4.1 Investigating AML Cases
This topic describes how to investigate Anti Money Laundering Surveillance (AML_SURV) case type.
After selecting AML_SURV case type on the Case List
page, users can view following in the Case Summary
page:
- Case Details: The case
details are:
- Case Status: Current status of the case. For example, the statuses are New, Assigned, Investigation, Pending Review, and Closed.
- Priority: The priority which has been assigned to the case. The options are High, Medium and Low.
- Jurisdiction: Displays the jurisdiction to which the case belongs.
- Status: Displays the current status of the case.
- Case Type: The type of case is selected. It is applicable only for the AML_SURV case type.
- Due Date: Displays the due date by which action must be taken on the case.
- Created Date: Displays the date when the case is created.
- Closed Date: Displays the date when the case is closed.
- Assignee: Displays the user which is currently assigned to.
- Investigate the case Using Case View / Using Entity View.
- Acting on Cases after completing the investigation.
- Generating Dossier after reviewing all the case information and will be used for regulatory reporting.