F.6 AML Banking - Pre-Watch List Datamaps
Pre-Watch List Datamaps are used to facilitate the application to populate various business areas like Financial Institutions, Account To Client Bank, Settlement Instructions, Front Office and Back Office Transaction.
These datamaps populate the relevant data which are used by watch list datamaps in calculating risks.
Optional Datamaps are used to perform processing to support other datamaps
in multiple functional areas. These datamaps may or may not be completely relevant to a
particular solution set. Execute the datamap if a scenario in your implementation
requires this information.
Table F-6 AML Banking - Pre-Watch List Datamaps
| Datamap Number | Datamap Name | Predecessors |
|---|---|---|
| 10010 | EmployeeControlledAccount
(Optional) |
NA |
| 10015 | FrontOfficeTransactionParty_SecondaryNames | NA |
| 10020 | FinancialInstitution_ThomsonDataInstitutionInsert
(Optional) |
NA |
| 10030 | AccountToClientBank_ThomsonDataInstitutionInsert
(Optional) |
10020 |
| 10040 | FinancialInstitution_AIIMSPopulation | NA |
| 10050 | AccountToClientBank_AIIMSInstitutionInsert | 10040 |
| 10060 | AccountToClientBank_InstitutionInsert | 10050 |
| 10070 | AccountToClientBank_InstitutionUpd | 10060 |
| 10080 | FinancialInstitution_FOTPSPopulation | 10020 10030 10040 10050 10060 10070 |
| 10090 | AccountToClientBank_FOTPSInstitutionInsert | 10020 10030 10040 10050 10060 10070 10080 |
| 10095 | AccountCustomerRole | 10095 |
| 10096 | AccountToCustomer | NA |
| 10100 | AccountManagementStage | NA |
| 10110 | LoanProfile_LoanProfileStage | NA |
| 10114 | BackOfficeTransaction_UnrelatedPartyCodeUpd | NA |
| 10116 | BackOfficeTransaction_CollateralUpd | 10114 |
| 10120 | BackOfficeTransaction_OriginalTransactionReversalUpd | NA |
| 10150 | FrontOfficeTransactionParty_InstnSeqID | 10020 10030 10040 10050 10060 10070 10090 |
| 10160 | FrontOfficeTransactionParty_HoldingInstnSeqID | 10020 10030 10040 10050 10060 10070 10150 |
| 10200 | CustomerAccountStage_FrontOfficeTransactionParty | NA |
| 10210 | FrontOfficeTransaction_UnrelatedPartyUpd | 10120 10130 10140 10200 |
| 10014 | FrontOfficeTransaction_PassThroughFlag | NA |
Note:
- FrontOfficeTransaction_PassThroughFlag - This data map should only be run if the Pass Through Indicatorfield is not being provided in the Front Office Transaction DIS file,and the client requires support to derive this datamap.
- FrontOfficeTransactionParty_SecondaryNames - This data map should only be run if Secondary Originator and Secondary Beneficiary party records are not being provided in the Front Office Transaction Party DIS file, and the client requires support to derive them from the Bank- to-Bank Instructions and Originator-to-Beneficiary Instructions fields.