Using StAX

In general, StAX programmers create XML stream readers, writers, and events by using the XMLInputFactory, XMLOutputFactory and XMLEventFactory classes. Configuration is done by setting properties on the factories, whereby implementation-specific settings can be passed to the underlying implementation using the setProperty() method on the factories. Similarly, implementation-specific settings can be queried using the getProperty() factory method.

The XMLInputFactory, XMLOutputFactory and XMLEventFactory classes are described below, followed by discussions of resource allocation, namespace and attribute management, error handling, and then finally reading and writing streams using the cursor and iterator APIs.

StAX Factory Classes


The XMLInputFactory class lets you configure implementation instances of XML stream reader processors created by the factory. New instances of the abstract class XMLInputFactory are created by calling the newInstance() method on the class. The static method XMLInputFactory.newInstance() is then used to create a new factory instance.

Deriving from JAXP, the XMLInputFactory.newInstance() method determines the specific XMLInputFactory implementation class to load by using the following lookup procedure:

  1. Use the system property.
  2. Use the lib/ file in the JRE directory.
  3. Use the Services API, if available, to determine the classname by looking in the META-INF/services/ files in jars available to the JRE.
  4. Use the platform default XMLInputFactory instance.

After getting a reference to an appropriate XMLInputFactory, an application can use the factory to configure and create stream instances. Table 3-4 lists the properties supported by XMLInputFactory. See the StAX specification for a more detailed listing.

Table 3-4 XMLInputFactory Properties
Turns on implementation specific validation.
(Required) Requires the processor to coalesce adjacent character data.
Turns off namespace support. All implementations must support namespaces supporting non-namespace aware documents is optional.
(Required) Requires the processor to replace internal entity references with their replacement value and report them as characters or the set of events that describe the entity.
(Required) Requires the processor to resolve external parsed entities.
(Required) Sets and gets the implementation of the XMLReporter
(Required) Sets and gets the implementation of the XMLResolver interface
(Required) Sets/gets the implementation of the XMLEventAllocator interface


New instances of the abstract class XMLOutputFactory are created by calling the newInstance() method on the class. The static method XMLOutputFactory.newInstance() is then used to create a new factory instance. The algorithm used to obtain the instance is the same as for XMLInputFactory but references the system property.

XMLOutputFactory supports only one property, This property is required, and its purpose is to create default prefixes and associate them with Namespace URIs. See the StAX specification for a more information.


New instances of the abstract class XMLEventFactory are created by calling the newInstance() method on the class. The static method XMLEventFactory.newInstance() is then used to create a new factory instance. This factory references the property to instantiate the factory. The algorithm used to obtain the instance is the same as for XMLInputFactory and XMLOutputFactory but references the system property.

There are no default properties for XMLEventFactory.

Resources, Namespaces, and Errors

The StAX specification handles resource allocation, attributes and namespace, and errors and exceptions as described below.

Resource Resolution

The XMLResolver interface provides a means to set the method that resolves resources during XML processing. An application sets the interface on XMLInputFactory, which then sets the interface on all processors created by that factory instance.

Attributes and Namespaces

Attributes are reported by a StAX processor using lookup methods and strings in the cursor interface and Attribute and Namespace events in the iterator interface. Note here that namespaces are treated as attributes, although namespaces are reported separately from attributes in both the cursor and iterator APIs. Note also that namespace processing is optional for StAX processors. See the StAX specification for complete information about namespace binding and optional namespace processing.

Error Reporting and Exception Handling

All fatal errors are reported by way of All nonfatal errors and warnings are reported using the interface.

Reading XML Streams

As described earlier in this chapter, the way you read XML streams with a StAX processor--and more importantly, what you get back--varies significantly depending on whether you are using the StAX cursor API or the event iterator API. The following two sections describe how to read XML streams with each of these APIs.

Using XMLStreamReader

The XMLStreamReader interface in the StAX cursor API lets you read XML streams or documents in a forward direction only, one item in the infoset at a time. The following methods are available for pulling data from the stream or skipping unwanted events:

Instances of XMLStreamReader have at any one time a single current event on which its methods operate. When you create an instance of XMLStreamReader on a stream, the initial current event is the START_DOCUMENT state.The method can then be used to step to the next event in the stream.

Reading Properties, Attributes, and Namespaces

The method loads the properties of the next event in the stream. You can then access those properties by calling the XMLStreamReader.getLocalName() and XMLStreamReader.getText() methods.

When the XMLStreamReader cursor is over a StartElement event, it reads the name and any attributes for the event, including the namespace. All attributes for an event can be accessed using an index value, and can also be looked up by namespace URI and local name. Note, however, that only the namespaces declared on the current StartEvent are available; previously declared namespaces are not maintained, and redeclared namespaces are not removed.

XMLStreamReader Methods

XMLStreamReader provides the following methods for retrieving information about namespaces and attributes:

int getAttributeCount();
String getAttributeNamespace(int index);
String getAttributeLocalName(int index);
String getAttributePrefix(int index);
String getAttributeType(int index);
String getAttributeValue(int index);
String getAttributeValue(String namespaceUri,String 
boolean isAttributeSpecified(int index); 

Namespaces can also be accessed using three additional methods:

int getNamespaceCount();
String getNamespacePrefix(int index);
String getNamespaceURI(int index); 
Instantiating an XMLStreamReader

This example, taken from the StAX specification, shows how to instantiate an input factory, create a reader, and iterate over the elements of an XML stream:

XMLInputFactory f = XMLInputFactory.newInstance();
XMLStreamReader r = f.createXMLStreamReader( ... );
while(r.hasNext()) {;

Using XMLEventReader

The XMLEventReader API in the StAX event iterator API provides the means to map events in an XML stream to allocated event objects that can be freely reused, and the API itself can be extended to handle custom events.

XMLEventReader provides four methods for iteratively parsing XML streams:

For example, the following code snippet illustrates the XMLEventReader method declarations:

import java.util.Iterator;
public interface XMLEventReader extends Iterator {
  public Object next();
  public XMLEvent nextEvent() throws XMLStreamException;
  public boolean hasNext();
  public XMLEvent peek() throws XMLStreamException;

To read all events on a stream and then print them, you could use the following:

while(stream.hasNext()) {
XMLEvent event = stream.nextEvent();
Reading Attributes

You can access attributes from their associated, as follows:

public interface StartElement extends XMLEvent {
  public Attribute getAttributeByName(QName name);
  public Iterator getAttributes();

You can use the getAttributes() method on the StartElement interface to use an Iterator over all the attributes declared on that StartElement.

Reading Namespaces

Similar to reading attributes, namespaces are read using an Iterator created by calling the getNamespaces() method on the StartElement interface. Only the namespace for the current StartElement is returned, and an application can get the current namespace context by using StartElement.getNamespaceContext().

Writing XML Streams

StAX is a bidirectional API, and both the cursor and event iterator APIs have their own set of interfaces for writing XML streams. As with the interfaces for reading streams, there are significant differences between the writer APIs for cursor and event iterator. The following sections describe how to write XML streams using each of these APIs.

Using XMLStreamWriter

The XMLStreamWriter interface in the StAX cursor API lets applications write back to an XML stream or create entirely new streams. XMLStreamWriter has methods that let you:

Note that XMLStreamWriter implementations are not required to perform well-formedness or validity checks on input. While some implementations my perform strict error checking, others may not. The rules you choose to implement are set on properties provided by the XMLOutputFactory class.

The writeCharacters(...) method is used to escape characters such as &, <, >, and ". Binding prefixes can be handled by either passing the actual value for the prefix, by using the setPrefix() method, or by setting the property for defaulting namespace declarations.

The following example, taken from the StAX specification, shows how to instantiate an output factory, create a writer and write XML output:

XMLOutputFactory output = XMLOutputFactory.newInstance();
XMLStreamWriter writer = output.createXMLStreamWriter( ... );
writer.writeCharacters("foo bar foo");

This code generates the following XML (new lines are non-normative)

<?xml version='1.0' encoding='utf-8'?>
<a b="blah" xmlns:c="http://c" xmlns="http://c">
<d:d d:chris="fry" xmlns:d="http://c"/>foo bar foo</a> 

Using XMLEventWriter

The XMLEventWriter interface in the StAX event iterator API lets applications write back to an XML stream or create entirely new streams. This API can be extended, but the main API is as follows:

public interface XMLEventWriter {
  public void flush() throws XMLStreamException;
  public void close() throws XMLStreamException;
  public void add(XMLEvent e) throws XMLStreamException;
  // ... other methods not shown.

Instances of XMLEventWriter are created by an instance of XMLOutputFactory. Stream events are added iteratively, and an event cannot be modified after it has been added to an event writer instance.

Attributes, Escaping Characters, Binding Prefixes

StAX implementations are required to buffer the last StartElement until an event other than Attribute or Namespace is added or encountered in the stream. This means that when you add an Attribute or a Namespace to a stream, it is appended the current StartElement event.

You can use the Characters method to escape characters like &, <, >, and ".

The setPrefix(...) method can be used to explicitly bind a prefix for use during output, and the getPrefix(...) method can be used to get the current prefix. Note that by default, XMLEventWriter adds namespace bindings to its internal namespace map. Prefixes go out of scope after the corresponding EndElement for the event in which they are bound.