4.20 Process FSA Registration Maintenance Detail

This topic provides the systematic instructions to capture FSA registration number.

The system allows the open and closure of the FSA registration maintenance for an entity.

If you close a maintenance and then try to create a new record for that entity, then the system displays an error message stating that the maintenance already exists. You need to reopen the record to reactivate the same.

1. On Home screen, type UTDFSA in the text box, and click Next.
   The FSA Registration Maintenance Detail screen is displayed.

   Figure 4-33 FSA Registration Maintenance Detail

   
   

   
   Description of "Figure 4-33 FSA Registration Maintenance Detail"

   
   
2. On FSA Registration Maintenance Detail screen, click New to enter the details.
   For more information on fields, refer to the field description table.

   Table 4-23 FSA Registration Maintenance Detail - Field Description

   Field	Description
   Entity Type	Alphanumeric; 1 Character; Mandatory Specify the entity type. Alternatively, you can select entity type from the option list. The list displays all valid entity type maintained in the system.
   Entity Type Description	Display The system displays the description for the selected entity type.
   Entity ID	Alphanumeric; 12 Characters; Mandatory The system displays the entity ID based on the entity type selected. However, you can amend this field. Note: f Entity type selected is Broker, Account Officer, or IFA, then the system will not allow to maintain FSA registration for Direct entity.
   Entity Name	Display The system displays the name of the selected entity.
   Entity Category Type	Display The system displays the entity category type.
   FSA Registration Number	Alphanumeric; 8 Characters; Mandatory Specify FSA registration number. FSA Registration Number will be unique across all the entities (Broker/Entity). For Corporate entity, you can enter 7 characters and for Individual entity, you can enter 8 characters.
   Hold Client Money	Optional Select Hold Client Money status from the drop-down list. The list displays the following values: Yes No
   FSA Registration Status	Alphanumeric; 1 Character; Mandatory Specify FSA Registration Number. Alternatively, you can select FSA registration status from the option list. The list displays all valid FSA registration status maintained in the system.
   Status Description	Display The system displays the description for the selected FSA registration status.