2.12.2 Regulation-D Transaction Inquiry

This topic provides the systematic instructions for the users to view the Regulation D transactions on the account. By default, the screen displays transactions for the previous 12 months.

Note:

The fields marked as Required are mandatory.

1. On Home screen, from Retail Account Services, under Inquiry, click Regulation-D Transaction Inquiry, or specify the Regulation-D Transaction Inquiry in the Search icon bar.
   The Regulation-D Transaction Inquiry screen is displayed.

   Figure 2-69 Regulation-D Transaction Inquiry

   
   

   
   Description of "Figure 2-69 Regulation-D Transaction Inquiry"

   
   

   Figure 2-70 Regulation-D Transaction Inquiry with Last 12 Month Rolling Period Checked

   
   

   
   Description of "Figure 2-70 Regulation-D Transaction Inquiry with Last 12 Month Rolling Period Checked"

   
   

   Figure 2-71 Regulation-D Transaction Inquiry with Date Range

   
   

   
   Description of "Figure 2-71 Regulation-D Transaction Inquiry with Date Range"

   
   
2. On Regulation-D Transaction Inquiry screen, specify the fields.
   For more information on fields, refer to the field description table.

   Table 2-42 Regulation-D Transaction Inquiry - Field Description

   Field	Description
   Account Number	Enter the Account Number or click the Search icon to view the Account Number pop-up window. By default, this window lists all the Account Numbers present in the system. You can search for a specific Account Number by providing Customer ID, Account Number, or Account Name and click Fetch. Note: The Account Name is displayed adjacent to this field as the account number is selected.
   Last 12 Month Rolling Period	This check box is checked by default. When it is checked, the system displays the data for previous 12 months rolling period.
   From Date	This is the date from which the Reg D transactions must be displayed. This field is mandatory only when the Last 12 Month Rolling Period is unchecked. This date cannot not be lesser than the account opened date.
   To Date	This is the date up to which the Reg D transactions must be displayed. This field is mandatory only when the Last 12 Month Rolling Period is unchecked. This date cannot be greater than the current business date.
   Month	The calendar months are displayed in this field depending on whether the Last 12 Month Rolling Period is checked or unchecked. If the Last 12 Month Rolling Period is checked, then the previous 12 rolling months are displayed. If the Last 12 Month Rolling Period is unchecked, then the months chosen in the From Date and To Date fields will be displayed as the starting month and the end month respectively.
   Number of Reg D Transactions	This is a calculated value derived from the host system. The Number of Reg D Transaction that occured during a particular month is displayed in this field.
   Number of Reg D Transactions Allowed	The value for this field is derived from the business product definition for the product that the account belongs. Number of Reg D Transactions allowed per month configured in the Reg D data segment is derived and displayed in this field.
   Violation	This field displays either Yes or No. It is the difference between Number of Reg D Transactions Allowed and Number of Reg D Transactions. If the Number of Reg D Transactions are more than the allowed transactions in a month, then this column displays Yes, else it displays No.