A.3 Accelerated Rereview Rules
The ML based Anomaly Detection is a new rule added to Accelerated Rereview (ARR) rules. This rule picks the KYC customers who are chosen in the Anomaly detection model of Compliance Studio. All the chosen customers are reassessed.
Note:
Compliance Studio installation is mandatory for this rule.After installing Compliance Studio, AIF_ANOMALY_SCORE_DETAILS and AIF_ANOMALY_SCORE_ECM_DETAILS tables are created. See ML_Scoring in the Compliance Studio Administration and Configuration Guide for the table structure.
The following table shows the parameters that are applicable for the accelerated re-review rules.
Table A-3 Accelerated Rereview Rules
| Rule Name | Rule Description | Rule Focus | Rule Type | Look back Period | Count of Alerts | Alert Score |
|---|---|---|---|---|---|---|
| Customer Address Change Log |
Reviews a Customer when there is any change in the data elements of the Customer Address. The elements which are a part of this rule are:
Each of these columns is a part of the Customer Address table. |
Customer | CL | NA | NA | NA |
| Customer Change Log |
Reviews a Customer when there is any change in the data elements of the Customer. The elements which are a part of this rule are:
Each of these columns are a part of Customer table. |
Customer | CL | NA | NA | NA |
| Customer Country Change Log |
Reviews a customer when there is any change in the data elements of the customer country. The elements which are a part of this rule are Country and Relationship type. These data elements are a part of the Customer Country table. |
Customer | CL | NA | NA | NA |
| Customer Product Change Log |
Review a customer when there is any change in the data elements of Customer Products offered. The elements which are a part of this rule are:
|
Customer | CL | NA | NA | NA |
| Customer to Account Change Log | Reviews a customer if there is any change in the Customer to Account relationship in the context of a new role being added to the account. | Customer | CL | NA | NA | NA |
| Customer to Customer Change Log | Reviews a customer if there is any change in the Customer to Customer relationship in the context of a new relationship being added to a customer and the modifications to the expiration of the relationship. | Customer | CL | NA | NA | NA |
| Change In Risk Model - Account Type | Reviews a customer who has been impacted due to a change in risk score of the account type values. | Customer | RSKR | NA | NA | NA |
| Change In Risk Model - Markets Risk | Reviews a customer who has been impacted due to a change in risk score of the market served values. | Customer | RSKR | NA | NA | NA |
| Change In Risk Model - Product Risk | Reviews a customer who has been impacted due to a change in risk score of the products offered values. | Customer | RSKR | NA | NA | NA |
| Change In Risk Model - Country of Operation | Reviews a customer who has been impacted due to a change in risk score of the country of operations values and additional rule value for rule-based. | Customer | RSKR | NA | NA | NA |
| Change In Risk Model - Country Of Head Quarters | Reviews a customer who has been impacted due to a change in risk score of the country of headquarters values. | Customer | RSKR | NA | NA | NA |
| Change In Risk Model - Method Of Account Opening | Reviews a customer who has been impacted due to a change in risk score of the method of account opening values. | Customer | RSKR | NA | NA | NA |
| Change In Risk Model - Source Of Wealth | Reviews a customer who has been impacted due to a change in risk score of the source of wealth values. | Customer | RSKR | NA | NA | NA |
| Change In Risk Model - Country Of Residence | Reviews a customer who has been impacted due to a change in risk score of the country of residence values. | Customer | RSKR | NA | NA | NA |
| Change In Risk Model - Occupation | Reviews a customer who has been impacted due to a change in risk score of the occupation values and additional rule values for rule-based. | Customer | RSKR | NA | NA | NA |
| Change In Risk Model - Primary Citizenship | Reviews a customer who has been impacted due to a change in risk score of the country values and additional rule values for rule-based. | Customer | RSKR | NA | NA | NA |
| Change In Risk Model - Secondary Citizenship | Reviews a customer who has been impacted due to a change in risk score of the country values and additional rule values for rule-based. | Customer | RSKR | NA | NA | NA |
| Change In Risk Model - Corporate Age | Reviews a customer who has been impacted due to a change in risk score of the range of the corporation age. | Customer | RSKR | NA | NA | NA |
| Change In Risk Model - Length Of Relationship | Reviews a customer who has been impacted due to a change in risk score of the range of the length of the relationship. | Customer | RSKR | NA | NA | NA |
| Change In Risk Model - Legal Structure And Ownership | Reviews a customer who has been impacted due to a change in risk score of the legal structure values and additional values for rule- based. | Customer | RSKR | NA | NA | NA |
| Change in Risk Model - Industry Risk | Reviews a customer who has been impacted due to a change in risk score of the Industry values and additional values for rule- based. | Customer | RSKR | NA | NA | NA |
| Change in Risk Model - Country of Taxation | Reviews a customer who has been impacted due to a change in risk score of the Country of Taxation values. | Customer | RSKR | NA | NA | NA |
| Change In Risk model - Public Company | Reviews a customer who has been impacted due to a change in the risk score of the public company. | Customer | RSKR | NA | NA | NA |
| ML Based Anomaly Detection | Reviews a customer who has been picked in Anomaly Detection model. | Customer | RSKR | NA | NA | NA |
| Regulatory Report actions on a Customer Case | Reviews a customer who has been impacted due to a change in case status to be closed. | Customer | AR |
7 (By default) |
NA | NA |