Know Your Customer (KYC) Reports

This section focuses on KYC cases.The following categories are covered:

• Total Due Risk Assessments: Shows the number of KYC risk assessments due today, with visibility into upcoming due assessments for the next 3, 7, and 15 days.
• Total Due Cases: Counts KYC cases due today and their forecast for upcoming periods.
• Total ARR Based Risk Assessments: Tracks annual recurring reviews (ARR) based risk assessments due today, including trends for the past 7, 15, and 30 days, as well as month-to-month comparisons.
• High Risk Customers: Highlights the number of high-risk customers who have not been reviewed in the past 12 months, indicating areas of potential compliance risk.
• Closed Cases with Overridden Risk Score: The count of KYC cases closed today where the risk score was manually overridden, signaling cases that may require further scrutiny or audit.
• KYC Cases with Pending RFI (Request for Information) Completion: Tracks KYC cases awaiting additional information, with filtering by status code and a count of overdue or recently overdue cases.
• Risk Assessment Completion Rate: Displays the percentage of completed risk assessments, providing a snapshot of process efficiency and compliance.
• Links for drilldown analysis are provided for a more detailed insight.