2.1.1 Segment Identification Number
This topic provides the information on fund rules upload formats for segment identification number.
The upload file would contain various segment identification number in
the first column to indicate the type of data that is present in that entire row.
Each segment identified by a unique tag, indicates the type of fund rule information
such as Demographics, Shares Characteristics and so on. The possible segments that
would be used in Fund upload are given below for reference:
Each of the segments have variable list of fields stored as information
pertaining to that segment. The list of fields for each segment is mentioned in the
following tables along with the description of the segment.
Table 2-1 Fund Rules Upload Formats - Segment Identification Number
| Segment Identification Number | Description | Segment Mandatory / Optional? | Multiple records allowed for the same Fund and Rule Effective Date |
|---|---|---|---|
| 00GEN | This segment is used for providing information common to the other fund rules that need to be uploaded in the system. | Mandatory; and will be the driving header segment for all the other segments. | No |
| 01FDR | This segment is used for providing Fund Demographics related information | Mandatory | No |
| 02SCR | This segment is used for providing Shares Characteristics related information | Mandatory | No |
| 03GOR | This segment is used for providing General Operating rules information | Mandatory | No |
| 04TPR | This segment is used for providing Transaction processing rules information | Mandatory | Yes (For each transaction type - there is a separate record) |
| 05TCM | This segment is used for providing Transaction Processing Communication Mode information | Mandatory | Yes (For each transaction type - there is a separate record) |
| 06INV | This segment is used for providing Transaction Processing Investor Category related information | Mandatory | Yes (For each transaction type - there is a separate record) |
| 07IDR | This segment is used for providing Corporate Action related information | Optional | Yes (For cash and Stock dividend information) |
| 08FSC | This segment is used for providing Fund Sale Country information | Mandatory | Yes |
| 09FRL | This segment is used for providing Fund Residency List information | Mandatory | Yes |
| 10FFM | This segment is used for providing Fund Formula information | Optional | Yes |
| 11FLM | This segment is used for providing Fund Load information | Optional | Yes |
| 12FTC | This segment is used for providing Fund Transaction Currency information | Mandatory | Yes |
| 13FAI | This segment is used for providing Fund Additional Information | Mandatory | No |
| 14IRA | This segment is used for providing Fund IRA Information, if applicable | Optional | No |
| 15FDI | This segment is used for providing Fund Delivery Instructions, if applicable | Optional | No |
| 17KYC | This segment is used for providing the Customer document details, if applicable | Optional | Yes |
| 18MLD | This segment is used for providing Multi language details, if applicable | Optional | Yes |
| 19FSI | This segment is used for providing Fund Investment Account SI, if applicable | Optional | Yes |
| 20HFP | This segment is used to include hedge fund parameters | Optional | No |
| 21HFL | This segment is used to provide hedge fund linkage details | Optional | Yes |
| 22HFD | This segment is used to provide investor category details for hedge funds | Optional | Yes |
Parent topic: Fund Rules Upload Formats