4.4.2 Using Entity View

This topic provides information about investigating the Know Your Customer (KYC) cases in an Entity view.

On the Case Summary page, click Entity View to view the entity details. The Entity Details page contains the following sections.

Selecting an Entity

From the Entity Details drop-down list, select the entity. The available entities are internal entities (customers) and external entities.

Note:

Users can delete entities associated with the case using the Delete Entity, but you cannot delete the primary entity of the case.

Adding an Entity

You can add either internal entities (customers) or external entities using the Add Entity button.

Note:

You cannot add entity when status of the case is closed.

To add an entity, follow these steps:

1. Click Add Entity. The select Entity pane is displayed.
2. Click Add Entity icon to add a new entity to the case. The Add Entity pane is displayed.
3. From the drop-down list, select the Involvement Type. The available options are:
   • Conductor
   • Not Involved
   • Other
   • Suspect
   • Unknown
   • Victim
   • Witness
4. Click Add Entity. The new entity will be added and listed in the Entity Details pane.

Note:

To apply the filter to narrow down your search, click Search bar and select the required filter options from the drop-down list. The available options are Customer Type, and Entity Type.

For example, if Entity Type is selected then select the required options. The options are Internal Entity and External Entity.

On the left pane, click an Entity to view Profile Summary, Risk Summary, Compliance Summary, and Account Data on the right pane.

Profile Summary

This section displays profile summary of the entity. Click Profile Summary link to view more information about this entity such as Customer Details, Shared Attributes, Related Accounts, and Related cases.

Risk Summary

This section displays risk summary of the entity. Click Risk Summary link to view more information about this entity, such as Adverse Media Scans, Risk Summary, Risk Score History, and Watch List Scans.

Compliance Summary

This section displays compliance summary of the entity. Click Compliance Summary link to view more information about this entity, such as Case Details, Events, SARs, Top Case List and Timeline. Click View SAR, Event and Case Details link to view additional details for this case and events.

Note:

For Actions drop-down list, see the Using Interactive Reports section.

Account Data

This section displays account data of the entity. Click Account Data link to view more information about this entity such as Accounts, Account Detail, Account Stats Current Year, Source of Funds, and so on.

Select the Account and view the following sections:

Account Detail

You can view the account information in detail.

Account Stats Current Year

You can view average and current amounts for deposits and withdrawals made in the current year.

Channel Utilization

This chart displays the channel utilization for the selected account.

Transaction History and List View Tabs

This section displays the withdrawal and deposit amounts for the selected account. You can view this transaction history periodically using the From and TO calendar icons.

List View Tab

This section lists the transaction information for the selected account.

Note:

• You can view the alerted transaction list which is tagged as Alerted in the Alerted Flag column. It also displays the Case and Event IDs that are associated with this transaction.
• For Actions drop-down list, see the Using Interactive Reports section.
• Enable Alerted Transactions to view the transaction amount to be alerted.

Source of Funds

This graph represents the source of funds for the selected account.

Most Common Counter Party

This graph represents which counter party is most active on the account. You can view data in the list view by clicking the List View button. By default, it is displayed in Chart View.

Customer Activity (Current vs. Prior Year)

This graph compares the selected account's current and prior years of the customer activity.

Entity Graph View

The Entity Graph View displays the graphical representation of the case contains Customers, Accounts, and Derived Entity (External Entity) involved in the selected case.

To customize the graph, see the Viewing an Entity Graph section.

Transactions List

The Transactions List displays list of all transaction details associated with the case. To add/remove Transactions, see the Viewing the Transaction List section.