Ensure that you have completed these database preparation tasks before starting an Oracle Database upgrade.
Release Updates and Requirements for Upgrading Oracle Database
Before starting upgrades, update your new release Oracle home to the latest Release Update (Update).
The software for new Oracle Database releases contains a full release that includes all the latest updates for Oracle Database at the time of the release.
Before you start an upgrade, Oracle strongly recommends that you update your new release Oracle home to the latest quarterly Release Update (Update).
- My Oracle Support note 2118136.2 contains a download assistant to help you select the updates that you need for your environment. Oracle highly recommends that you start here.
My Oracle Support note 1227443.1 contains a list of Oracle Database PSU/BP/Update/Revision known issues. This note provides information about all known issues notes for Oracle Database, Oracle Grid Infrastructure, and the Oracle JavaVM Component (OJVM).
Upgrades and Transparent Data Encryption
To upgrade databases using TDE, provide AutoUpgrade with TDE passwords
either by using the
–load_password command line option, or by specifying an
external password store.
Starting with AutoUpgrade version 22.1, you can choose either to provide Transparent Data Encryption (TDE) passwords at the command line during the upgrade to access the source keystores, and have AutoUpgrade create new external keystore on the target system in a location that you choose, or you can specify that AutoUpgrade should access an existing secure external password store (SEPS) that contains the TDE passwords.
Provide TDE Passwords At the Command Line Using Password Initialization and Storage
If you have the TDE passwords for the databases that you want to upgrade, then you can provide those passwords to AutoUpgrade at the command line. AutoUpgrade creates an external key manager generated and maintained by AutoUpgrade. With this configuration, AutoUpgrade supports unmanned or automated operations of TDE-enabled databases. As the upgrade runs, AutoUpgrade can open each source database keystore without prompting for the keystore password, and enroll the target database into the TDE external keystore for key management, so that the target database can start automatically.
- Before running AutoUpgrade, you add the global parameter
global.keystoreto the configuration file that you use with a database that uses TDE, and specify a secure path to the location of the keystore that you want created for the upgraded database. This path should be different from any other file path you specify in AutoUpgrade, so that the keystore is not in any log file location.
- When you run AutoUpgrade in Deploy mode, you must run it using the
-configcommand line parameter, and with the
- Before AutoUpgrade starts the database upgrades, AutoUpgrade prompts you to provide the TDE passwords for each database specified in the configuration file that uses TDE. These passwords are used only to access the source release TDE keystores, and to write the TDE passwords to the new target external keystore. No passwords are written to SQL*Plus execution plans during the upgrade. After AutoUpgrade no longer requires the TDE passwords, these passwords are purged from memory. No log records are kept of the passwords.
- You specify the TDE passwords as AutoUpgrade starts to deploy; they are not included in the configuration file.
- AutoUpgrade prompts you to provide the TDE password for each source database specified in your configuration file that contains a TDE keystore.
- AutoUpgrade performs no password logging in any files written by AutoUpgrade
during the upgrade. Instead, AutoUpgrade records that the
load_passwordcommand line option was used during the Deploy.
- As AutoUpgrade runs, it places TDE passwords entered at the command line into secure Java KeyStore objects.
- After the TDE password for an Oracle Database keystore is used for access, and the target database is enrolled into the TDE external keystore for key management, AutoUpgrade clears the Java KeyStore objects containing the password, so that these passwords are no longer in memory.
- AutoUpgrade does not include the keystore file in the zip file that AutoUpgrade generates during the upgrade.
- If the upgrade is a non-CDB or an Unplug-Plug PDB upgrade, then the XML manifest file created by AutoUpgrade for databases undergoing a Non-CDB to PDB or Unplug/Plug upgrade contains TDE encryption keys. This file is also excluded in the zip file generated by AutoUpgrade.
Provide TDE Passwords Using an AUTO LOGIN keystore
If you choose to use an existing external keystore to provide
AutoUpgrade with passwords for TDE, then you must perform a one-time setup of an
AUTO LOGIN keystore, so that the database can be shut down and
restarted without requiring DBA intervention.
To review your existing have an Oracle Wallet value specified, enter the following command:
SQL> show parameter WALLET_ROOT;
With AutoUpgrade 22.1 and later, copying the
file to the new Oracle release is no longer required. If you choose to
use a secure external password keystore, then Oracle recommends that you use the
WALLET_ROOT static initialization parameter and
TDE_CONFIGURATION dynamic initialization parameter.
You can specify in your AutoUpgrade configuration file to have the keystore location changed during the upgrade. Alternatively, you can complete this task manually after the upgrade. In either case, ensure that a recent backup has been made of the keystore before you start the upgrade.
If you complete this task manually, then after the upgrade, before you
can configure keystores and begin to encrypt data, you must perform a one-time
configuration using the
TDE_CONFIGURATION parameters to designate the location and type
of keystores that you plan to create.
WALLET_ROOT parameter specifies the keystore
directory location. Before you set
WALLET_ROOT, ensure that you
have an existing directory that you can use to store keystores. (Typically, this
directory is called
TDE_CONFIGURATION parameter specifies the type of
keystore (software keystore, hardware keystore, or Oracle Key Vault keystore). If
you omit the
TDE_CONFIGURATION parameter, then Oracle Database uses
sqlnet.ora file settings. After you set the type of keystore
TDE_CONFIGURATION, when you create the keystore, Oracle
Database creates a directory within the
WALLET_ROOT location for
the keystore type. For example, if you set
FILE, for Transparent Data Encryption keystores, then Oracle
Database creates a directory named
tde (lower case) within the
wallet directory. If you want to migrate from one keystore type to another, then you
must first set
TDE_CONFIGURATION parameter to the keystore type
that you want to use, and then use the
ADMINISTER KEY MANAGEMENT
statement to perform the migration. For example, you can migrate from a hardware
security module (HSM) keystore to a TDE keystore.
KEYSTORE_MODE column of the
V$ENCRYPTION_WALLET dynamic view shows whether united mode or
isolated mode has been configured.
Note:In previous releases, the
SQLNET.ENCRYPTION_WALLET_LOCATIONparameter was used to define the keystore directory location. This parameter has been deprecated. Oracle recommends that you use the
WALLET_ROOTstatic initialization parameter and
TDE_CONFIGURATIONdynamic initialization parameter instead. You can use the AutoUpgrade utility to perform this update for you during the upgrade.
Recommendations for Oracle Net Services When Upgrading Oracle Database
You must ensure that the listener is running in your new release Oracle home.
If the Oracle Database that you are upgrading does not have a listener
configured, then before you start the upgrade, you must run Oracle Net Configuration
NETCA) to configure the listening protocol address and
service information for the new release of Oracle Database, including a
listener.ora file. The current listener is backward-compatible with
earlier Oracle Database releases.
If you are upgrading Oracle Real Application Clusters Oracle Database, or a release older than Oracle Database 12c, then review the following additional information.
Oracle RAC database upgrades, the listener normally is migrated during the Grid
Infrastructure upgrade. You must administer the listener by using the
lsnrctl command in the Oracle Grid Infrastructure home. Do not
attempt to use the
lsnrctl commands from Oracle home locations for
When You Must Disable Oracle Database Vault
You may need to disable Oracle Database Vault to perform upgrade tasks or correct erroneous configurations.
You can reenable Oracle Database Vault after you complete the corrective tasks.
The following situations require you to disable Oracle Database Vault:
You must install any of the Oracle Database optional products or features, such as Oracle Spatial, by using Database Configuration Assistant (DBCA).
If you did not configure backup
DV_ACCTMGRaccounts when you registered Oracle Database Vault, and these accounts are inadvertently locked or their passwords forgotten. Note that if your site only has one
DV_OWNERuser and this user has lost his or her password, you will be unable to disable Oracle Database Vault. However, if your site's only
DV_ACCTMGRuser has lost the password, you can disable Database Vault. As a best practice, you should grant the
DV_ACCTMGRroles to new or existing user accounts, and use the Database Vault Owner and Account Manager accounts that you created when you registered Database Vault as back-up accounts.
If you want to register Oracle Internet Directory (OID) using Oracle Database Configuration Assistant (DBCA).
If Oracle Database Vault is enabled and you are upgrading an entire CDB, then use one of the following methods:
- CDB upgrade method 1: Temporarily grant the
SYScommonly by logging into the root container as a common user with the
DV_OWNERrole, and then issuing the
GRANT DV_PATCH_ADMIN TO SYS CONTAINER=ALLstatement. Oracle Database Vault controls will be in the same state as it was before the upgrade. When the upgrade is complete, log into the root container as the
DV_OWNERuser and revoke the
SYSby issuing the
REVOKE DV_PATCH_ADMIN FROM SYS CONTAINER=ALLstatement.
- CDB upgrade method 2: Log into each container as a user who has the
DV_OWNERrole and then execute the
DBMS_MACADM.DISABLE_DVprocedure. You must first disable the PDBs (in any order) and then after that, disable the root container last. If you are upgrading only one PDB, then you can disable Oracle Database Vault in that PDB only. After you have completed the upgrade, you can enable Oracle Database Vault by logging into each container as the
DV_OWNERuser and then executing the
DVSYS.DBMS_MACADM.ENABLE_DVprocedure. The order of enabling Oracle Database Vault must be the root container first and PDBs afterward. You can enable the PDBs in any order, but the root container must be enabled first.
- CDB upgrade method 1: Temporarily grant the
Note:Be aware that if you disable Oracle Database Vault, the privileges that were revoked from existing users and roles during the Oracle Database Vault configuration remain in effect.
Create or Migrate Your Password File with ORAPWD
Review if you have REMOTE_LOGIN_PASSWORDFILE set.
If the REMOTE_LOGIN_PASSWORDFILE initialization parameter is set to
EXCLUSIVE, then create or migrate the password file with
ORAPWD. Oracle Database 12c and later releases provide a new option to
ORAPWD for migrating the password file from your existing database.
With Oracle Database 12c release 2 (12.2) and later releases, if REMOTE_LOGIN_PASSWORDFILE is set to
then you receive a pre-upgrade check validation warning. You can choose one of the
following options to correct this issue:
Disable the password file-based authentication entirely by setting
REMOTE_LOGIN_PASSWORDFILE = NONE
Limit the password file-based authentication by setting
REMOTE_LOGIN_PASSWORDFILE = EXCLUSIVE
Understanding Password Case Sensitivity and Upgrades
By default, Oracle Database 12c Release 2 (12.2) and later releases use Exclusive Mode authentication protocols. Exclusive Modes do not support case-insensitive password-based authentication.
Accounts that have only the
10G password version become
inaccessible when the server runs in an Exclusive Mode.
Note:Starting with Oracle Database 21c, the
SEC_CASE_SENSITIVE_LOGONparameter is desupported. You must use a case-sensitive password version. If a user with only a
10Gpassword version is upgraded to Oracle Database 21c, then that user account is locked, until an administrator resets the password.
In previous Oracle Database releases, you could configure the authentication
protocol so that it allows case-insensitive password-based authentication by setting
SEC_CASE_SENSITIVE_LOGON=FALSE. Starting with Oracle Database 12c
release 2 (12.2), the default password-based authentication protocol configuration
excluded the use of the case-insensitive
10G password version. By
SQLNET.ALLOWED_LOGON_VERSION_SERVER is set to
which is an Exclusive Mode. When the database is configured in Exclusive Mode, the
password-based authentication protocol requires that one of the case-sensitive password
12C) is present for the account being
authenticated. This mode excludes the use of the
10G password version
used in earlier releases. After upgrading to Oracle Database 12c release 2 and later
releases, accounts that have only the case-insensitive
version become inaccessible. This change occurs because the server runs in an Exclusive
Mode by default. When Oracle Database is configured in Exclusive Mode, it cannot use the
10G password version to authenticate the client. The server is left
with no password version with which to authenticate the client.
Before upgrading, Oracle recommends that you determine if this change to the default password-based authentication protocol configuration affects you. Perform the following checks:
Identify if you have accounts that use only
10Gcase-insensitive password authentication versions.
Identify if you have Oracle Database 11g release 2 (220.127.116.11) database or earlier clients that have not applied critical patch update
CPUOct2012, or a later patch update, and have any account that does not have the case-insensitive
Update Accounts Using Case-Insensitive Versions
If you have user accounts that have only the case-insensitive
password version, then before upgrade, update the password versions for each account
that has only the 10G password version. You can update the password versions by
expiring user passwords using the 10G password version, and requesting that these
users log in to their account. When they attempt to log in, the server automatically
updates the list of password versions, which includes the case-sensitive password
Checking for Accounts Using Case-Insensitive Password Version
Use these procedures to identify if the Oracle Database that you want to upgrade has accounts or configuration parameters that are using a case-insensitive password version.
Starting with Oracle Database 21c, the
SEC_CASE_SENSITIVE_LOGON parameter is desupported. You must use a
case-sensitive password version.
If you do not want user accounts authenticated with case-insensitive password versions to be locked out of the database after an upgrade, then before the upgrade, you must identify affected accounts, and ensure that they are using case-sensitive password versions.
Example 2-1 Finding User Accounts That Use Case-Insensitive (10G) Version
Log in to SQL*Plus as an administrative user, and enter the following SQL query:
SELECT USERNAME,PASSWORD_VERSIONS FROM DBA_USERS;
The following result shows password versions for the accounts:
USERNAME PASSWORD_VERSIONS ------------------------------ ----------------- JONES 10G 11G 12C ADAMS 10G 11G CLARK 10G 11G PRESTON 11G BLAKE 10G
In this example, the backgrounds for each user account password verification version in use are different:
JONESwas created in Oracle Database
10G, and the password for
JONESwas reset in Oracle Database
12Cwhen the setting for the
SQLNET.ALLOWED_LOGON_VERSION_SERVERparameter was set to
8. As a result, this password reset created all three versions.
12Cuse case-sensitive passwords.
CLARKwere originally created with the
10Gversion, and then
11G, after they were imported from an earlier release. These account passwords were then reset in
11G, with the deprecated parameter SEC_CASE_SENSITIVE_LOGON set to TRUE.
The password for
BLAKEwas created with the
10Gversion, and the password has not been reset. As a result, user BLAKE continues to use the
10Gpassword version, which uses a case-insensitive password.
BLAKE has only the
10G password version before upgrade:
SQL> SELECT USERNAME,PASSWORD_VERSIONS FROM DBA_USERS; USERNAME PASSWORD_VERSIONS ------------------------------ ----------------- BLAKE 10G
If you upgrade to a new Oracle Database release without taking any further action, then this account becomes inaccessible. Ensure that the system is not configured in Exclusive Mode (by setting the
SQLNET.ALLOWED_LOGON_VERSION_SERVER to a more permissive authentication mode) before the upgrade.
Example 2-2 Fixing Accounts with Case-Insensitive Passwords
Complete the following procedure:
Use the following SQL query to find the accounts that only have the
select USERNAME from DBA_USERS where ( PASSWORD_VERSIONS = '10G ' or PASSWORD_VERSIONS = '10G HTTP ') and USERNAME <> 'ANONYMOUS';
Configure the system so that it is not running in Exclusive Mode by editing the setting of the
SQLNET.ALLOWED_LOGON_VERSION_SERVERto a level appropriate for affected accounts. For example:
After you make this change, proceed with the upgrade.
After the upgrade completes, use the following command syntax to expire the accounts you found in step 1, where
usernameis the name of a user returned from the query in step 1:
ALTER USER username PASSWORD EXPIRE;
Ask the users for whom you have expired the passwords to log in.
When these users log in, they are prompted to reset their passwords. The system internally generates the missing
12Cpassword versions for their account, in addition to the
10Gpassword version. The
10Gpassword version is still present, because the system is running in the permissive mode.
Ensure that the client software with which users are connecting has the
All Oracle Database release 18.104.22.168 and later clients, and all Oracle Database release 12.1 and later clients have the
O5L_NPcapability. Other clients require the
CPUOct2012patch to acquire the
O5L_NPcapability flag is documented in Oracle Database Net Services Reference, in the section on the parameter
After all clients have the
O5L_NPcapability, raise the server security back to Exclusive Mode by using the following procedure:
SEC_CASE_SENSITIVE_LOGONsetting from the instance initialization file, or set the
SEC_CASE_SENSITIVE_LOGONinstance initialization parameter to
TRUE. For example:
SEC_CASE_SENSITIVE_LOGON = TRUE
SQLNET.ALLOWED_LOGON_VERSION_SERVERparameter from the server
SQLNET.ORAfile, or set it back to Exclusive Mode by changing the value of
SQLNET.ALLOWED_LOGON_VERSION_SERVERin the server
SQLNET.ORAfile back to
12. For example:
SQLNET.ALLOWED_LOGON_VERSION_SERVER = 12
Use the following SQL query to find the accounts that still have the
select USERNAME from DBA_USERS where PASSWORD_VERSIONS like '%10G%' and USERNAME <> 'ANONYMOUS';
Use the list of accounts returned from the query in step 8 to expire all the accounts that still have the
10Gpassword version. Expire the accounts using the following syntax, where
usernameis a name on the list returned by the query:
ALTER USER username PASSWORD EXPIRE;
Request the users whose accounts you expired to log in to their accounts.
When the users log in, they are prompted to reset their password. The system internally generates only the
12Cpassword versions for their account. Because the system is running in Exclusive Mode, the
10Gpassword version is no longer generated.
Check that the system is running in a secure mode by rerunning the query from step 1. Ensure that no users are found. When the query finds no users, this result means that no
10Gpassword version remains present in the system.
Example 2-3 Checking for the Presence of SEC_CASE_SENSITIVE_LOGON Set to FALSE
Oracle Database does not prevent the use of the
FALSE setting for
SEC_CASE_SENSITIVE_LOGON when the
SQLNET.ALLOWED_LOGON_VERSION_SERVER parameter is set to
12a. This setting can result in all accounts in the upgraded database becoming inaccessible.
SQL> SHOW PARAMETER SEC_CASE_SENSITIVE_LOGON NAME TYPE VALUE ------------------------------------ ----------- ------------------------------ sec_case_sensitive_logon boolean FALSE
SQL> ALTER SYSTEM SET SEC_CASE_SENSITIVE_LOGON = TRUE; System altered.
Unless the value for the parameter
SQLNET.ALLOWED_LOGON_VERSION_SERVER is changed to a version that is more permissive than
12, such as
11, do not set the
SEC_CASE_SENSITIVE_LOGON parameter to FALSE.
Resource and Password Parameter Updates for STIG and CIS Profiles
Starting with Oracle Database 21c, the upgrade configures Oracle Recommended Profiles, which includes updating an already existing STIG profile, and installing a CIS profile as part of the upgrade.
A profile is a collection of attributes that apply to a user. It enables a single point of reference for any of multiple users that share those exact attributes.
During Oracle Database upgrades, the Oracle Supplied Profile
ORA_STIG_PROFILE user profile is updated in accordance with the
most recent system configuration baselines specified by the US Department of Defense
Systems Agency (DISA) Security Technical Implementation Guides (STIG) baselines. This
update overwrites any password and resource limits that you may have set previously in
ORA_STIG_PROFILE user profile. In addition, a new profile is added,
ORA_CIS_PROFILE, which complies with the most recent Center of
Internet Security (CIS) baseline updates available to Oracle at the time of the software
release. These two profiles are designated Oracle Recommended
Profiles. These profiles differ from a standard
profile, because they are based on the STIG and CIS baselines.
ORA_CIS_PROFILE are created as
LOCAL profiles, and
CONTAINER=CURRENT clause is used. However, to enhance the
security of the profiles that Oracle provides, only the
SYS user has
permissions to modify these files.
If there are users associated to
ORA_STIG_PROFILE, then the following
parameters for these users are made stricter after the upgrade:
PASSWORD_LIFE_TIME, which is changed to
PASSWORD_REUSE_TIME, which is changed to
PASSWORD_GRACE_TIME, which is changed to
For more information about using Oracle Recommended Profiles, refer to Oracle Database Security Guide.
Check for Profile Scripts (glogin.sql and login.sql)
For all upgrade methods, Oracle recommends that you run upgrades without the use of profile scripts.
Depending on the content of profile scripts (
login.sql), there is a risk that these scripts can interfere with
the upgrade of Oracle Database, and that you can encounter an
FAILED error, or
Unexpected error encountered in
ORA-04023: Object SYS.STANDARD could not be validated or
authorized. Oracle recommends that you remove the site profile script
glogin.sql) from the target Oracle home (located in the Oracle
/sqlplus/admin ) before starting the upgrade. Also ensure
that no user profile script is defined, either in the current directory, or specified
using the environment variable
Running Upgrades with Read-Only Tablespaces
Use the Parallel Upgrade Utility with the
-T option to take schema-based tablespaces offline during upgrade.
Oracle Database can read file headers created in earlier releases, so you are not required to do anything to them during the upgrade. The file headers of
READ ONLY tablespaces are updated when they are changed to
Note:If you are performing a non-CDB to PDB conversion, then using read-only tablespaces is not a valid fallback option. During a non-CDB to PDB conversion, tablespaces must be online during conversion, because each data file header requires changes during the upgrade.
If the upgrade suffers a catastrophic error, so that the upgrade is unable to bring the tablespaces back online, then review the upgrade log files. The log files contain the actual SQL statements required to make the tablespaces available. To bring the tablespaces back online, you must run the SQL statements in the log files for the database, or run the log files for each PDB.
Viewing Tablespace Commands in Upgrade Log Files
If a catastrophic upgrade failure occurs, then you can navigate to the log directory (
Oracle_base/cfgtoologs/dbua), and run commands in the log files manually to bring up tablespaces. You can view tablespace commands in the following log files:
pdbnameis the name of the PDB that you are upgrading.
At the beginning of each log file, you find SQL statements such as the following, which sets tables to
SQL> ALTER TABLESPACE ARGROTBLSPA6 READ ONLY; Tablespace altered. SQL> ALTER TABLESPACE ARGROTBLSPB6 READ ONLY; Tablespace altered.
Near the end of each log file, you find SQL statements to reset tables to
SQL> ALTER TABLESPACE ARGROTBLSPA6 READ WRITE; Tablespace altered. SQL> ALTER TABLESPACE ARGROTBLSPB6 READ WRITE; Tablespace altered.
Oracle Database Administrator’s Guide for information about transporting tablespaces between databases
High Availability Options for Oracle Database
Review the high availability options available to you for Oracle Database using Standard Edition High Availability, Oracle Restart, Oracle Real Application Clusters (Oracle RAC), and Oracle RAC One Node.
The following is an overview of the high availability options available to you for Oracle Database.
Standard Edition High Availability
- Cluster-based active/passive Oracle Database failover solution
- Designed for single instance Standard Edition Oracle Databases
- Available with Oracle Database 19c release update (RU) 19.7 and later
- Requires Oracle Grid Infrastructure 19c RU 19.7 and later, installed as a Standalone Cluster
- Oracle Database instance restart only feature and basis for Oracle Automatic Storage Management (Oracle ASM) for standalone server deployments
- For single instance Oracle Databases
- Requires Oracle Grid Infrastructure for a standalone server (no cluster)
Oracle Real Application Clusters (Oracle RAC) One Node
- Provides a cluster-based active/passive Oracle Database failover and online database relocation solution
- Available for Oracle RAC-enabled Oracle Databases
- Only one instance of an Oracle RAC-enabled Oracle Database is running under normal operations
- Enables relocation of the active instance to another server in the cluster in an online fashion. To relocate the active instance, you can temporarily start a second instance on the destination server, and relocate the workload
- Supports Rolling Upgrades - patch set, database, and operating system
- Supports Application Continuity
- Requires Oracle Grid Infrastructure to be installed as a Standalone Cluster
Oracle Real Application Clusters (Oracle RAC)
- Provides active / active Oracle Database high availability and scalability solution
- Enables multiple servers to perform concurrent transactions on the same Oracle Database
- Provides high availability: a failure of a database instance or server does not interrupt the database service as a whole, because other instances and their servers remain operational
- Supports Rolling Upgrades - patch set, database, and operating system
- Supports Application Continuity
- Requires Oracle Grid Infrastructure to be installed as a Standalone Cluster
Options for High Availability with Oracle Database Standard Edition
To enable high availability for Oracle Database Standard Edition in releases after Oracle Database 19c, learn how you can use Standard Edition High Availability.
Preparing to Upgrade Standard Edition Oracle RAC or Oracle RAC One Node
To maintain high availability after migrating from Standard Edition Oracle Real Application Clusters (Oracle RAC), you can use Standard Edition High Availability.
Starting with the Oracle Database 19c release, Oracle Database Standard Edition 2 does not support Oracle RAC. To continue to meet high availability needs for Oracle Database Standard Edition, Oracle is introducing Standard Edition High Availability.
Requirements for Using Standard Edition High Availability With Oracle Databases
To use Standard Edition High Availability, deploy Oracle Database Standard Edition 2 in accordance with these configuration requirements.
- The database is created in a cluster running Oracle Grid Infrastructure for a Standalone Cluster, with its database files placed in Oracle Automatic Storage Management (Oracle ASM) or Oracle Advanced Cluster File System (Oracle ACFS).
- When using the Database Configuration Assistant, do not create a listener when creating an Oracle Database Standard Edition 2 database that you want to configure for Standard Edition High Availability.
- Register the database with Single Client Access Name (SCAN) listeners as remote listeners, and node listeners as the local listener.
- Create a database service. Use this service, instead of the default database service, when you connect applications or database clients to the database.
- Ensure that the server parameter file (
spfile) and password file are on Oracle ASM or Oracle ACFS. If the
spfileand password file were placed on a local file system when the database was created or configured, then move these files to Oracle ASM or Oracle ACFS.
Refer to the database installation documentation for additional requirements that must be met.
Moving Operating System Audit Records into the Unified Audit Trail
Audit records that have been written to the spillover audit files can be moved to the unified audit trail database table.
When the database is not writable (such as during database mounts), if the database is closed, or if it is read-only, then Oracle Database writes the audit records to these external files. The default location for these external files is the
You can load the files into the database by running the
DBMS_AUDIT_MGMT.LOAD_UNIFIED_AUDIT_FILES procedure. Be aware that if you are moving a large number of operating system audit records in the external files, performance may be affected.
To move the audit records in these files to the
AUDSYS schema audit table when the database is writable:
- Log into the CDB root as a user who has been granted the
AUDIT_ADMINrole.Before you can upgrade to the current release or Oracle Database, you must execute the
DBMS_AUDIT_MGMT.LOAD_UNIFIED_AUDIT_FILESprocedure from the CDB root to avoid losing operating system spillover files during the upgrade process.For example:
CONNECT c##aud_admin Enter password: password Connected.
- Ensure that the database is open and writable.
To find if the database is open and writable, query the
SELECT NAME, OPEN_MODE FROM V$DATABASE; NAME OPEN_MODE --------------- ---------- HRPDB READ WRITE
You can run the
show pdbscommand to find information about PDBs associated with the current instance.
- Run the
- If you want to load individual PDB audit records, then log in to each PDB and run the
The audit records are loaded into the
AUDSYS schema audit table immediately, and then deleted from the
Non-CDB Upgrades and Oracle GoldenGate
If you are upgrading a Non-CDB Oracle Database where Oracle GoldenGate is deployed, then you must shut down Oracle GoldenGate, and reconfigure it after conversion and upgrade for the multitenant architecture.
If you are using Oracle GoldenGate with the non-CDB Oracle Database that you want to upgrade, then before you convert and upgrade the source non-CDB Oracle Database to the multitenant architecture, you must shut down and remove the Oracle GoldenGate processes, and then reconfigure them after conversion and upgrade for the multitenant architecture. The following is a high level overview of the processes required:
- Drop Oracle GoldenGate users on the source Oracle Database.
- Wait until the Oracle GoldenGate processes finish processing all current DML and DDL data in the Oracle GoldenGate trails, and processes are at End of File (EOF).
- Stop all Oracle GoldenGate processes on the source database.
- Complete the conversion and upgrade of the source non-CDB Oracle Database to the target Oracle Database on the target release CDB.
- Restart the database.
- If you are also upgrading the database from an earlier release to a later major release family (for example, from Oracle Database 12.1 to Oracle Database 19c, which is the terminal patch set of the Oracle Database 12.2 family), then you must install a new version of Oracle GoldenGate that is supported for Oracle Database 19c. If you are upgrading both Oracle Database and Oracle GoldenGate simultaneously, then you must upgrade the database first.
After the database conversion and upgrade is complete, you can create new credentials for the Oracle GoldenGate extract user. With the new credentials you can then create a new Extract process and Extract pump and distribution service for the upgraded Oracle Database PDB on the target CDB, and start up the newly created processes. For more information about completing those procedures after the upgrade, refer to the Oracle GoldenGate documentation.
Back Up Very Large Databases Before Using AutoUpgrade
If you use partial offline backups with very large databases, then to minimize downtime in the event you need to downgrade your database, check your tablespaces and ensure that all tablespaces required for recovery are backed up.
If you are using the AutoUpgrade utility for upgrading databases where you have
selected partial offline backups as your backup option, then check that all
tablespaces that are required for upgrade are in
READ WRITE mode,
and only after you are sure you have identified all required tablespaces for backup,
change the status of all required tables before you take an
backup of the tablespaces you require for recovery before you run AutoUpgrade.
The reasons for this guideline are as follows:
UNDOmay need to be maintained in
READ WRITEstatus for the upgrade. Some of the reasons for this requirement during an upgrade can include:
- Tablespaces that contain dictionary objects
- Tablespaces that are the default tablespace for Oracle-maintained users
- Tablespaces that are the default tablespace for the database
AutoUpgrade detects if all tablespaces needed for the upgrade are in
When there are tablespaces that must be changed to
READ WRITE mode
for the upgrade, then:
- During the
PRECHECKSprocessing mode, AutoUpgrade detects tables in
READ ONLYstatus as an issue.
- During the
FIXUPprocessing mode, AutoUpgrade performs an automatic fixup to update to
READ WRITEmode any tablespaces that it detects in
READ ONLYmode that must be in
If there are any tablespaces required for upgrade that AutoUpgrade changes from
READ ONLY mode to
READ WRITE mode, and these
tablespaces were not included in your backup before starting AutoUpgrade, then your
recovery strategy is at risk. To ensure that your backup is valid for recovery, you
must take your
OFFLINE backup only after you are sure which
tablespaces must be backed up.
To ensure that your partial offline backup contains backups for all tablespaces modified during the upgrade, complete this procedure:
- Put all tablespaces in
READ ONLYmode, except for
UNDOand those tablespaces that you know must be in
- Run the this query for pivot
(SELECT username FROM dba_users WHERE user_id in ( SELECT schema# FROM sys.registry$ WHERE namespace = 'SERVER' UNION SELECT schema# FROM sys.registry$schemas WHERE namespace = 'SERVER' UNION SELECT user# FROM sys.user$ WHERE type#=1 AND bitand(spare1,256)=256)) SELECT tablespace_name FROM dba_tablespaces WHERE status <>'ONLINE' and tablespace_name IN ( SELECT property_value FROM database_properties WHERE property_name = 'DEFAULT_PERMANENT_TABLESPACE' UNION SELECT default_tablespace FROM dba_users WHERE username IN (SELECT username FROM pivot_users) UNION SELECT tablespace_name FROM dba_segments WHERE owner IN (SELECT username FROM pivot_users) UNION SELECT t.name FROM modeltab$ m, ts$ t, sys_objects s WHERE m.obj#=s.object_id and s.ts_number=t.ts# )'
The next step you take depends on the result of the query:
- If the query returns no rows, then it means that backing up
UNDO, as well as those tables you specifically know must be in
READ WRITE, is sufficient to complete a partial offline backup.
- If the query return rows in tablespaces, then to complete a partial
offline backup, you must place these additional tablespaces in
- If the query returns no rows, then it means that backing up
- When you have completed identifying and placing all required tablespaces in
READ WRITEmode, take your partial offline backup of those tablespaces. Also back up
UNDO.redo logs, control files and any other files that you consider relevant for the restore/recovery procedure in case they are needed.
- Run AutoUpgrade in
ANALYZEmode. Review the output, and ensure that AutoUpgrade identifies no additional tablespaces reported as
READ ONLYthat must be put in