Table of Contents

1. About This Manual

  • 1.1 Introduction
  • 1.2 Related Documents
  • 1.3 Audience
  • 1.4 Organization
  • 1.5 Conventions Used in this Manual
  • 1.5.1 General Conventions
  • 1.5.2 Keyboard Conventions
  • 1.6 Glossary of Icons
  • 1.7 Abbreviations and Acronyms
  • 1.8 Getting Help

    • 2. End of Day Activities

  • 2.1 End of Day Processes – Workflow
  • 2.2 Execution of EOD and BOD Processes
  • 2.3 EOD Activities associated with Interfaces
  • 2.4 System Status
  • 2.4.1 Types of System Status
  • 2.4.2 Menu Items in End of Day Menu
  • 2.5 End of Day Maintenance
  • 2.5.1 Invoking the EOD Maintenance Detail Screen
  • 2.6 Executing Pre-End of Day Operations
  • 2.6.1 Invoking Pre-End of Day Check – Execute Pre EOD Screen
  • 2.7 End of Day Operations
  • 2.7.1 Executing End of Day Operations
  • 2.7.2 EOD Functions
  • 2.8 Beginning of Day Operations
  • 2.8.1 Executing Beginning of Day Operations
  • 2.9 Branch Sign On/Sign Off
  • 2.9.1 Invoking Branch Sign Off/On Summary Screen
  • 2.10 End of Day Log Report
  • 2.10.1 End of Day Log Report Description
  • 2.10.2 Tax on Commissions
  • 2.10.3 Clearing of Payment Instruments
  • 2.11 Commission Payments for Various Entities
  • 2.11.1 Processing Commission Payments for Various Entities
  • 2.12 Extraction Form for Data
  • 2.12.1 Invoking the FIC Extraction Screen
  • 2.13 Executing EOD Operations
  • 2.14 Asynchronous Processing
  • 2.14.1 Monitoring Asynchronous Processing
  • 2.15 Batch Processing for Guaranteed Funds
  • 2.15.1 Invoking the Guaranteed Funds Screen
  • 2.16 Fund of Funds Processing
  • 2.17 Master Feeder Funds Processing
  • 2.18 Refresh Rules Maintenance
  • 2.18.1 Invoking the Refresh Rules Screen
  • 2.19 US Indicia Check Batch
  • 2.19.1 Processing US Indicia Check Batch
  • 2.20 FATCA Status Check Batch
  • 2.21 Integration Batch Process Screen
  • 2.21.1 Invoking Integration Batch Process Screen

    • 3. Agency Branch Pre-EOD Operations

  • 3.1 System Status
  • 3.2 Checks before EOD Execution
  • 3.2.1 Invoking the Unitholder Deal Summary Screen
  • 3.3 Upload Summary
  • 3.3.1 Invoking the Upload Status Summary Screen
  • 3.3.2 Retrieving a Upload Transaction in Upload Status Summary Screens
  • 3.3.3 Editing Upload Status Transaction
  • 3.3.4 Viewing Upload Status Transaction
  • 3.3.5 Deleting Upload Status Transaction
  • 3.3.6 Authorizing Upload Status Transactions
  • 3.3.7 Amending Upload Status Transactions
  • 3.3.8 Authorizing Amended Upload Status Transactions

    • 4. Function ID Glossary