1.1 Intended Audience

The KYC Risk Assessment Guide is designed for various OFS KYC users. Their roles and responsibilities, as they operate within the OFS KYC application, include the following:

• Business Analyst: A user in this role analyses and disposes the risk assessments. This user understands how risk assessments are calculated and which risk score attributes contribute to the risk score. This user can also manually promote the risk assessments to a case and review the KYC Cases if KYC is integrated with Enterprise Case Management (ECM). A Business Analyst guides the Administrator to fine-tune the parameters required for risk assessments.
• KYC Administrator: This user is a manager for data center activities and application administration activities in a financial institution. This user has access to configuration functionalities and is responsible for configuring the required details for executing the KYC process. This user also has in-depth knowledge of all modules of KYC to perform the necessary administration and maintenance.