5.1.1 Watchlist Details
This section displays watchlist details and highlights the matches when an event is selected. This helps in the analysis of the case and in deciding whether to release or block the transaction. A unique Record ID is assigned to every watchlist/sanctioned record. The supported watchlist types are:
- OFAC Reference Data
- WC STANDARD
- WC Premium
- EU Reference Data
- HM Treasury Reference Data
- UN Reference Data
- Dow Jones Watchlist (DJW)
Note:
- Complete Watchlist details tab is added for all CS case types (CS_RT, CS_Batch, and CS_314ATXN) only if an event is matched to the DJ watchlist. This tab provides an extended view of the match details through the new Complete Watchlist tab. This provides a comprehensive profile view sourced from the DJW system along with Profile Details, Country or Territory Details, Relationship Information, Sanctions List (graph or list view), Profile Notes and ID Information.
- The Complete Watchlist Details page is displayed for TF cases with events having DJ watchlist. The page has comprehensive information about the selected watchlist entity, including profile attributes, sanctions history, identifiers, relationships, and supporting references to assist in screening and investigation.
- Profile Details - provides key identifying details of the watchlist entity.
- Country/Territory Details - shows geographic associations of the watchlist profile.
- Sanction List - displays the sanctions list on which the profile appears.
Is displayed when you click the List View.
- Relationship Information - lists known relationships associated with the watchlist profile.
- ID Information - displays identifiers issued by various regulatory and enforcement bodies.
- Image Reference - provides external image links (if available), for visual identification.
- Private Watchlist
- Prohibited Identifier Watchlist
- Prohibited Country Watchlist
- Prohibited City Watchlist
- Prohibited Goods Watchlist
- Prohibited Ports Watchlist
- Stop Words Watchlist