Filter Watch List Data Widget

Use the Filter Watch List widget to select, filter, and include or exclude watch list records from screening.

Use the Filter Watchlist widget to do the following:

• Select SAN and EDD watch list records in the Watch List Categorization window.
• Include or exclude countries or watch lists for further filtering, if you have included them under SAN and EDD.
• Select the PEP types for screening if you have included PEP and SoE records.
• Filter the watch list records by customer type, name type and status.

Note:

SAN records are given priority over PEP records and PEP records are given priority over EDD records. For example, if a specific record is categorized as SAN and PEP, they are screened against SAN matching rules and not PEP matching rules.

If the Include PEP/SoE for Screening toggle button is disabled in the Watch List Categorization window, the PEP tab and related records are not displayed.

You must select Yes to view the filter fields. If you select No, all records selected in the Watch List Categorization window are not considered for screening. Select Include to screen specific records or select Exclude to avoid screening specific records during the screening process.

For example, if you only want to exclude SAN records for the Norway geography and the OFAC watch list, select Norway in the Country Type field and OFAC in the List Type field.

Note:

• All check boxes are selected by default.
• Typically, all SAN watch lists records are pushed for screening in order to eliminate the possibility of high-risk individuals going undetected. Select Yes only if you want to reduce the time taken for screening and the number of alerts that must be investigated.