match up the data in the stream with the version of the class being reconstituted.

The descriptions are from the perspective of the stream being read in order to reconstitute either an earlier or later version of the class. In the parlance of RPC systems, this is a "receiver makes right" system. The writer writes its data in the most suitable form and the receiver must interpret that information to extract the parts it needs and to fill in the parts that are not available.

5.6.1 Incompatible Changes

Incompatible changes to classes are those changes for which the guarantee of interoperability cannot be maintained. The incompatible changes that may occur while evolving a class are:

5.6.2 Compatible Changes

The compatible changes to a class are handled as follows:

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