1.8 Process Transaction Category Updation

This topic provides the systematic instructions to update Transaction Category.

  1. On Home screen, type UTDTXNCU in the text box and click Next.
    The Transaction Category Updation screen is displayed.

    Figure 1-18 Transaction Category Updation


    Description of Figure 1-18 follows
    Description of "Figure 1-18 Transaction Category Updation"

  2. On Transaction Category Updation screen, specify the fields.
    For more information on fields, refer to the field description table.

    Table 1-37 Transaction Category Updation - Field Description

    Field Description
    Action Optional

    Select the transaction action from the drop-down list. The list displays the following values:

    • Category Change
    • Authorize
    • View
    • Delete
    Entity Type Optional

    Select the entity type from the drop-down list. The list displays the following values:

    • Agent
    • Branch Code
    • IFA
    • Account Officer
    • Broker
    Transaction Option Optional

    Select the transaction option from the drop-down list. the list displays the following values:

    • UT
    • LEP
    Entity ID / Broker Code Alphanumeric; 9 Characters; Optional

    Specify the entity ID or the broker code. Alternatively, you can select entity ID or broker code from the option list. The list displays all valid entity ID or broker code maintained in the system.
    Entity / Broker Name Display

    The system displays the entity or the broker name for the selected entity ID or broker code.
    Unit Holder ID Alphanumeric; 12 Characters; Optional

    Specify the unit holder ID.

    You can search for unit holder ID by clicking the Find UH button in the screen.

    Unit Holder Name Display

    The system displays the unit holder name for the selected unit holder ID.
    Transaction Category Alphanumeric; 1 Characters; Optional

    Select the transaction category from the option list. The list displays the following values:

    • Legacy
    • Advised Business
    • Execution Only

    For MIFID fund transactions, the system will update the Transaction Category field to Advised Business and Execution Only.

    The effective date for category updation will be current system date. If the transaction category is updated for a transaction, effective date will be from the category updation date
    Description Display

    The system displays the description of the selected transaction category.
    Transaction From Date Date Format; Optional

    Select the transaction from date from the adjoining calendar.
    Transaction To Date Date Format; Optional

    Select the transaction to date from the adjoining calendar.

    Transaction Number Alphanumeric; 16 Characters; Optional

    Specify the transaction number. Alternatively, you can select transaction number from the option list. The list displays all valid transaction number maintained in the system.
    Select All Optional

    Select if all the transactions has to be selected or not from the drop-down list. The list displays the following values:

    • Yes
    • No
  3. Click the Show Details button after specifying the necessary details.
    The following details are displayed:
    • Product ID
    • Policy Number
    • Fund ID
    • Transaction Number
    • Transaction Date
    • Unit Holder ID
    • Unit Holder Name
    • Transaction Type
    • Ref Type
    • Transaction Category
    • Date
    • New Transaction Category
    • Remarks
    • Select
    • Authorization Status
    • Maker ID
    • Maker DT Stamp
    • Checker ID
    • Checker DT Stamp
  4. Click the Reset button to reset the details.

Parent topic: Maintain Standing Instructions