Table of Contents

1. About This Manual

  • 1.1 Introduction
  • 1.2 Related Documents
  • 1.3 Audience
  • 1.4 Organization
  • 1.5 Conventions Used in this Manual
  • 1.5.1 General Conventions
  • 1.5.2 Keyboard Conventions
  • 1.6 Glossary of Icons
  • 1.7 Abbreviations and Acronyms
  • 1.8 Getting Help

    • 2. Appendix A - Upload File Formats A

  • 2.1 Upload File Formats
  • 2.2 Unit Holder File Format
  • 2.2.1 Unit Holder File Format
  • 2.2.2 Unit Holder KYC Details
  • 2.2.3 Unit Holder Beneficiary Details
  • 2.2.4 Unit Holder Bank Details
  • 2.2.5 Unit Holder Intermediary Details
  • 2.2.6 Unit Holder Delivery Details
  • 2.2.7 Unit Holder Related Parties Details
  • 2.2.8 Unit Holder Joint Holder Details
  • 2.2.9 Unit Holder Nominee Details
  • 2.2.10 Unit Holder Director Details
  • 2.2.11 Unit Holder Additional Information Details
  • 2.3 Transactions File Format
  • 2.3.1 Transaction related Information
  • 2.3.2 Transaction Settlement related Information
  • 2.3.3 KYC Transaction related Information
  • 2.3.4 Transaction Additional Information Details
  • 2.3.5 Transaction Intermediary related Information
  • 2.3.6 Transaction Certificate related Information
  • 2.3.7 Transaction Receipt related Information
  • 2.3.8 Transaction Delivery related Information
  • 2.3.9 Transaction Limit Order related Information
  • 2.3.10 Transaction Load Override related Information
  • 2.3.11 Transaction Derived Load Override related Information
  • 2.3.12 Transaction Pseudo Switch related Information
  • 2.3.13 Transaction Switch In Fund Load Override related Information
  • 2.3.14 Transaction Switch In Fund Derived Load Override related Information
  • 2.4 Standing Instruction File Format
  • 2.4.1 Standing Instruction related Information
  • 2.4.2 SI Intermediary related Information
  • 2.4.3 SI Payment related Information
  • 2.4.4 SI Delivery related Information
  • 2.4.5 SI Fund related Information
  • 2.4.6 SI Certificate related Information
  • 2.5 Income Distribution Setup File Format
  • 2.5.1 Income Distribution related Information
  • 2.5.2 Income Distribution Reinvestment related Information
  • 2.6 Fund Price File Format
  • 2.6.1 Fund Price related Information
  • 2.6.2 Fund Price Base Price Constant related Information
  • 2.6.3 Fund Price Additional Information related Information
  • 2.7 Broker File Format
  • 2.7.1 Broker Upload related Information
  • 2.7.2 Broker Contact Information related Information
  • 2.7.3 Brokers Bank Information related details
  • 2.7.4 Brokers Legacy related Information
  • 2.7.5 Broker Preference Information related details
  • 2.7.6 Broker Additional Information related details
  • 2.8 Unit Holder Deal File Format
  • 2.8.1 UnitHolder Deal related Information
  • 2.8.2 UnitHolder Deal Load related Information
  • 2.8.3 UnitHolder Deal Derived Load related Information
  • 2.9 Policy Transaction Upload Format
  • 2.9.1 Policy Transactions related Information
  • 2.9.2 Policy Transactions related to Brokers Information
  • 2.9.3 Information related to Transaction Fund Ratio
  • 2.9.4 Policy Transaction Settlement related Information
  • 2.9.5 Policy Transaction Settlement related Information
  • 2.9.6 Policy Transaction Load Override related Information
  • 2.9.7 Policy Transaction Derived Load Override related Information
  • 2.10 Cheque Tracking File Format
  • 2.11 Holiday Upload Format
  • 2.12 Dividend Declaration Upload
  • 2.12.1 Segment Identification Number
  • 2.12.2 Dividend Declaration Upload
  • 2.13 Dividend Equalization Adjustment Upload
  • 2.14 Exchange Rate Upload Format
  • 2.15 AuthRep Upload Format
  • 2.16 Entity Upload Format
  • 2.16.1 Cheque Book Request Upload Format
  • 2.17 Customer Fund Upload Format
  • 2.18 Customer Address Upload Format
  • 2.19 EMP Upload Format
  • 2.19.1 Employer Header Details
  • 2.19.2 Employer Details
  • 2.20 FATCA Upload Format
  • 2.20.1 FATCA Maintenance Header Details
  • 2.20.2 FATCA Maintenance Document Details
  • 2.20.3 GFR Price Upload Format
  • 2.21 GIIN Upload Format
  • 2.22 Help Desk Upload
  • 2.22.1 Help Desk Information
  • 2.22.2 Help Desk Information
  • 2.23 Gen EPU Upload Format
  • 2.24 Bank Statement Upload Format
  • 2.25 Bulk GL Setup Upload Format
  • 2.26 GO Confirmation Upload Format
  • 2.27 Fund Upload Format
  • 2.27.1 Fund Demographics Details
  • 2.27.2 Fund Language Details
  • 2.27.3 Shares Characteristics Details
  • 2.27.4 Fund Unitholder Category Registered Capital Details
  • 2.27.5 General Operating Rules
  • 2.27.6 Transaction Processing Rules Details
  • 2.27.7 Transaction Processing Rules Communication Mode Details
  • 2.27.8 Fund Investor Category Transaction Limits Details
  • 2.27.9 Fund SI Frequency Details
  • 2.27.10 Fund Sale Country Details
  • 2.27.11 Fund Residency Country Details
  • 2.27.12 Fund Transaction Currency Details
  • 2.27.13 Income Distribution Rule Details
  • 2.27.14 Fund Load Maintenance Details
  • 2.27.15 Fund Formula Maintenance Details
  • 2.27.16 Fund Additional Information Details
  • 2.27.17 Specific Fund Price Date Setup Details
  • 2.27.18 Fund User Defined Price Dates Details
  • 2.27.19 Fund IRA Details
  • 2.27.20 Fund Delivery Instruction Details
  • 2.27.21 Fund Investment Account Details
  • 2.27.22 Fund investment Account SI Details
  • 2.27.23 KYC Fund Details
  • 2.27.24 Hedge Fund Rules Details
  • 2.27.25 Hedge Fund Link Details
  • 2.27.26 Hedge Fund Investor Category Performance Fee Details
  • 2.27.27 Multi Distribution Details
  • 2.27.28 Reinvestment Details Format
  • 2.28 Unit Holder Deal File Format
  • 2.29 Cheque Tracking File Format

    • 3. Appendix B - Upload File Formats B

  • 3.1 Fund Rules Upload Formats
  • 3.1.1 Fund Rules Upload Segment Formats
  • 3.1.2 PROCESSINGFREQ (ref 11FLM, 12.10)
  • 3.1.3 Fund Related Information Upload Segments Format
  • 3.1.4 Fund Template-based Upload Format
  • 3.1.5 EPU Upload File Format
  • 3.1.6 Tax Aggregation Interface Format
  • 3.1.7 Agent Reference File
  • 3.1.8 Oracle Financial Interface
  • 3.1.9 Global Order Placement Interface
  • 3.1.10 GL Setup Upload Interface Format
  • 3.1.11 Interface to Check for Transaction Unrelated to GL Extraction
  • 3.1.12 File Format for OMIPAY FILE INTERFACE
  • 3.1.13 File format for Header Record
  • 3.1.14 File format for Detailed Record