Oracle Financial Services Behavior Detection Application Pack v8.1.2.3.0

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Oracle Financial Services (OFS) Behavior Detection Application Pack is a separately licensed product.

����������� Description

OFS BD Application Pack v8.1.2.0.0 Minor Release #3 8.1.2.3.0 (ID 34637484).

This release of OFS BD Application Pack is cumulative of all enhancements and bug fixes since the v8.1.2.0.0 release.

������������� Prerequisites

Refer to the below pre-requisites

� Before applying OFSBD 8.1.2.3.0, it is required to install OFSBD 8.1.2.0.0. For detailed instructions on installing this OFS BD Release, see OFS BD Application Pack Installation and Configuration Guide 8.1.2.0.0.�

� Apply patch for Bug 34572960. This is the OFSAAI 8.1.2.0.0 RELEASE #2 (8.1.2.2.0)

����������� How to Apply This Patch?

For detailed instructions on installing this OFS BD release, see OFS Behavior Detection Installation Guide 8.1.2.3.0.

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����������� About This Release

����������� This section describes the new features, bugs addressed, and known issues in this release of OFS Behavior Detection.�������

����������� Topics:

� New Features

� Bugs Addressed

� Known Issues

������������ New Features

The following is the list of new features included in this release:

� The scenarios listed below have been modified to implement Functional Currency

o Anomalies in ATM, Bank Card: Foreign Transactions - Account focus

o Early Payoff or Paydown of a Credit Product - Account focus

o High-Risk Transactions: Focal High-Risk Entity - Account focus

o External Entity Name Associated with Multiple, Recurring Identifiers (External Entity) - External Entity focus

o Deviation from Peer Group � Total Activity - Account focus

� The scenarios listed below have been modified to consider Cash transactions during alert generation

o Hub and Spoke � Customer Focus

o Hub and Spoke � External Entity Focus

� OFS BD 8.1.2.3.0 offers performance tuning of Scenarios using custom hints in the Customer's environment depending on Customer data volume. Currently, this feature is offered for the seven scenarios listed below. For more details, refer OFS Behavior Detection Installation Guide (Section 5: Performance Tuning of Scenarios)

o 114000122-(ML/AC) Terrorist Financing

o 114000123-(ML/EN) Terrorist Financing

o 115200003-(ML/AC) Large Depreciation of Account Value

o 115400007-(ML/EN) Large Reportable Transactions

o 114000078-(ML/CU) Patterns of Funds Transfers Between Customers and External Entities

o 114000082-(ML/EN) Patterns of Recurring Originators/Beneficiaries in Funds Transfers

o 116000079-(ML/CU) Rapid Movement of Funds - All Activity

� Real-Time Fraud (RTF) has been integrated with Enterprise Case Manager (ECM) to allow blocked transactions to receive additional review and investigation.

� The KYC Risk Assessment Investigation UI has been enhanced to include the below

o New tab - �Customer Identification Documents� is added to display ID document details

o New search field - �Tax ID� has been added for the risk assessment search

o New user group - �KYC Investigator Read Only Group� has been added who can only view risk assessment records. This user will not be able to perform any action namely manually promote a risk assessment to Case and export risk assessments.

o New tab - �History� is added to track & display changes made for risk assessment category configuration

� KYC Case details enhanced in the ECM application

o Risk Priority field is displayed for Manually Promoted KYC Case in ECM UI

o Case Title for Manually Promoted KYC Case is improved to display the Customer Name as well as to provide more contextual information

� KYC integration with Compliance Studio

o Ability to perform Accelerated Re-review using Customer Segmentation & Anomaly detection model

o KYC Case displays detailed evidence of why the accelerated re-review was triggered for a customer based on anomaly detection model. This helps investigators view and analyze each model attribute and its significance for anomalous customer behavior.

Bugs Fixed in This Release

The following bugs have been fixed in OFS Behavior Detection Release 8.1.2.3.0.

Table 1: List of Resolved Issues

Component	Bug ID	Resolution
BD	34803629	Wrapper changes made for extrl_ntity_smry_mnth_wrp and acct_peer_trxn_smry_mnth_wrp
BD	34767306	Namematchstaging datamap - db connection from bdf.xml addressed.
BD	34745349	External org population datamaps to include changes completed.
BD	34646286	Cntry_key_id column in the kdd_review table can store long values.
BD	34572736	ISO20022: correct population of derived address data from staging
BD	34572539	ISO20022: ultimate creditor and debtor roles: address 5 and 6 populated
BD	34351471	Added cash trxn to ml_hubandspoke scenario
BD	30312389	Incorrect validation for customer extension number
RTF	33672293	RTF 8.1.2.2: wire: ability to add attachment in comment section � real-time transaction UI (real-time fraud)
KYC UI	34890021	Search is not working for assessment and cases on the onboarding assessment page.
KYC UI	34885797	Post copying there is no record in history in the risk assessment category history page.
KYC UI	34184961	Null value selection for active flag (rule based risk assessment) removed.

����������� List of Known Issues

���� ���������The known issues/limitations in OFS Behavior Detection Release 8.1.2.3.0. are as follows.

Table 2: List of Known Issues

Component	Bug ID	Description
BD	34834749	�The help button information on the alert details page is incorrect.
CTR	34888031	The below grids do not get refreshed post the first action taken after login to the application � Exemption Address section- when Add or Remove action is performed, the Exemption Address grid does not refresh.� � Transaction section- when the Remove action is performed, the Transaction grid does not refresh. The tabs are reloaded correctly when these grids are refreshed the second time.
AML	33410918	Previously, the Threshold Editor (Admin Tools UI) could not run the Sequence Matcher scenario with custom threshold for TEST run. This issue has been fixed. Now, users can run the Sequence Matcher scenario with custom threshold for TEST run. Existing issues are as follows: � The fix does not work for an existing custom threshold set of Sequence Matcher scenarios. In this case, the user would have to create new set of custom thresholds post patch application. � Pattern name for Sequence Matcher scenario appears as 'null' in 'Scenario Test Execution' window. � Pattern name appears as '-' in �Review Test Scenario Results� window for Sequence Matcher scenarios.
AML	33410918	Existing issues in Review Test Scenario Result Screen (Admin Tools UI) are as follows: � Match information icon (downloadable Excel) should be in grey color and disabled till the job is in �Running� Batch status. However, this icon is enabled irrespective of Batch status. Do not download an excel report for jobs having Batch status other than �Finished�. � The Threshold values pop-up window for job entries in �Running� Batch Status is blank. � The Review Test Scenario Result page may incorrectly display for some scenarios when multiple jobs are assigned to a single template ID. One job will be completed with 'Finished' status and will display the count of matches. Other jobs will be in 'Running' Status and the count displayed will be '0'. When executed with a single job mapped with the template group ID, the result will display correctly.

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