20.2.23 KYCDaily Batch Details

The KYCDaily batch performs KYC for customers and the customers who are to be further investigated are decided.

Note:

You can run the KYCDaily batch in the following ways:
  • Using Multiple Data Origins in sequential batch runs.
  • Using a Single Data Origin with Multiple Jurisdictions in a single batch.
These tasks must be executed in the following order:

Table 20-35 KYCDaily Batch Details

Sequence Tasks for KYCDaily Batch Jobs for KYCDaily Batch Pipelines for KYCDaily Batch
1 StartBatch Not Applicable Not Applicable
2 StartDataPipelineServiceBatch Not Applicable Not Applicable
3 LoadKYCChangeLogData Load KYC Change Log Load KYC Change Log
4 LoadKYCModelBasedChangeLogData

Note: This task compares the current versions of the Algorithmic Scoring and Business Check models to those used in the previous batch run for the jurisdiction associated with the specified RA pipeline. The system identifies and logs all model changes—including new rule additions, lookup score changes, rule deletions, category weight changes, default score changes, new rule categories, rule category deletions, and new lookup values—as Changelog data.

By tracking these changes, the task supports the Accelerated Re-review (ARR) process, allowing for targeted customer re-evaluations based on model updates.

Task Parameter: RAPIPELIENAME - specifies the names of the pipeline for which model changes are tracked. Default Value: KYC Batch RA Creation Usage: Determines which Risk Assessment (RA) pipeline’s scoring model changes are evaluated.

If the KYC Model Changelog functionality is not required, ensure that you remove it before executing the KYCDaily batch.

 Load KYC Model Change Log Load KYC Model Change Log
5 LoadKYCCustomerFilter preFilterDemo Load Deployment Initiation KYC Customers
6 LoadKYCCustomerInterestedParties Load KYC Customer Interested Parties Load KYC Customer Interested Parties
7 (optional) Calendar Calendar Calendar
8 (optional) KYCScenarioBasedRiskFactor

Note: This task should be included only when using Transaction Based Risk Factors. Attach the jobs and pipelines based on your business requirements.

  • KYC TM Scenario or Event Closure Based Risk Factors
  • KYC SAR Based Risk Factors
  • KYC CTR Based Risk Factors
  • KYC TM Scenario or Event Closure Based Risk Factors
  • KYC SAR Based Risk Factors
  • KYC CTR Based Risk Factors
9 KYCProcessingAccountData Load KYC Account Processing Data Load KYC Account Processing Data
10 KYCProcessingCustomerData Load KYC Customer Processing Data Load KYC Customer Processing Data
11 (optional) LoadKYCCustomerExtension KYC Customer Extension Load KYC Customer Extension Load
12 (optional) LoadKYCAccountExtension KYC Account Extension Load KYC Account Extension Load
13 (optional) FullLoadKYCCustomerTask KYC Customer Daily Load KYC Customer Daily Load
14 (optional) KYCIndividualBatchScreening KYC Individual Batch Screening KYC Individual Batch Screening
15 (optional) EntityBatchScreening KYC Entity Batch Screening KYC Entity Batch Screening
16 LoadKYCCustomerDataForScoring Load KYC Customer Data For Scoring Load KYC Customer Data For Scoring
17 LoadKYCCustomerMatchesDataForScoring Load KYC Customer Matches Data For Scoring Load KYC Customer Matches Data For Scoring
18 KYCRACreation KYC Batch RA Creation KYC Batch RA Creation
19 LoadKYCCustomerRiskScore Load KYC Customer Risk Score Load KYC Customer Risk Score
20 KYCClearProcessingData KYC Clear Processing Data KYC Clear Processing Data
21 EndDataPipelineBatch Not Applicable Not Applicable
22 EndBatch Not Applicable Not Applicable