Table of Contents

• List of Examples
• List of Figures
• List of Tables
• Title and Copyright Information
• Document Control
• 1 About This Guide
• 2 About Oracle Financial Services Behavior Detection (OFSBD)
  • 2.1 Behavior Detection Architecture
  • 2.2 Utilities
  • 2.3 Operations
• 3 Managing User Administration and Security Configuration
  • 3.1 Managing User Administration
  • 3.2 Adding Security Attributes
    • 3.2.1 Loading Jurisdictions
    • 3.2.2 Loading Business Domains
    • 3.2.3 Loading Scenario Groups
    • 3.2.4 Loading Scenario Group Memberships
    • 3.2.5 Loading Organizations
  • 3.3 Mapping Security Attributes to Organizations and Users
    • 3.3.1 Removing Security Attributes
• 4 Managing Data
  • 4.1 Managing Data Loading
    • 4.1.1 Using Behavior Detection Datamaps
    • 4.1.2 AccountProfitAndLoss Datamap
    • 4.1.3 Multiple Batch Processing
      • 4.1.3.1 Run BDF Ingestion in Parallel for Multiple Batches
      • 4.1.3.2 Configure WatchList Management UI to Support Multiple Batches
  • 4.2 BD Ingestion Flat File Data Load
  • 4.3 Encrypting Data Files
  • 4.4 Managing Data Processing
    • 4.4.1 Generating Change Logs with BD
    • 4.4.2 Processing Data Using BD
      • 4.4.2.1 BD Derived Datamap Types
        • 4.4.2.1.1 <Enter Topic Title Here>
        • 4.4.2.1.2 Trusted Pair
      • 4.4.2.2 Datamap Categories
      • 4.4.2.3 Processing Datamaps
      • 4.4.2.4 Configuring Risk Zones
      • 4.4.2.5 Customizing Review Reason Text
      • 4.4.2.6 Datamaps
    • 4.4.3 Processing Data Using FDT and MDT
  • 4.5 Managing Data For BD Applications
• 5 Behavior Detection Jobs
  • 5.1 About the OFSBD Job Protocol
    • 5.1.1 Configuring the Dataset Override Feature
  • 5.2 Performing Dispatcher Tasks
    • 5.2.1 Starting the Dispatcher
    • 5.2.2 Stopping the Dispatcher
    • 5.2.3 Monitoring the Dispatcher
  • 5.3 Performing Job Tasks
    • 5.3.1 Starting Behavior Detection Jobs
    • 5.3.2 Starting Jobs Without the Dispatcher
    • 5.3.3 Restarting a Job
    • 5.3.4 Restarting Jobs Without the Dispatcher
    • 5.3.5 Stopping Jobs
    • 5.3.6 Monitoring and Diagnosing Jobs
  • 5.4 Clearing Out the System Logs
  • 5.5 Recovering Jobs from a System Crash
  • 5.6 Executing Batches Through the OFSAAI User Interface
    • 5.6.1 Adding Behavior Detection Batches
    • 5.6.2 Setting up Ingestion through AAI
    • 5.6.3 Setting Task Precedence
    • 5.6.4 Running a Single Task Using a Batch
    • 5.6.5 Scheduling a Batch Once
    • 5.6.6 Scheduling a Daily Batch
    • 5.6.7 Scheduling a Weekly Batch
    • 5.6.8 Configuring a Monthly Batch
    • 5.6.9 Monitoring a Batch After Execution
    • 5.6.10 Canceling a Batch After Execution
    • 5.6.11 Re-starting a Batch
    • 5.6.12 Re-running a Batch
• 6 Post-Processing Tasks
  • 6.1 Match Scoring
  • 6.2 Alert Creation
    • 6.2.1 Understanding Advanced Alert Creator Configuration
  • 6.3 Update Alert Financial Data
  • 6.4 Alert Assignment
  • 6.5 Auto-Close
    • 6.5.1 Sample Auto-Closing Alert Rule
  • 6.6 Automatic Alert Suppression
  • 6.7 Highlight Generation
  • 6.8 Historical Data Copy
• 7 Managing Batch Processing Utilities
  • 7.1 Managing Common Resources for Batch Processing Utilities
    • 7.1.1 Log4j2.xml Configuration
  • 7.2 Managing Annual Activities
  • 7.3 Managing Alert Purge Utility
    • 7.3.1 Using the Alert Purge Utility>
    • 7.3.2 Executing the Alert Purge Utility
    • 7.3.3 Processing for Purging
      • 7.3.3.1 Automatic Restart Capability
    • 7.3.4 Sample Alert Purge Processes
  • 7.4 Managing Batch Control Utility
    • 7.4.1 Using the Batch Control Utility
      • 7.4.1.1 Configuring the Batch Control Utility
      • 7.4.1.2 Setting Up Batches
      • 7.4.1.3 Starting a Batch Process Manually
      • 7.4.1.4 Processing for Batch Start
      • 7.4.1.5 Ending a Batch Process
      • 7.4.1.6 Processing for End Batch
      • 7.4.1.7 Identifying a Running Batch Process
      • 7.4.1.8 Obtaining a Batch Name
  • 7.5 Managing Calendar Manager Utility
    • 7.5.1 Using the Calendar Manager Utility
      • 7.5.1.1 Executing the Calendar Manager Utility
      • 7.5.1.2 Updating the KDD_CAL Table
  • 7.6 Managing Data Retention Manager
    • 7.6.1 Using the Data Retention Manager
      • 7.6.1.1 Executing the Data Retention Manager
        • 7.6.1.1.1 Running the Data Retention Manager
        • 7.6.1.1.2 Creating Partitions
        • 7.6.1.1.3 Maintaining Partitions
        • 7.6.1.1.4 Maintaining Indexes
      • 7.6.1.2 Utility Work Tables
  • 7.7 Database Statistics Management
  • 7.8 Managing Flag Duplicate Alerts Utility
  • 7.9 Managing Notifications
  • 7.10 Refreshing Temporary Tables
    • 7.10.1 Enhancing Performance Populating Network Temporary Tables
    • 7.10.2 IML-HiddenRelationships-dINST
    • 7.10.3 ML-NetworkOfAcEn-fAC
    • 7.10.4 FR-NetworkOfAcEn-fAC
    • 7.10.5 CST-UncvrdLongSales-dRBPC
  • 7.11 Managing Truncate Manager
  • 7.12 Managing ETL Process for Scenario Tuning
    • 7.12.1 Running Scenario Tuning
• 8 Managing Administrative Utilities
  • 8.1 Managing Data Analysis Tool
    • 8.1.1 Configuring Data Analysis Tool
      • 8.1.1.1 Analysis Constraints
      • 8.1.1.2 Analyzing Distinct Values for Fields of Interest
      • 8.1.1.3 Analyzing Null and Padded Space Count
      • 8.1.1.4 Analyzing Join Counts
      • 8.1.1.5 Other Queries
    • 8.1.2 Using the Data Analysis Tool
      • 8.1.2.1 Running the Data Analysis Tool
    • 8.1.3 Logs
    • 8.1.4 Troubleshooting the Data Analysis Tool
  • 8.2 Managing Get Dataset Query with Thresholds Utility
    • 8.2.1 Using the Get Dataset Query With Thresholds Utility
    • 8.2.2 Executing the Get Dataset Query with Thresholds Utility
  • 8.3 Managing Trusted Pairs and Alert Suppression
  • 8.4 Managing Scenario Migration Utility
    • 8.4.1 Configuring the Scenario Migration Utility
      • 8.4.1.1 Configuring General Scenario Migration
      • 8.4.1.2 Configuring Scenario Extraction
      • 8.4.1.3 Configuring Scenario Load
    • 8.4.2 Extracting Scenario Metadata
    • 8.4.3 Loading Scenario Metadata
    • 8.4.4 Scenario Migration Best Practices
  • 8.5 Investigation Management Configuration Migration Utility
    • 8.5.1 Configuring the Investment Configuration Metadata Migration Utility
      • 8.5.1.1 Configuring the Environment
    • 8.5.2 Extracting Investigation Metadata
    • 8.5.3 Loading Alert Viewer Metadata
  • 8.6 Managing Watch List Service
  • 8.7 Configure Password Changes
    • 8.7.1 Modify OFSAA Infrastructure Config Schema Password
    • 8.7.2 Modify OFSAA Infrastructure Atomic Schema Password
  • 8.8 Updating Oracle Sequences
• 9 Posting External Alerts through Batches
• A Logging
  • A.1 Message Template Repository
  • A.2 Logging Levels
  • A.3 Logging Message Libraries
  • A.4 Alert Viewer
  • A.5 Logging Configuration File
    • A.5.1 Sample Configuration File
    • A.5.2 Configurable Logging Properties
• B OFSBD Software Updates
  • B.1 Hotfix Effect on Customization
• C User Administration
  • C.1 Managing User Groups and User Roles
  • C.2 Managing User Groups
    • C.2.1 Mapping User Group(s) to Domain(s)
    • C.2.2 Mapping a User to an Organization
• D Managing Data
  • D.1 CSA Datamaps
  • D.2 BDF.xml File Parameters
  • D.3 Behavior Detection Flat File Interface
  • D.4 Pre-processing & Loading Directory Structure
    • D.4.1 jars Subdirectory
    • D.4.2 scripts Subdirectory
    • D.4.3 config Subdirectory
      • D.4.3.1 Data Ingest Properties Configuration File
      • D.4.3.2 Data Ingest XML Configuration File
      • D.4.3.3 Data Ingest Custom XML Configuration File
    • D.4.4 data Subdirectory
      • D.4.4.1 data/errors Subdirectory
      • D.4.4.2 data/backup Subdirectory
      • D.4.4.3 data/firm Subdirectory
    • D.4.5 inbox Subdirectory
    • D.4.6 logs Subdirectory
  • D.5 BD Directory Structure
    • D.5.1 scripts Folder
    • D.5.2 logs Folder
    • D.5.3 parameters Folder
    • D.5.4 config Folder
      • D.5.4.1 BDF.xml Configuration Parameters
      • D.5.4.2 BD Datamap Configuration File
  • D.6 Alternate Process Flow for MiFID Clients
• E Processing Derived Tables and Fields
  • E.1 Customizing Scripts
  • E.2 Derivations
  • E.3 Guidelines for Duplicate Record Handling
  • E.4 Data Rejection During Ingestion
  • E.5 Alternatives to Standard Data Management Practices
    • E.5.1 Fuzzy Name Matcher Utility
      • E.5.1.1 Configuring the Fuzzy Name Matcher Utility
    • E.5.2 Refresh Temporary Tables Commands
    • E.5.3 Using Control Data
      • E.5.3.1 Prerequisites for Using Control Data
      • E.5.3.2 Control Data Management
      • E.5.3.3 Loading Control Data Thresholds
      • E.5.3.4 Running Behavior Detection on Control Data
• F BD Datamap Details
  • F.1 AML Brokerage - Pre-Watch List Datamaps
  • F.2 AML Brokerage - Watch List Datamaps
  • F.3 AML Brokerage - Post-Watch List Datamaps
  • F.4 AML Brokerage - Summary Datamaps
  • F.5 AML Brokerage - Balances and Positions Datamaps
  • F.6 AML Banking - Pre-Watch List Datamaps
  • F.7 AML Banking - Watch List Datamaps
  • F.8 AML Banking - Post-Watch List Datamaps
  • F.9 AML Banking - Summary Datamaps
  • F.10 Fraud Detection - Pre-Watch List Datamaps
  • F.11 Fraud Detection - Watch List Datamaps
  • F.12 Fraud Detection - Post-Watch List Datamaps
  • F.13 Fraud Detection - Summary Datamaps Detection
  • F.14 Insurance - Pre-Watch List Datamaps
  • F.15 Insurance - Watch List Datamaps
  • F.16 Insurance - Post-Watch List Datamaps
  • F.17 Insurance - Summary Datamaps
  • F.18 Processing BD Datamaps
  • F.19 Firm Data Transfer Datamaps
• G Datamaps Matrix
• H Configuring Administration Tools
• I Right to Be Forgotten
  • I.1 Data Redaction
  • I.2 Implementing Right to be Forgotten by OFSAA