This Readme
has the following sections:
·
Oracle Financial Services
Analytical Applications Infrastructure
·
Oracle Financial Services Behavior Detection
Bug 22644550 – OFS BD Applications Pack v8.0.1.0.0 Minor Release #2 (8.0.2.0.0)
This Minor Release of OFS BD is cumulative of enhancements and bug fixes done since the 8.0.1.0.0 Release.
The minimum patch set level should be 8.0.1.0.0.
For detailed instructions on installing this minor release, refer to Oracle Financial Services Behavior Detection Applications Pack Installation Guide.
This section covers the following topics:
·
Bugs Addressed in This Release
·
Limitations and Known Issues
This section explains various new features that are introduced in this release:
·
System Configuration & Identity Management
·
Business Metadata Management
· Table creation on the fly from the Data File Mapping and Data Mapping screens is introduced. This allows to add dynamic tables into the data model within OFSAA ecosystem.
· Query validation is made optional while saving Data Mapping definition through the introduction of a new configuration parameter.
· To limit the number of records that needs to be loaded, a new target property (RecordLoadLimit) is introduced in Data Mapping definition.
· Dynamic Degree of parallelism for RDBMS is supported.
· Referential Integrity checks can be defined using composite key columns.
· Users can be optionally created or modified for authentication through OFSAA Security Management System where LDAP authentication is configured.
· Audit Trail report has been enhanced to show detailed information for various operations such as User -User Group map, User Group-Domain map, User Group- Role map, User Group –Folder-Role map, Role-Function map and Profile Holiday Map.
· Derived Entity definition supports creating materialized views with option to refresh fast/force/complete on demand/commit and query rewrite.
· Forms Framework has been enhanced to render Forms with CSS3 and HTML 5 constructs in addition to support of HTML 3. This is to enable support of Standards Mode and rendering of HTML pages in Internet Explorer and Google Chrome.
· Migration of Tabs and Layout details is supported for Object Migration Command line utility.
· The behavior of the type 102 control can be changed to either single select or multi-select based on a particular column value of the grid.
Component |
Sub component |
Bug ID |
Description |
Administration |
Utilities |
21328053 |
Infodom
dropdown in "user group-batch execution map" screen shows full list |
Data
Entry Forms and Queries |
Data
Entry |
21339271 |
Number
format causes edit to fail with special character not allowed alert |
Data
Loading |
- |
21173111 |
'ORA-12899:
value too large for column' in messageserver log running F2T |
Forms
Framework |
- |
20598965 |
Menu
and drop down overlap |
Install
and Upgrade Issues |
Service
Packs |
21915445 |
Patch
installer does not validate for session level shell and proceeds with bash |
Base
Installer |
21810719 |
envcheck.sh checks nls_length_semantics database setting at session level |
|
20727720 |
Editable
information domain name field is not user friendly |
||
Metadata
such as T2T, F2T, and so on |
T2T
Issues |
21812780 |
T2T
finishes successfully when rejection threshold exceeded |
Security
Management System |
- |
21697204 |
UCP
connection pool failing in all the layers |
Unified
Metadata Manager |
Business Metadata
Management |
21367887 |
$MISDATE,$RUNSK does not
work in data set ANSI join subqueries |
20760616 |
Need special characters in
hierarchy short description |
||
Data Quality Definition |
20511796 |
Change in the alert
message in DQ list of values check rule when filter type is a code |
|
- |
21464164 |
The Mapper screen page is
taking too much time to load and save |
|
System
Configuration |
Information Domain |
21484146 |
Add persistence unit entry
in GRCPERSISTENCE&PERSISTENCE during infodom creation |
Administration |
Object
Migration |
22446723 |
Object migration should
persist source and target object IDS into database |
Metadata
such as T2T, F2T, etc |
- |
22539004 |
T2T tasks are failing |
GRC
Infrastructure |
|
22459967 |
Search functionality not
working in kbd preference summary page for other locale |
22459895 |
KBD mapper and checker
screen not getting translated in other locales |
||
Business
Restructure |
21625588 |
Multi locale support in
business restructure |
|
Rules
Framework |
- |
22486848 |
wsmrerequest.sh failed with ORA-12899 |
System Configuration |
Configuration |
22453450 |
Application ID is not
displaying correct for other locales in modify/view screen |
Operations |
Batch Monitor |
21949567 |
API’s required to track
the batch status |
Workflow
Framework |
|
21610478 |
Unable to add more than
one data field |
Unified
Metadata Manager |
|||
Metadata
Browser |
22455350 |
MDB>DATA sources menu
is not translated to other locales |
· Model upload option (Erwin or DB Catalog) for the subsequent uploads is not same as the initial upload option.
· Exporting object type with code 2000 (User) fails if FAILONERROR is set to N.
· Error while creating new users when LDAP authentication is enabled.
· Dynamic table created during Data File Mapping has incorrect column data types.
· Data Mapping screen alignment changes if tables selected are with big names.
· If concurrent users work on Data Mapping, modified by field is captured incorrectly.
· The description is not getting updated in the Excel Upload edit mode.
· Export with Include Search Info option for Type =1 container is not showing search information when exported to Excel Sheet.
This section covers the following topics:
·
Bugs Addressed in This Release
·
Limitations and Known Issues
This section explains various new features that are introduced in this release.
·
New Scenario Wizard Templates
·
Trading Compliance (TC) Scenarios
·
Inline Processing Engine (IPE) and FCCM Integration
·
Database
Updates to the Scenario Threshold Editor allow users to execute scenario test runs to validate and review results of threshold and threshold set changes from the Admin Tools Scenario Threshold Editor. If satisfied with threshold changes the user can promote those changes to the product version of the associated scenario.
Additional ML, FR and BC centric templates added to Scenario Wizard library to support the creation of scenarios.
· Introduction of Four-eyes approval workflows for Promote to Case and Alert Suppression actions
· Users have the ability to conduct a free text search of comment entries across alerts or cases
For more information on updates to the Financial Services Data Model (FSDM), refer to the following documents using this link: http://docs.oracle.com/cd/E60570_01/homepage.htm:
· Data Interface Specification (DIS)
· Financial Services Data Model (FSDM) Reference Guide, Volume One: Business Data
· Financial Services Data Model (FSDM) Reference Guide, Volume Two: Oracle Financial Services
· Data Financial Services Data Model (FSDM) Reference Guide, Volume Three: Case Management
· Front Running Large Order or Trade has been simplified and rewritten with focuses of investment advisor and employee. The scenario has two patterns, one for large customer order and the other for large customer trade, where aggregations are by the same security or related securities on the same side of the market as the customer order or trade.
· Trading Ahead of Market Moving Events is a new scenario with focuses on customer and employee. This scenario identifies focal entities that may be trading on insider information by executing orders or trades ahead of a material market event, which includes significant price and/or transaction volume movement, as well as market news events and beta value.
· User Interface created to define Scenario attributes for an IPE Assessment. This allows the user to more easily provide a definition to how the IPE assessment will appear as a scenario based alert in the Oracle Financial Services Alert Management UI
· Processing of IPE Assessment Results data to generate break and break matches for creating an alert
Introduction of Network Analysis capabilities. Users can create and view ad-hoc networks based on entities and activities associated with a case.
· Bulk actions such as Approve, Cancel Filing, and Request for Approval are introduced
· Support for filing of NIL XML is introduced. This supports the FATCA requirement to provide an efile for GIINs with no actual reports to file
Component |
Sub- component |
Bug ID |
Description |
Database |
|
21055585 |
Execution
of link analysis jobs in parallel results in error. |
|
|
22486805 |
ML
scenario and alert data not showing properly in Threshold Analyzer due to
error on insert of data into KDD_TA_ML_DATA |
Data
Ingestion |
AM |
21065449 |
When executed on a RAC database, the following
Datamaps may fail: · DerivedEntity_FrontOfficeTransactionPartyUpd · DerivedEntity_FrontOfficeTransactionPartyInsert This failure impacts the calculation of highlights
for the following scenarios: · (FR/AC) High Risk Transactions: High Risk Counter
Party · (FR/AC) Patterns of Funds Transfers: Customers and
External Entities · (FR/AC) Rapid Movement of Funds: All Activity · (FR/CU) Patterns of Funds Transfers: Customers and
External Entities · (ML/AC) High Risk Transactions: High Risk Counter
Party · (ML/AC) Patterns of Funds Transfers: Between
Customers and External Entities · (ML/AC) Rapid Movement of Funds: All Activity · (ML/AC) Rapid Movement of Funds: Funds Transfers · (ML/CU) Patterns of Funds Transfers: Between
Customers and External Entities · (ML/EN) High Risk Transactions: High Risk Counter
Party · (ML/EN) Large Reportable Transactions |
|
|
21837951 |
Issue with Currency Transaction
datamap prevented records from loading |
Web
UI |
|
19641527 |
Cases are not getting purged in the
Purge Utility |
|
20093006 |
Add
Case entities fails when there are multiple cases with same CREATE_TS |
|
|
20113418 |
Cross-scripting error displayed in
Internet Explorer. This issue is seen when the user navigates from the Home
page or Alert List page to the Details page, and then to the Business tab. |
|
|
20436259 |
If the users select View as a preferred
search option, their selection for a specific view in Set View from Case List
in the Preference page is not being saved and shown on the Case Search and
List Page. |
|
20443807 |
When changing any value for the
Email parameter in the Manage Parameters window, the changes made are not
being saved. |
||
|
22122045 |
The post Alert Web Service requires a
batch be open when it should not. It is also causing the JVM to shut down
WebLogic when it’s called without a batch being open. |
|
|
22359373 |
In the Research page,
selecting Entity Type 'EN' and Context 'ML', options provided for ID Type are
incomplete. |
|
|
22544539 |
Expired suppression rule
was not reflected as deactivated in suppression History. |
|
Admin Tools |
|
22072193 |
In the Alert Scoring Editor, Graduated Value Scoring Rule List and
Prior Matches Scoring Rule List building block shows incorrect value of
minimum and maximum score. |
IPE |
|
22545084 |
During
execution of the batch, the Mantas date is not being considered causing the
batch to fail |
Algorithm |
|
21452183 |
When DFLT_DUE_DT_LM set to 10 for both alert action MTS000 and MTS006, and the Default
Due Date Calculation is set to C, alerts that are generated through behavior
detection (MTS000) are not getting the due date set. |
|
20060527 |
After running single match alert creator job 503 in Linux
environment. Following error is displayed in the logs: “ A fatal error has
been detected by the Java Runtime Environment” |
|
Datamaps |
|
20981187 |
FinancialInstitution_FOTPSPopulation BDF failed in OFSBDF
8.0 |
Component |
Sub- component |
Bug ID |
Description |
User
Interface |
|
20307421 |
The Deployment Initiation / Regular
Processing batch picks up the documents associated with a customer but do not
display in the Customer document Tab in case management. |
|
20449906 |
When copying large text content into
the Narrative tab, content is not saved if the content includes ";"
and the word "script" in combination with one another. |
|
|
21120821 |
While accessing the UI, the system
out log shows a number of exception errors. These messages can be ignored as
there is no functional impact. |
|
|
21901214 |
The Admin user will not be able to
Create/Edit/Delete a process under Run Rule Framework. Workaround: Delete the json-rpc-1.0.jar from WEB-INF/lib
path of deployed area and restart the web server. |
|
|
21374235 |
KYC Real Time On boarding Risk
Assessment Details show a junk value "Consolidated" in the
Actual Value column. |
|
|
22217727 |
When searching for a specific node or link on the Network Graph
using the highlight tool if the inserts the search text with a leading or
trailing space, then space doesn’t get trimmed and system consider it as a
search criteria. Workaround: User trims any leading or trailing spaces. |
|
|
|
22231998 |
When
searching for a specific link on the Network Graph using the highlight tool,
sometimes invalid links show up in the list for selection. |
|
22545134 |
An
error message may be displayed when a user tries to review and save a
scenario created using the scenario wizard tool. |
|
|
22586745 |
For
some security focus scenarios, the Focal Entity Display ID may not be
populated due to an incorrect mapping of the underlying scenario data to the
resulting alert review record. This will result in the Focus column on the UI
displaying. |
|
|
22595644 |
Clients
using FSDF and implementing the Currency Transaction Reporting (CTR)
application may experience a failure during batch load of the Currency
Transaction table if the data is being sourced from the STG_CARDS_PAYMENT_TXNS
table. |
|
|
20194576 |
For clients using the Personal Trading
Approval (PTA) application, new fields and options are visible on the
Questionnaires Administration screens to Admin users. These fields are not
used by PTA and can be ignored. |
|
|
22267893 |
For clients using KYC application, after the
risk assessments are promoted to case, under Customer tab in case management
only ‘Risk Information’ and ‘Details’ options will have data and other
options will not have data. |
|
FSDF |
|
22596031 |
Clients using FSDF and implementing the
Currency Transaction Reporting (CTR) application may experience a failure
during batch load related to some fields not mapped between FSDF and the FCCM
data model. Specifically, as relates
to ·
STG_GEOGRAPHY_MASTER ·
STG_ORG_STRUCTURE_MASTER ·
STG_ORG_UNIT_MASTER ·
STG_TRADING_ DESK_MASTER As a workaround these mappings can be
manually added into the BDF mappings. |
|
20668259 |
When Ingestion is run, the following
warning messages related to batch and calendar maintenance may display in
some logs: · WARN
CALENDAR_MANAGER - Message 265050: The Calendar
name 'SYSCAL' has no Holidays specified. · FATAL
BATCH_CONTROL - Message 265032: Some Batch Processes are already
running. · WARN FDT -
Message 30102: Date 20091213 out of bounds for
calendar SYSCA These messages can be ignored as there is no
functional impact. |
|
|
22627158 |
For CTR application, client’s data load of Branch CTR
Summary data fails if a value is not provided for Branch Terminal Identifier. |