Document Control

Table - Revisions

Version Number Revision Date Change Log
8.1.2.10.0 Aug-25 The following section is added:
  • ML Integration for AML Event Scoring
The following sections are updated:
  • Using Search Criteria
  • Creating or Editing a Narrative
  • About Evidence Tab
  • Linking or merging cases
  • Viewing Event Details and Statement View
  • Using Network Graph Components
  • About Account Tab
  • About Customer Tab
  • Creating a continuing activity report case
8.1.2.9.0 Feb-25 The following section is added:
  • Editing Multiple Transaction Labels
The following sections are updated:
  • Privileges, Function Code and Name and their Description
  • List of Trades
  • Setting Event Decision
  • List of Securities
  • Searching Suppression Requests
8.1.2.8.1 Dec-24 The following sections are added/updated:
  • Viewing Related Parties
  • Managing External Entity Details
  • External Phone
  • Using Conductor Tab
8.1.2.8.0 Aug-24 The following sections are updated:
  • Key Features
  • About Case Search and Case List
  • About Evidence Tab
  • About Account Tab
  • About Customer Tab
  • Viewing Customer Identification Documents
  • Viewing Transactions
  • Changing Case Type
  • Searching for an Entity
  • Viewing Party Details
  • Viewing Entity Details
  • Appendix B: Business Entity Details
8.1.2.7.0 Feb-24 The following sections are updated:
  • Using Search Criteria
  • Viewing Case List
  • Viewing Customer Identification Documents
  • Using Transactions Tab Search Criteria
  • Searching Case Entity-related Transactions
  • Creating a Continuing Activity Report Case
8.1.2.6.0 Oct-23 The following sections are updated/introduced:
  • About Network Analysis Tab
  • Using Transactions Tab Search Criteria
  • Using Real Time Fraud Event Tab
  • Using Take Action Window
  • Send RFI
  • Creating a Continuing Activity Report Case
  • Archive/Unarchive Events
  • Network Analysis Tab
8.1.2.5.0 Jun-23 The following sections are updated/introduced:
  • User Roles and Privileges
  • About Case Search and Case List
  • Searching Additional Transactions
  • Adding Manual Transactions
  • Editing and Deleting the Manually Added Transactions
  • Assign Case
  • Continuing Activity Investigations
  • About Case Creation
  • Archive/Unarchive Cases
8.1.2.4.0 Mar-23 Introduced the following sections:
  • Viewing Customer Identification Documents
  • Using the Transactions Tab (New)
  • Continuing Activity Investigations
Updated the following sections:
  • User Roles and Privileges
  • About Case Search and Case List
  • Using Case ID or Event ID, or Tax ID
  • Viewing Event Details and Statement View
  • Trusted Pairs
  • Event Suppression
  • Using the Customer Tab
  • Exporting Case
8.1.2.3.0 Dec-22 Added new sections for the Case Edit History, Customer Related Parties, and External Entity Related Parties. Updated the Send RFI section to better describe the RFI email. Added information about how KYC Anomaly Rule Detection details display.

Changed the Alerted Parties tab to Entities tab.

Provided guidance on how to create an event within a case, regardless of case status.
8.1.2.2.0 Sep-22 Updated the Transactions tab to better provide Transaction Details.

Provided additional information about Customer Account Roles.

Updated the Send Email and Send RFI sections.
8.1.2.1.1 Jul-22 Updated Customer Screening tab and added new business entity tabs to support integration with Oracle’s Customer Screening and Transaction Filtering applications.
  • External Entity Screening Tab
  • Real Time Screening Tab
8.1.2.1.0 Jun-22
  • Added new business entity tabs:
    • Order Tab
    • Execution Tab
    • Trade Tab
    • Security Tab
    • Registered Representative Tab
  • Added new building blocks:
    • Customer Account Position
    • Employee
    • Household Group
    • Orders
    • Fixed Income Security (FI)
    • Equity or Mutual Fund Security
    • Security
    • Option or Future Security
    • Preferred Security
  • Updated the section Send RFI to allow captcha token login for questionnaires.
8.1.2.0.0 Mar-22
  1. All the screens in the document are updated as per the new UI.
  2. System Requirements are updated.
  3. The following sections are added for the enhancement in this release (V8.1.2.0.0)
    • Preview Case
    • About Transaction Chart
    • Trusted Pairs