Additional Stock Purchase Reports

Report ID and Report Name	Description	Navigation	Run Control Page
STES001 Plan Summary	Lists all plan activity that occurred during the specified date range.	Stock, and then Option Reports, and then Regulatory, and then Plan Summary	ST_RUNCTL_STES001
STES010 Purchase Receipts	Displays a summary of purchases by participant. This statement is required by the IRS.	Stock, and then Purchase Reports, and then Statement/Receipts, and then Purchase Receipts	ST_RUNCTL_STES010
STES006 Refund/Carry-Forward	Reports back to pay groups the unused contributions after a purchase.	Stock, and then Purchase Reports, and then Refund, and then Refund/Carry Forward	ST_RUNCTL_STESPID
STES015 Grant Value Limit Detail	Use to audit participants for IRS grant value limit by corporate interpretation.	Stock, and then Purchase Reports, and then Regulatory, and then Purchase Limit Summary	ST_RUNCTL_STES015
STES008 Transfer Agent Instructions	Use to instruct the transfer agent to issue shares and adjust the plan balance.	Stock, and then Purchase Reports, and then Agent/Broker, and then Transfer Agent Instructions	ST_RUNCTL_STES008
STES009 Broker Deposits	Use to inform brokers of shares to be deposited into participants' accounts after a purchase. You must first purchase stock for which the issuance instruction is Broker.	Stock, and then Purchase Reports, and then Agent/Broker, and then Broker Deposits	ST_RUNCTL_STES009
STES013 Disposition Receipts	Reports a summary of dispositions. The statement is required by the IRS.	Stock, and then Purchase Reports, and then Statement/Receipts, and then Disposition Receipts	ST_RUNCTL_STES013
STES011 Disposition Survey	Use to survey participants about dispositions or to confirm a reported disposition. You must first purchase stock and have participants who have not reported dispositions.	Stock, and then Purchase Reports, and then Disposition, and then Surveys	ST_RUNCTL_STES011