Limits and Collateral Management Gateway provides two main kinds of processes:
This chapter contains the following sections:
This section contains the following topics:
Gateway Online process provides following process:
Following are the transactions supported by Gateway process:
Below table specifies the maintenance transactions supported by Gateway Online Process
| Transaction | Creation & | Modification | Delete | Auth | Close & Reopen | Query | Notify | Tech. | undo | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Customer |
Yes |
Yes |
Yes |
Yes |
Yes |
No |
No |
||||||||||
Liability |
Yes |
Yes |
Yes |
Yes |
Yes |
No |
Yes |
||||||||||
Facility |
Yes |
Yes |
Yes |
Yes |
Yes |
No |
Yes |
||||||||||
Collateral |
Yes |
Yes |
Yes |
Yes |
Yes |
No |
Yes |
||||||||||
Collateral Pool |
Yes |
Yes |
Yes |
Yes |
Yes |
No |
No |
||||||||||
Issuers |
Yes |
Yes |
Yes |
Yes |
Yes |
No |
No |
||||||||||
Securities |
Yes |
Yes |
Yes |
Yes |
Yes |
No |
No |
||||||||||
Limits Transfer |
Yes |
Yes |
Yes |
Yes |
Yes |
No |
No |
||||||||||
Account Service |
Yes |
Yes |
Yes |
Yes |
Yes |
No |
No |
The Batch processes which can be triggered using Gateway Online Process:
During the processing of Gate Way online transactions some of the transactions processing may be fail because of a lock in the database. LCM provides a feature to process the locked records.
This feature of Gateway will allow the external system to rollback previously entered transactions in LCM. This feature will be supported in Gateway Inbound (online), information required as part of Technical undo is also Transaction Id of the previous transaction. Technical undo is not supported for Query and Notification transactions.
This section contains the following topics:
Gateway Batch Process provides two kinds of process
LCM Batch Inbound process is used to upload large records. As a batch operation the necessary input files will be fetched from the mentioned location path.
The Batch Inbound process can also be initiated from the following screen:
Batch OperationsàIn Bound Batchàdetailed
The following operations (via input files) will be supported as an Input Files Batch Operations:
Utilization Upload
All the utilizations as part of LCM Transaction functions are provided for as a part of Batch Inbound operations. Utilization upload allows more than one utilization record to be uploaded in a single upload process.
Liability Upload
Liability creation as a part of batch upload is provided for. Liability upload allows more than one Liability record to be uploaded in a single upload process.
Facility Upload
Facility creation as part of batch upload is provided for. Facility upload allows more than one Facility record to be uploaded in a single upload process.
Collateral Upload
Collateral creation as part of batch upload is provided for. Collateral upload allows more than one Collateral record to be uploaded in a single upload process.
Securities Upload
Securities creation as part of batch upload is provided for. Securities upload allows more than one Securities record to be uploaded in a single upload process.
Customer Upload
Customer creation as part of batch upload is provided for. Customer upload allows more than one Customer record to be uploaded in a single upload process.
Rates Upload
Rates creation as part of batch upload is provided for. Rates upload allows more than one Customer record to be uploaded in a single upload process.
LCM Batch Outbound process is used to upload large records. As a batch operation the necessary output files will be generated into the mentioned work path.
You can initiate the Batch Outbound Process using the following screen.
Batch OperationsàOut Bond BatchàDetailed
The following operations will be supported as an Input Files Batch Operations.
Utilization Handoff (For the Current Day)
All the utilizations which have occurred during the day can be grouped into a file. This file is a part of batch handoff operation. This file will contain only the current day’s utilization records.
Liability Handoff (Zero Based)
All the Liabilities created in LCM can be grouped in to file via the Batch Facility Handoff. This handoff will contain all the details of the records.
Facility Handoff (Zero Based)
All the facilities created in LCM can be grouped into file via the Batch Facility Handoff. This handoff will contain all the details of the records.
Collateral Handoff (Zero Based)
All the Collateral created in LCM can be grouped into file via the Batch Facility Handoff. This handoff will contain all the details of the records.
The following interfaces are available as part of the LCM system.
| Module | Interface Name | Interface Type | |||
|---|---|---|---|---|---|
| Currency | Rates Interface | Online incoming | |||
| Core | Product Interface | Batch Incoming | |||
| Branch Holiday | Holiday Interface | Batch Incoming | |||
| SMS | User Interface | Batch Incoming | |||
| Account | Account Interface | Online Incoming | |||
| TD | TD Interface | Online/Batch Incoming | |||
| TD | TD block/unblock Interface | Online/Batch Outgoing | |||
| Core | Liability Link Interface | Online/Batch Outgoing | |||
| Limits | Facility Interface | Batch Outgoing | |||
| Limits | Utilization interface | Batch Outgoing | |||
| Limits | Dual Authorization | Online Outgoing |
For more details on maintaining External Systems and Interfaces refer the chapter titled ‘Gateway Maintenance.