Documentation Library for Oracle's Financial Crime and Compliance Management

Oracle Part Number E41197-01

Oracle Financial Services Documentation Index Page

Oracle Financial Services Financial Crime and Compliance Management (OFSFCCM) Documents

Following are the common documents released for OFSFCCM Release 6.2.5:

Readme_6.2.5.0.0BD
Readme_6.2.5.0.0UI
Installation Guide - Stage 1 (PDF 8082 Kb. Last Update: April-2015)
Installation Guide - Stage 3 (PDF 683 Kb. Last Update: April-2015)
Configuration Guide (PDF 3488 Kb. Last Update: April-2015)
Administration Guide (PDF 8082 Kb. Last Update: April-2015)
Alert Management User Guide (PDF 5016 Kb. Last UpdateApril-2015)
Enterprise Case Management User Guide (PDF 21266 Kb. Last Update: April-2015)
Scenario Manager User Guide (PDF 8389 Kb. Last Update: April-2015)
Administration Tools User Guide (PDF 5863 Kb. Last Update: April-2015)
FATCA Administration and Configuration Guide (PDF 2.46 Mb. Last Update: April-2016)
FATCA Assessment Guide (PDF 350 Kb. Last Update: April-2016)
FATCA RR User Guide (PDF 3.33 Mb. Last Update: February-2017)
FATCA RR Administration and Configuration Guide (PDF 1.1 Mb. Last Update: April-2015)
Glossary (PDF 477 Kb. Last Update: April-2015)

Due to confidentiality reasons, the following documents are only available on My Oracle Support:

Trading Compliance Technical Scenario Descriptions
Broker Compliance Technical Scenario Descriptions
Anti Money Laundering Technical Scenario Descriptions
Fraud Technical Scenario Descriptions
Energy and Commodity Trading Technical Scenario Descriptions
Data Interface Specification
Security Guide
Services Guide
Financial Services Data Model Reference Guide, Volume 1: Business Data
Financial Services Data Model Reference Guide, Volume 2: Oracle Financial Services Data
Financial Services Data Model Reference Guide, Volume 3: Case Management Data
FATCA RR Data Model Reference Guide

Following are the common documents released for OFSFCCM Release 6.2.4:

Readme_1.0.2.0.1
Readme_6.2.4.0.0BD
Readme_6.2.4.0.0UI
Installation Guide - Stage 1 (PDF 642 Kb. Last Update: August-2014)
Installation Guide - Stage 3 (PDF 683 Kb. Last Update: August-2014)
Patch Installer Guide (PDF 362 Kb. Last Update: August-2014)
Configuration Guide (PDF 1.57 Mb. Last Update: August-2014)
Administration Guide (PDF 4.3 Mb. Last Update: August-2014)
Alert Management User Guide (PDF 5.03 Mb. Last Update: October-2015)
Enterprise Case Management User Guide (PDF 13.1 Mb. Last Update: August-2014)
Scenario Manager User Guide (PDF 6.21 Mb. Last Update: August-2014)
Administration Tools User Guide (PDF 3.96 Mb. Last Update: August-2014)
Scenario Wizard Configuration Guide (PDF 789 Kb. Last Update: August-2014)
Upgrade Utility Guide (PDF 332 Kb. Last Update: August-2014)
KYC Risk Assessment Guide (PDF 746 Kb. Last Update: August-2014)
KYC Administration Guide (PDF 2.72 Mb. Last Update: August-2014)
FATCA Administration and Configuration Guide (PDF 6 Mb. Last Update: August-2014)
FATCA Assessment Guide (PDF 385 Kb. Last Update: August-2014)
FATCA RR User Guide (PDF 1.59 Mb. Last Update: August-2014)
FATCA RR Administration and Configuration Guide (PDF 1.1 Mb. Last Update: August-2014)
Glossary (PDF 477 Kb. Last Update: August-2014)

Following are the Datamaps for OFSFCCM Release 6.2.4:

Broker Compliance (Excel 1.1 Mb. Last Update: August-2014)
Trading Compliance (Excel 5.33 Mb. Last Update: August-2014)
Energy and Commodity Trading Compliance (Excel 292 Kb. Last Update: August-2014)
Fraud (Excel 3.15 Mb. Last Update: August-2014)
Money Laundering (Excel 6.45 Mb. Last Update: August-2014)
FATCA (Excel 49 Kb. Last Update: August-2014)
Currency Transaction Reporting (Excel 339 Kb. Last Update: August-2014)
Know Your Customer (Excel 57 Kb. Last Update: August-2014)

Due to confidentiality reasons, the following documents are only available on My Oracle Support:

Data Interface Specification
Know Your Customer Service Guide
Financial Services Data Model Reference Guide, Volume 1: Business Data
Financial Services Data Model Reference Guide, Volume 2: Oracle Financial Services Data
Financial Services Data Model Reference Guide, Volume 3: Case Management Data
Trading Compliance Technical Scenario Descriptions
Broker Compliance Technical Scenario Descriptions
Anti Money Laundering Technical Scenario Descriptions
Trading Compliance Scenario to Data Interface Specification DataMap
Broker Compliance Scenario to Data Interface Specification DataMap
Anti Money Laundering Scenario to Data Interface Specification DataMap
Fraud Technical Scenario to Data Interface Specification DataMap
Energy and Commodity Trading Scenario to Data Interface Specification DataMap
Currency Transaction Reporting Scenario to Data Interface Specification DataMap

Following are the common documents released for OFSFCCM Release 6.2.3:

Readme_1.0.2.0.0 (Notepad 10 Kb. Last Update: May-2014)
Readme_6.2.3.0.0BD (Notepad 52.6 Kb. Last Update: May-2014)
Readme_6.2.3.0.0UI (Notepad 97 Kb. Last Update: May-2014)
Installation Guide - Stage 1 (PDF 642 Kb. Last Update: May-2014)
Installation Guide - Stage 3 (PDF 684 Kb. Last Update: May-2014)
Patch Installer Guide (PDF 356 Kb. Last Update: May-2014)
Configuration Guide (PDF 1.97 Mb. Last Update: May-2014)
Administration Guide (PDF 5.87 Mb. Last Update: May-2014)
Alert Management User Guide (PDF 5.03 Mb. Last Update: May-2014)
Enterprise Case Management User Guide (PDF 13.1 Mb. Last Update: May-2014)
Scenario Manager User Guide (PDF 6.21 Mb. Last Update: May-2014)
Administration Tools User Guide (PDF 3.96 Mb. Last Update: May-2014)
Scenario Wizard Configuration Guide (PDF 785 Kb. Last Update: May-2014)
Upgrade Utility Guide (PDF 548 Kb. Last Update: May-2014)
Glossary (PDF 255 Kb. Last Update: May-2014)
KYC Risk Assessment Guide (PDF 488 Kb. Last Update: May-2014)
FATCA Administration and Configuration Guide (PDF 4.79 Mb. Last Update: May-2014)
FATCA Assessment Guide (PDF 385 Kb. Last Update: May-2014)

Following are the common documents released for OFSFCCM Release 6.1.3:

Readme6.1.3.0.0UI (Notepad 26 Kb. Last Update: July-2014)
Readme 6.1.3.0.0BD ((Notepad 24 Kb. Last Update: July-2014)
Administration Guide (PDF 8.8 Mb. Last Update: Dec-2013)
Alert Management User Guide (PDF 19 Mb. Last Update: Dec-2013)

Following are the common documents released for OFSECM PTA 1.0 Release:

Release Notes (PDF 166Kb. Last Update: Dec-2013)
Administration Guide (PDF 5.3 Mb. Last Update: Dec-2013)
Configuration Guide (PDF 1.5 Mb. Last Update: Dec-2013)
Installation Guide (PDF 402 Kb. Last Update: Dec-2013)
User Guide (PDF 2 Mb. Last Update: Dec-2013)

Following are the common documents released for OFSECM PTA 1.0.0.1 Release:

Readme (HTML 28Kb. Last Update: Oct-2014)
Administration Guide (PDF 8.51 Mb. Last Update: Oct-2014)
Configuration Guide (PDF 3.41 Mb. Last Update: Oct-2014)
User Guide (PDF 4.04 Mb. Last Update: Oct-2014)

Due to confidentiality reasons, the following documents are only available on My Oracle Support in knowledge document 1938573.1:

Data Interface Specification
Financial Services Data Model Reference Guide, Volume 1: Business Data
Financial Services Data Model Reference Guide, Volume 2: Oracle Financial Services Data

Following are the common documents released for OFSFCCM Release 6.2.2:

Readme_6.2.2.0.0BD (Notepad 12.3kb. Last Update: December-2013)
Readme_6.2.2.0.0UI (Notepad 12.3kb. Last Update: December-2013)
Administration Guide (PDF 6 Mb. Last Update: December-2013)
Alert Management User Guide (PDF 12 Mb. Last Update: December-2013)
Configuration Guide (PDF 2 Mb. Last Update: December-2013)
Enterprise Case Management User Guide (PDF 11 Mb. Last Update: December-2013)
Installation Guide - Stage 1 (PDF 633 Kb. Last Update: December-2013)
Installation Guide - Stage 3 (PDF 671 Kb. Last Update: December-2013)
KYC Administration Guide (PDF 2 Mb. Last Update: December-2013)
KYC Risk Assessment Guide (PDF 370 Kb. Last Update: December-2013)

Following are the common documents released for OFSFCCM Release 6.2.1:

Release Notes (PDF 317 Kb. Last Update: Sep-2013)
Installation Guide - Stage 1 (PDF 977 Kb. Last Update: Sep-2013)
Installation Guide - Stage 3 (PDF 667 Kb. Last Update: April-2016)
Configuration Guide (PDF 1.5 Mb. Last Update: Sep-2013)
Scenario Wizard Configuration Guide (PDF 987 Kb. Last Update: Sep-2013)
Administration Guide (PDF 5.23 Mb. Last Update: Sep-2013)
KYC Administration Guide (PDF 2.4 Mb. Last Update: Sep-2013)
Glossary (PDF 432 Kb. Last Update: Apr-2015)
Scenario Manager User Guide (PDF 6.21 Mb. Last Update: Sep-2013)
Administration Tools User Guide (PDF 3.95 Mb. Last Update: Sep-2013)
Alert Management User Guide (PDF 11.1 Mb. Last Update: Sep-2013)
Enterprise Case Management User Guide (PDF 10.3 Mb. Last Update: Sep-2013

Following are the common documents released for OFSFCCM Release 6.2:

Installation Guide - Stage 1 (PDF 255 Kb. Last Update: June-2015)
Installation Guide - Stage 3 (PDF 8800 Kb. Last Update: July-2013)
Patch Installer Guide (PDF 355 Kb. Last Update: July-2013)
Configuration Guide (PDF 1.9 Mb. Last Update: July-2013)
Scenario Wizard Configuration Guide (PDF 785 Kb. Last Update: July-2013)
Administration Guide (PDF 6.93 Mb. Last Update: July-2013)
KYC Administration Guide (PDF 3.29 Mb. Last Update: July-2013)
Glossary (PDF 254 Kb. Last Update: July-2013)
Scenario Manager User Guide (PDF 6.22 Mb. Last Update: July-2013)
Administration Tools User Guide (PDF 5.92 Mb. Last Update: July-2013)
Alert Management User Guide (PDF 20 Mb. Last Update: July-2013)
Enterprise Case Management User Guide (PDF 20 Mb. Last Update: July-2013)
Upgrade Utility Guide (PDF 635 Kb. Last Update: September-2013)

Following are the common documents released for OFSFCCM Release 6.1 Fourth Edition:

Installation Guide - Stage 1 (PDF 674 Kb. Last Update: August-2012)
Installation Guide - Stage 3 (PDF 715 Kb. Last Update: August-2012)

Following are the common documents released for OFSFCCM Release 6.1.1:

Readme (Notepad 2 Kb. Last Update: May-2012)
Release Notes (PDF 533 Kb. Last Update: May-2012)
Administration Guide (PDF 6 Mb. Last Update: May-2012)
Alert Management User Guide (PDF 17 Mb. Last Update: May-2012)
Administration Tools User Guide (PDF 4.5 Mb. Last Update:May-2012)
Configuration Guide (PDF 1 Mb. Last Update: May-2012)
Enterprise Case Management User Guide (PDF 11 Mb. Last Update: May-2012)
Glossary (PDF 432 Kb. Last Update: May-2012)
Installation Guide - Stage 1 (PDF 676 Kb. Last Update: May-2012)
Installation Guide - Stage 3 (PDF 793 Kb. Last Update: May-2012)
Upgrade Utility Guide (PDF 433 Kb. Last Update: September-2013)

Following are the common documents released for OFSFCCM Release 6.1 Third Edition:

Installation Guide - Stage 1 (PDF 676 Kb. Last Update: May-2012)
Installation Guide - Stage 3 (PDF 764 Kb. Last Update: May-2012)

Following are the common documents released for OFSFCCM Release 6.1 Second Edition:

Administration Guide (PDF 6.5 Mb. Last Update: April-2012)
Administration Tools User Guide (PDF 4.5 Mb. Last Update: April-2012)
Configuration Guide (PDF 1.3 Mb. Last Update: April-2012)
Installation Guide - Stage 1 (PDF 674 Kb. Last Update: April-2012)
Installation Guide - Stage 3 (PDF 917 Kb. Last Update: April-2012)
Readme (Notepad 3 Kb. Last Update: April-2012)
Release Notes (PDF 292 Kb. Last Update: April-2012)

Following are the common documents released for OFSFCCM Release 6.1 First Edition:

Administration Guide (PDF 8.5 Mb. Last Update: December-2011)
Alert Management User Guide (PDF 20.73 Mb. Last Update: December-2011)
Administration Tools User Guide (PDF 4.4 Mb. Last Update: December-2011)
Configuration Guide (PDF 3.1 Mb. Last Update: December-2011)
Enterprise Case Management User Guide (PDF 15.73 Mb. Last Update: December-2011)
Glossary (PDF 431 Kb. Last Update: December-2011)
Installation Guide - Stage 1 (PDF 1 Mb. Last Update: December-2011)
Installation Guide - Stage 3 (PDF 1.6 Mb. Last Update: December-2011)
Readme (Notepad 2 Kb. Last Update: December-2011)
Release Notes (PDF 590 Kb. Last Update: December-2011)
Upgrade Utility Guide (PDF 456 Kb. Last Update: June-2013)

Oracle Financial Services Regulatory Reporting (OFSRR) Documents

Following are the Administration Guide, Web Service Guide, and User Guide released for OFSRR 2.5.6:

Canada

Oracle Financial Services Regulatory Reporting Administration Guide Canada STR (PDF 477 Kb. Last Update: May 2016)
Oracle Financial Services Regulatory Reporting Web Service Guide (PDF 755Kb. Last Update: May 2016)
Oracle Financial Services Regulatory Reporting Canada Suspicious Transaction Report User Guide (PDF 6.84 Mb. Last Update: May 2016)

Following are the Administration Guide, Web Service Guide, and User Guide released for OFSRR 2.5.5:

Indonesia

Oracle Financial Services Regulatory Reporting Administration Guide Indonesia STR (PDF 477 Kb. Last Update: January 2016)
Oracle Financial Services Regulatory Reporting Web Service Guide (PDF 766Kb. Last Update: January 2016)
Oracle Financial Services Regulatory Reporting Indonesia Suspicious Transaction Report User Guide (PDF 5.25 Mb. Last Update: January 2016)

Following are the Administration Guide and User Guide released for OFSRR 2.5.4:

Uganda

Oracle Financial Services Regulatory Reporting Administration Guide Uganda STR (PDF 291 Kb. Last Update: November 2015)
Oracle Financial Services Regulatory Reporting Uganda Suspicious Transaction Report User Guide (PDF 1.08 Mb. Last Update: November 2015)

Following are the Administration Guide and User Guide released for OFSRR 2.5.3.1:

Nigeria

Oracle Financial Services Regulatory Reporting User Guide Nigeria STR (PDF 1.75 Mb. Last Update: October 2015)
Oracle Financial Services Regulatory Reporting Administration Guide Nigeria STR ( PDF 186 Kb. Last Update: October 2015)

Following are the Administration Guide and User Guide released for OFSRR 2.5.3:

Philippines

Oracle Financial Services Regulatory Reporting User Guide Philippines STR (PDF 3.2 Mb. Last Update: May 2015)
Oracle Financial Services Regulatory Reporting Administration Guide Philippines STR ( PDF 814 Kb. Last Update: May 2015)

Due to confidentiality reasons, the following document is only available on My Oracle Support.

Oracle Financial Services Compliance Regulatory Reporting Data Model Reference Guide

Following are the common documents released for OFSRR 2.5.2 release:

Readme (HTML 16 Kb. Last Update: October-2014)
Oracle Financial Services Regulatory Reporting Web Service Guide (PDF 764 Kb. Last Update: October 2014)

Following are the country specific Administration Guides and User Guides released for OFSRR 2.5.2:

United States

Oracle Financial Services Regulatory Reporting Administration Guide (1st edition) (PDF 314 Kb. Last Update: September-2018)
Oracle Financial Services Regulatory Reporting User Guide (PDF 10.8 Mb. Last Update: September-2018)