A.6 Event-wise Amount Tags

This topic describes the event-wise amount tags.

Given below is a list of event-wise Amount Tags which can be used for the OT module.

Entries in blue (Italics) are meant only for hedge deals. Entries in pink can be used for Hedge as well as Trade deals. Also note, for hedge deals, entries are relevant for only purchase options. Collars are not allowed for hedge deals.

Table A-37 Event - Amount Tag

Event Amount Tag Value Remarks

BOOK

PUR_OPTION_PREM

WRI_OPTION_PREM

User Input Option Premium at Inception

Trade Deals

BOOK

PUR_INCEP_GAIN

PUR_INCEP_GAIN_DEF

WRI_INCEP_LOSS

Inception Fair Value - Option Premium

Trade Deals

BOOK

PUR_INCEP_LOSS

WRI_INCEP_GAIN

WRI_INCEP_GAIN_DEF

Option Premium – Inception Fair Value

Trade Deals

BOOK

PUR_INCEP_IV

Intrinsic Value at Inception (System Calculated)

Hedge Deals

BOOK

PUR_INCEP_TV

PUR_INCEP_TV_DEF

Time Value at Inception (System Calculated)

Hedge Deals

PRPT

PUR_OPTION_PREM

WRI_OPTION_PREM

User Input Option Premium at Inception

Hedge and Trade Deals

AMND

-

-

Only ICCF

AMRT

PUR_NET_INCEP_GAIN

WRI_NET_INCEP_GAIN

Inception Gain to Amortize till date – Gain already amortized

Trade Deals

REVL

PUR_REVL_GAIN

WRI_REVL_LOSS

Contract Fair Value – Option Premium

Trade Deals

REVL

WRI_REVL_GAIN

PUR_REVL_LOSS

Option Premium - Contract Fair Value

Trade Deals

REVL

PUR_LAST_REVAL_GAIN

WRI_LAST_REVAL_GAIN

Last Revaluation Gain

Trade Deals

REVL

PUR_LAST_REVAL_LOSS

WRI_LAST_REVAL_LOSS

Last Revaluation Loss

Trade Deals

REVL

NET_AMORT_TV

TV to Amort till date – TV already amortized

Hedge Deals

CANC

-

-

Reversal of entries and processing Charges. Trade and hedge deals

RTFX

-

-

 

TERM

PUR_TERM_FV

WRI_TERM_FV

Fair Value of the contract as input at the time of termination

Hedge and Trade deals

TERM

PUR_TERM_GAIN

WRI_TERM_LOSS

Termination Value –FV at the time of termination

Trade Deals

TERM

PUR_TERM_LOSS

WRI_TERM_GAIN

FV at the time of termination –Termination value

Trade Deals

TERM

HED_TERM_GAIN

HED_TERM_GAIN_DEF

Termination Value – Inception IV

Hedge Deals

TERM

HED_TERM_LOSS

Inception IV –Termination value

Hedge Deals

TERM

PUR_INCEP_IV

Intrinsic Value at Inception

Hedge Deals

REVAL ON TERM

PUR_REVL_GAIN

WRI_REVL_LOSS

Contract Fair Value at termination (User I/P) – Option Premium

Trade Deals

REVAL ON TERM

WRI_REVL_GAIN

PUR_REVL_LOSS

Option Premium - Contract Fair Value at termination (User I/P)

Trade Deals

REVAL ON TERM

PUR_LAST_REVAL_GAIN

WRI_LAST_REVAL_GAIN

Last Revaluation Gain

Trade Deals

REVAL ON TERM

PUR_LAST_REVAL_LOSS

WRI_LAST_REVAL_LOSS

Last Revaluation Loss

Trade Deals

REVAL ON TERM

NET_AMORT_TV

Inception TV – TV amortized till date (Remaining Time Value)

Hedge Deals

AFTER REVAL ON TERM

PUR_REVL_GAIN

WRI_REVL_GAIN

(Recognition of total revaluation Income)

Current Revaluation Gain

After triggering revaluation process at termination

Trade Deals

AFTER REVAL ON TERM

PUR_REVL_LOSS

WRI_REVL_LOSS

(Recognition of total revaluation Expense)

Current Revaluation Loss

After triggering revaluation process at termination

Trade Deals

AFTER REVAL ON TERM

PUR_INCEP_TV

Time Value at Inception

Hedge Deals

AMORT ON TERM

PUR_NET_INCEP_GAIN

WRI_NET_INCEP_GAIN

Total Amt to Amort (Inception gain)– Amt amortized till date. This is the remaining inception gain

Trade Deals

AFTER AMORT ON TERM

PUR_INCEP_GAIN

WRI_INCEP_LOSS

(Recognition of Inception Gain/Loss)

Inception Fair Value- Inception Fair Value

Trade Deals

AFTER AMORT ON TERM

PUR_INCEP_LOSS

WRI_INCEP_GAIN

(Recognition of Loss/Gain)

Option Premium - Inception Fair Value

Trade Deals

AMDG

NET_GAIN_DEF

(Amortization of Deferred termination Gains)

Amt to Amort –Amt Amortized till Date

Hedge deals

EXER

PUR_INTR_SETL_AMT

Calculated SettlementAmt

Intermediate Exercise except Collars. Trade and Hedge deals.

EXER

WRI_INTR_SETL_AMT

Calculated Settlement Amt

Intermediate Exercise except Collars. Trade and Hedge deals

EXER

PUR_SETL_AMT

Calculated Settlement Amt

Final Exercise except Collars. Trade deals.

EXER

WRI_SETL_AMT

Calculated Settlement Amt

Final Exercise except Collars. Trade deals

EXER

PUR_INTR_FLR_AMT

WRI_INTR_FLR_AMT

Calculated Settlement Amt for Collars if Floor is in-the-money

Intermediate Exercise for Collars. Trade deals

EXER

PUR_INTR_CAP_AMT

WRI_INTR_CAP_AMT

Calculated Settlement Amt for Collars if Cap is in-the-money

Intermediate Exercise for Collars. Trade deals.

EXER

PUR_FLOOR_AMT

WRI_FLOOR_AMT

Calculated Settlement Amt for Collars if Floor is in-the-money for final exercise

Final Exercise for Collars. Trade deals.

EXER

PUR_CAP_AMT

WRI_CAP_AMT

Calculated Settlement Amt for Collars if Cap is in-the-money for final exercise

Final Exercise for Collars. Trade deals.

EXER

PUR_SWAP_AMT

PUR_SWAP_AMT Swap Value (User I/P). This is the settlement Amount for cash settled swaptions

On initiation of underlying swap or cash settlement. Swaptions.

EXER

PUR_INCEP_IV

Intrinsic Value at Inception

Hedge Deals

Only except collars

EXER

HED_EXER_GAIN

Payoff (System Calculated) – Inception IV

Hedge Deals

Only except collars

EXER

HED_EXER_LOSS

Inception IV - Payoff (System Calculated)

Hedge Deals

Only except collars

EXER

PUR_INCEP_IV_SWAP

Inception IV

Hedge Deals (Swaptions) Only

REVALONEXER

PUR_REVL_GAIN

WRI_REVL_LOSS

Settlement Amt (Calculated)– Option Premium

Final Exercise except Collars with Floor in the money. Trade deals Only

REVALONEXER

WRI_REVL_GAIN

PUR_REVL_LOSS

Option Premium - Settlement Amt (Calculated)

Final Exercise except Collars with Floor in the money. Trade deals Only

REVALONEXER

PUR_REVL_GAIN

WRI_REVL_LOSS

0

Final Exercise for Collars with Floor in the money.

Trade deals only.

REVALONEXER

WRI_REVL_GAIN

PUR_REVL_LOSS

Option Premium-0

Final Exercise for Collars with Floor in the money.

Trade deals only.

REVALONEXER

PUR_LAST_REVAL_GAIN

WRI_LAST_REVAL_GAIN

Last Revaluation Gain

Final Exercise. Trade deals only.

REVALONEXER

PUR_LAST_REVAL_LOSS

WRI_LAST_REVAL_LOSS

Last Revaluation Loss.

Final Exercise. Trade dealsonly.

REVALONEXER

NET_AMORT_TV

(Hedge Deals)

Inception TV – TV amortized till date

Remaining Time Value.

AFTER REVAL ON EXER

PUR_REVL_GAIN

WRI_REVL_GAIN

Current Revaluation Gain

After triggering revaluation process at Exercise

Final Exercise. Trade deals only.

AFTER REVAL ON EXER

PUR_REVL_LOSS

WRI_REVL_LOSS

(Recognition of total revaluation Expense)

Current Revaluation Loss

After triggering revaluation process at Exercise

Final Exercise Only. Trade deals only

AFTER REVAL ON EXER

PUR_INCEP_TV

Time Value at Inception

Hedge Deals. Only except collars.

AFTER AMORT ON EXER

PUR_INCEP_GAIN

WRI_INCEP_LOSS

(Recognition of Inception Gain/Loss)

Option Premium – Inception Fair Value

Trade deals Only

AFTER REVAL ON EXER

PUR_INCEP_LOSS

WRI_INCEP_GAIN

(Recognition of Loss/Gain)

Inception Fair Value - Option Premium

Trade deals Only

EXST

PUR_SETL_AMT

Settlement amount Calculated at EXER event for purchased options

Both Hedge and Trade deals

EXST

WRI_SETL_AMT

Settlement amount Calculated at EXER event for Written Options

Trade deals only

EXST

PUR_FLOOR_AMT

Settlement amount Calculated at EXER event for Collars if Floor is in the money

Trade deals only

EXST

PUR_CAP_AMT

Settlement amount Calculated at EXER event for Collars if Cap is in the money

Trade deals only

KNIN

-

-

Will be followed by KIST if Rebate is to be paid on Maturity. Both for trade and Hedge.

KIST

PUR_REBATE_AMT

WRI_REBATE_AMT

Rebate amount (User I/ P at Inception)

Both for trade and Hedge. This event will be triggered along with EXPR (Expiry)

KNOT

PUR_REBATE_AMT

WRI_REBATE_AMT

Rebate amount (User I/ P at Inception)

Will be followed by KNST if Rebate is to be paid on Hit or Maturity. Both for trade and Hedge

KNOT

PUR_INCEP_IV

Inception Intrinsic Value

Hedge deals only

REVALONKNOT

PUR_REVL_GAIN

WRI_REVL_LOSS

0

Since the option gets Knocked Out

REVALONKNOT

WRI_REVL_GAIN

PUR_REVL_LOSS

Option Premium – 0

Option premium is the revaluation gain for written options

REVALONKNOT

PUR_LAST_REVAL_GAIN

WRI_LAST_REVAL_GAIN

Last Revaluation gain

NA

REVALONKNOT

PUR_LAST_REVAL_LOSS

WRI_LAST_REVAL_LOSS

Last revaluation Loss

NA

REVALONKNOT

NET_AMORT_TV

(Hedge Deals)

Inception TV – TV amortized till date

Remaining Time Value.

AFTERREVALON KNOT

PUR_REVL_GAIN

WRI_REVL_GAIN

(Recognition of reval Income)

Current Revaluation Gain

After triggering revaluation process at Knock Out

This will be 0 on Knock Out

AFTERREVALON KNOT

PUR_REVL_LOSS

WRI_REVL_LOSS

(Recognition of reval Expense)

Current Revaluation Loss

After triggering revaluation process at Knock Out

This will be option premium on knock Out

AMRT ON KNOT

PUR_NET_INCEP_GAIN

WRI_NET_INCEP_GAIN

Inception gain – Amt amortized till date

Remaining Inception Gain

AFTER AMRT ONKNOT

PUR_INCEP_GAIN

WRI_INCEP_LOSS

(Recognition of Inception Gain/Loss)

Option Premium – Inceptinon Fair Value

NA

AFTER AMRT ONKNOT

PUR_INCEP_LOSS

WRI_INCEP_GAIN

(Recognition of Loss/Gain)

Inception Fair Value - Option Premium

NA

EXPR

PUR_INCEP_IV

Inception Intrinsic Value

Hedge deals only

REVAL ON EXPR

PUR_REVL_GAIN

WRI_REVL_LOSS

0

Since the option expires worthless

REVAL ON EXPR

WRI_REVL_GAIN

PUR_REVL_LOSS

Option Premium – 0

Option premium is the revaluation gain for written options

REVAL ON EXPR

PUR_LAST_REVAL_GAIN

WRI_LAST_REVAL_GAIN

Last Revaluation gain

NA

REVAL ON EXPR

PUR_LAST_REVAL_LOSS

WRI_LAST_REVAL_LOSS

Last revaluation Loss

NA

REVAL ON EXPR

NET_AMORT_TV

(Hedge Deals)

Inception TV – TV amortized till date

Remaining Time Value.

AFTER REVAL ON EXPR

PUR_REVL_GAIN

WRI_REVL_GAIN

(Recognition of reval Income)

Current Revaluation Gain

After triggering revaluation process at Expiry

This will be 0 on expiry

AFTER REVAL ON EXPR

PUR_REVL_LOSS

WRI_REVL_LOSS

(Recognition of reval Expense)

Current Revaluation Loss

After triggering revaluation process at Expiry

This will be option premium on expiry

AMRT ONEXPR

PUR_NET_INCEP_GAIN

WRI_NET_INCEP_GAIN

Inception gain – Amt amortized till date

Remaining Inception Gain

AFTER AMRT ON EXPR

PUR_INCEP_GAIN

WRI_INCEP_LOSS

(Recognition of Inception Gain/Loss)

Option Premium – Inception Fair Value

NA

AFTER AMRT ON EXPR

PUR_INCEP_LOSS

WRI_INCEP_GAIN

(Recognition of Loss/Gain)

Inception Fair Value - Option Premium

NA

AMDG ON Expiry

NET_GAIN_DEF

(Amortization of Deferred termination Gains)

Total Amt to Amort – Amt Amortized till Date

Remaining termination gains

Hedge deals Only. This is separate from EXPR. Either EXPR or AMDG will trigger on maturity.