Set up jurisdiction codes, scenarios, and thresholds

This section outlines the steps to duplicate your transaction monitoring system in OFSCA. You'll specify jurisdiction codes or segments at your institution, choose the scenarios that will be monitored, and set thresholds for each scenario.

The following scenarios are supported:
  • RMF
  • SigCash
  • LRT
  • CIB:PAA
  • HRG:HRT
  • HRG:HRE
  • Deposits/Withdrawals in Same or Similar Amounts
  • Anomalies in ATM, Bank Card: Excessive Withdrawals
  • CIB:PPA
  • CIB:HRG
  • Single or Multiple Cash Transactions: Possible Currency Transaction Report
  • CIB: Foreign Activity
  • CIB: Product Utilization Shift
  • RMF : FTN
  • LDA

Figure 3-42 Set up jurisdiction codes, scenarios, and thresholds


Description of Figure 3-42 follows
Description of "Figure 3-42 Set up jurisdiction codes, scenarios, and thresholds"

To set up jurisdiction codes, scenarios and thresholds, follow these steps:

Note:

Click Download SQL Script to download SQL script and execute the script against data in Oracle's Financial Crime Data Model to extract the required data
  1. Click Download Template to download the template and format the extracted data into CSV file.

    Note:

    • You must not modify jurisdiction, scenario_name, and scenario_id in the CSV file.
    • If your institution uses different risk categories or labels, you should set the threshold values for the default values in the OFSCA defied lables (Min_Amt_RR, Min_Amt_MR, Min_Amt_HR) to the same value. This ensures consistency in how risk is evaluated, even though your institution doesn't use the default OFSCA provided labels.
  2. To upload the CSV file with the necessary data, simply drag and drop it into the designated field or click on the icon Add to open the file selector dialog box and choose the file. Once the CSV file is loaded, the following window is displayed.

    Figure 3-43 Uploaded CSV File


    Description of Figure 3-43 follows
    Description of "Figure 3-43 Uploaded CSV File"

    Note:

    You can remove the uploaded CSV file if required by using the Clear button.
  3. Click Continue to navigate to the Map jurisdiction codes to segments step.
    Or Click Discard to discard the current activity and return to the Configure your Transaction Monitoring System window. Click Start to start the Configure your Transaction Monitoring System from the initial steps again for configuration.