1.4.3 Intermediary Tab

This topic explains the intermediary tab of FCIS UT Propagate Transaction Detail screen.

If a broker has been identified as an intermediary for the transaction, then you must identify the same in this section, along with the commission percentage split for the broker.

If brokers are designated as mandatory for the fund in which the transaction is being put through, then you must specify at least one broker as mandatory information in this section.

If brokers are not mandatory for the fund, and you do not specify any broker in this section, then the system reckons the broker as DIRECT and designates the same as the default broker.

1. On FCIS UT Propagate Transaction Detail screen, click Intermediary tab to capture the transaction intermediary details.
   The Intermediary details are displayed.

   Figure 1-6 FCIS UT Propagate Transaction Detail_Intermediary

   
   

   
   Description of "Figure 1-6 FCIS UT Propagate Transaction Detail_Intermediary"

   
   
2. On Intermediary tab, specify the fields.
   For more information on fields, refer to the field description table.

   Table 1-5 Intermediary - Field Description

   Field	Description
   Transaction Intermediary Details	This section displays the following details.
   Entity ID	Alphanumeric; 12 Characters; Optional Specify the entity ID. Alternatively, you can select fund ID from the option list. The list displays all valid fund ID maintained in the system.
   Entity Type	Optional Select the entity type from the drop-down. The list displays the following values: Agent Agent Branch Account Officer IFA Broker
   Split Percentage	Numeric; 5 Characters; Optional Specify the split percentage.
   From Or To Leg	Optional Select if From or To Leg from the drop-down list. The list displays the following values: From To
   Entity Name	Display The system displays the entity name for the selected entity ID.
   Parent Entity Name	Alphanumeric; 50 Characters; Optional Specify the parent entity name.