15.6.2.1 Deal Definition Notice with all Tranches for Ext Deal CUSIP/ISIN

Deal Definition Notice generated for facility/deal amendment contains details of all the active tranches that have the same Ext Deal CUSIP/ISIN as that of the facility/deal CUSIP, provided Take on Deal/Take on Facility and Position Update for Position Statement type have already been generated for all those tranches.

Deal Definition notice generated for tranche amendment contains details of all the active tranches that have the same Ext Deal CUSIP/ISIN as that of the tranche which being amended, provided Take on Deal/Take on Facility and Position Update for Position Statement type have already been generated for all those tranches.

This notice does not contain details of tranches for which Take on Deal/Take on Facility and Position Update for Position Statement type is not generated. In this case, the notice generation does not fail but excludes such tranches.

Deal Definition notice generation for a facility/deal amendment is suppressed systematically if none of the tranches under the facility/deal have the Ext Deal CUSIP/ISIN same as the facility CUSIP. Deal Definition notice for a facility/deal amendment is suppressed systematically if none of the tranches (with matching CUSIP) have Take on Deal/Take on Facility and Position Update for Position Statement type generated and handed off. This notice is suppressed systematically for a tranche amendment if the tranche does not have Take on Deal/Take on Facility and Position Update for Position Statement type already generated and handed off.

For Deal Definition generation for a tranche amendment, the details in the notice for the current tranche that is amended in Oracle Banking Corporate Lending contains the latest amended details and all other tranches contain the latest details. In case of facility/deal amendment, the latest details are present in the notice for all the tranches.

Note:

This notice does not include details of previously liquidated/reversed tranches.

Deal Definition Notice generation for Tranche - Borrower/Co-borrower

• For all tranche amendments (CAMD event) involving addition of borrowers from the Borrowers sub-screen in LB Tranche Contract Online screen.
• All the latest borrowers are included as list of co-borrowers in this notice.
• The attribute for the list of borrowers is named as coBorrower<ExtCUSIP/ISIN>1, coBorrower<ExtCUSIP/ISIN>2, coBorrower<ExtCUSIP/ISIN>3 and so on.
• The party id for the co-borrower is the MEI code of the borrower. MEI code is the UDF (MEI CODE FOR INVESTORS) at the customer maintenance. The party name for the co-borrower is the name of the borrower in Oracle Banking Corporate Lending.
• For all tranche amendments involving addition of borrowers/co-borrowers, this notice should be maintained for CAMD event as part of the tranche product setup.

Deal Definition Notice Generation for Facility/Deal - Assignment Fee Details

Deal Definition Notice is generated for all facility amendments (CAMD event) involving addition/amendment/removal of assignment fee details from the Assignment Fees Details sub-screen in LB Facility Contract Online screen.

For facility/deal - assignment fee details, this notice should be maintained for the CAMD event as part of the facility product setup.

Deal Definition Notice Generation for Tranche - Drawdown Currency

Deal Definition Notice is generated for all tranche amendments (CAMD event) involving addition/removal of currencies from the Currency sub-screen in LB tranche Contract Online screen.

For tranche - drawdown currency, this notice should be maintained for the CAMD event as part of the tranche product setup.

Deal Definition Notice Generation for Tranche - Maturity Date

Deal Definition Notice is generated for all tranche value dated amendments (VAMI event) involving change to the maturity date of the tranche.

In this scenario, this notice should be maintained for the VAMI event as part of the tranche product setup for the tranche which is getting amended.

Deal Definition Notice Generation for Tranche - Termination Date

Deal Definition Notice is generated for all tranche value dated amendments (VAMI event) involving change to the maturity date of the tranche and resulting in the tranche being liquidated. In this scenario, this notice should be maintained for the VAMI event as part of the tranche product setup for the tranche which is getting amended.

Deal Definition Notice Generation for Tranche - Assignment Validations Applicable check box

Deal Definition Notice is generated for all tranche amendments (CAMD event) involving change to the Assignment Validations Applicable check box in the LB Tranche Contract Online screen. In this scenario, this notice should be maintained for CAMD event as part of the product setup.

Deal Definition Notice Generation for Tranche - Assignment Validations

Deal Definition Notice is generated for all tranche amendments (CAMD event) involving changes in details maintained in the Assignment Validations sub-screen in the LB Tranche Online screen. In this scenario, this notice should be maintained for the CAMD event as part of the tranche product setup.

Deal Definition Notice is not generated if New Investor check box is amended in the LB Tranche Online screen.

Note:

Assignment validation details are populated for each tranche in the Deal Definition Notice.