5.6.5 Obtain SAR information for Production

Disposition/SAR information of the production alerts sent for investigations that are required for model validations to see the deployed model is performing well in the production or model is deteriorating.

To get Investigated Labels in Production, perform the following:

1. Login to Compliance Studio.
2. Launch the Sandbox workspace using the launch button.
3. On Modeling menu, click Pipelines.
4. Select AIF Admin Folder from the Model Pipelines summary page.

   Figure 5-86 AIF Admin notebook

   
   

   
   Description of "Figure 5-86 AIF Admin notebook"

   
   
5. Open the Notebook with the Pipeline Designer option and switch to Notebook Tab.

   Figure 5-87 Open Notebook in Pipeline Designer

   
   

   
   Description of "Figure 5-87 Open Notebook in Pipeline Designer"

   
   

   Figure 5-88 Notebook tab in Pipeline Designer

   
   

   
   Description of "Figure 5-88 Notebook tab in Pipeline Designer"

   
   
   • Admin notebook facilitates the following functionalities to build Machine Learning Models:
     • Manage Model Groups
     • Import Model Templates
     • Obtain Investigated Labels
     • Configure Investigation Guidance
   • As mentioned above, Notebook has paragraphs for Obtaining Investigated Labels from Enterprise Case Management (ECM) and Compliance Regulatory Reporting (CRR) or CSV file.

     Figure 5-89 Obtaining Investigated Labels from CRR-ECM

     
     

     
     Description of "Figure 5-89 Obtaining Investigated Labels from CRR-ECM"

     
     

     Figure 5-90 Obtaining Investigated Labels from CSV file

     
     

     
     Description of "Figure 5-90 Obtaining Investigated Labels from CSV file"

     
     

Obtain Labels in Production Workspace

To obtain labels in the production workspace, paragraphs must be deployed to Production and executed via Batch.

Perform the following:

1. Obtaining labels for the following:
   • From CRR-ECM, Publish and Deploy the following two paragraphs:

     Figure 5-91 Obtaining Investigated Labels from CRR-ECM

     
     

     
     Description of "Figure 5-91 Obtaining Investigated Labels from CRR-ECM"

     
     
   • From the CSV file, Publish and Deploy following two paragraphs:

     Figure 5-92 Obtaining Investigated Labels from CSV file

     
     

     
     Description of "Figure 5-92 Obtaining Investigated Labels from CSV file"

     
     

     For more details on Publish and Deploy, see the How to Deploy the Model section in OFS Compliance Studio Use Case Guide.

2. Post successful deployment, create a New Batch and Execute the Batch to obtain investigated labels into the production workspace.
   Use the following task parameters while creating a new batch task:

   • Objective: AIF Admin
   • Model: CHAMPION
   • Link Types: Training + Scoring
   • Synchronous Execution: Yes
   • Optional Parameters: You can retain as-is/Leave it blank

     For more information, see Using Schedule Service section in OFS Compliance Studio User Guide.