F.1 AML Brokerage - Pre-Watch List Datamaps
Pre-Watch List Datamaps are used to facilitate the application to populate various business areas, such as Financial Institutions, Account To Client Bank, Settlement Instructions, Front Office and Back Office Transaction.
These datamaps populate the relevant data which is used by watch list datamaps in
calculating risks.
Table F-1 AML Brokerage - Pre-Watch List Datamaps
| Datamap Number | Datamap Name | Predecessors |
|---|---|---|
| 50010 | Customer_TotAcctUpd | NA |
| 10010 | EmployeeControlledAccount
(Optional) |
NA |
| 10015 | FrontOfficeTransactionParty_SecondaryNames | NA |
| 10020 | FinancialInstitution_ThomsonDataInstitutionInsert
(Optional) |
NA |
| 10030 | AccountToClientBank_ThomsonDataInstitutionInsert
(Optional) |
10020 |
| 10040 | FinancialInstitution_AIIMSPopulation | NA |
| 10050 | AccountToClientBank_AIIMSInstitutionInsert | 10040 |
| 10060 | AccountToClientBank_InstitutionInsert | 10050 |
| 10070 | AccountToClientBank_InstitutionUpd | 10060 |
| 10080 | FinancialInstitution_FOTPSPopulation | 10020 10030 10040 10050 10060 10070 |
| 10090 | AccountToClientBank_FOTPSInstitutionInsert | 10020 10030 10040 10050 10060 10070 10080 |
| 10095 | AccountCustomerRole | 10095 |
| 10096 | AccountToCustomer | NA |
| 10100 | AccountManagementStage | NA |
| 10111 | LoanDailyActivity_RepCurrencyUpd | NA |
| 10110 | LoanProfile_LoanProfileStage | 10111 |
| 10114 | BackOfficeTransaction_UnrelatedPartyCodeUpd | NA |
| 10116 | BackOfficeTransaction_CollateralUpd | 10114 |
| 10120 | BackOfficeTransaction_OriginalTransactionReversalUpd | NA |
| 10130 | BackOfficeTransaction_CancelledTransactionReversalCredi tUpd | NA |
| 10140 | BackOfficeTransaction_CancelledTransactionReversalDebit Upd | NA |
| 10150 | FrontOfficeTransactionParty_InstnSeqID | 10020 10030 10040 10050 10060 10070 10090 |
| 10160 | FrontOfficeTransactionParty_HoldingInstnSeqID | 10150 |
| 10170 | FinancialInstitution_AnticipatoryProfile | 10020 10030 10040 10050 10060 10070 |
| 10180 | AccountToClientBank_AnticipatoryProfile | 10020 10030 10040 10050 10060 10070 10170 |
| 10190 | AnticipatoryProfile_AccountToClientBank | 10020 10030 10040 10050 10060 10070 10170 10180 |
| 50020 | DailyAggregateStage | NA |
| 50030 | OffsettingAccountPairStage | NA |
| 50040 | TradeDailyTotalCountStage | NA |
| 10200 | CustomerAccountStage_FrontOfficeTransactionParty | NA |
| 10210 | FrontOfficeTransaction_UnrelatedPartyUpd | 10120 10130 10140 10200 |
| 10220 | FinancialInstitution_SettlementInstruction | 10020 10030 10040 10050 10060 10070 |
| 10230 | AccountToClientBank_SettlementInstruction | 10020 10030 10040 10050 10060 10070 10220 |
| 10240 | SettlementInstruction_AccountToClientBank | 10020 10030 10040 10050 10060 10070 10230 |
| 10014 | FrontOfficeTransaction_PassThroughFlag | NA |
Note:
- FrontOfficeTransaction_PassThroughFlag - This data map should only be run if the Pass Through Indicator field is not being provided in the Front Office Transaction DIS file,and the client requires support to derive this datamap.
- FrontOfficeTransactionParty_SecondaryNames - This data map should only be run if Secondary Originator and Secondary Beneficiary party records are not being provided in the Front Office Transaction Party DIS file, and the client requires support to derive them from the Bank- to-Bank Instructions and Originator-to-Beneficiary Instructions fields.