Contents
1. About this Manual
1.1 Introduction
1.2 Audience
1.3 Documentation Accessibility
1.4 Organization
1.5 Related Documents
1.6 Glossary of Icons
2. Loan Syndication – An Overview
2.1 Loan Syndication
2.1.1 The Process of Disbursing a Syndicated Loan
2.1.2 Tranches
2.1.3 DrawDowns
2.1.4 Swing Lines
2.1.5 Defining Products
2.1.6 Processing Tranche or Draw Down Contracts
2.1.7 Processing Repayments
2.1.8 Sharing of Fee or Charge Income
3. Reference Information for Loan Syndication
3.1 Introduction
3.2 About Privacy By Design
3.2.1 Maintaining PII data
3.2.2 Data Masking
3.2.3 Right to Be Forgotten
3.2.4 Granular Access
3.2.5 Transparent Database Encryption (TDE)
3.2.6 Data Portability
3.3 Maintaining Administrators
3.4 Maintaining Party Types
3.5 Maintaining User Groups
3.6 Maintaining Reason Codes
3.7 Maintaining Diary Events
3.7.1 Capturing Event Details
3.7.2 Capturing Message Details
3.7.3 Maintaining Message Types for a Module
3.8 Associating Message Types to Events
3.9 Indicating Branch Parameters for Loan Syndication
3.10 Maintaining Interest Limits
3.11 Maintaining Status Rules for a Syndication Product
3.11.1 Identifying the Advices for a Status Change
3.11.2 Specifying Transfer GLs for Status Change
3.11.3 Specifying Liquidation Order of Components for a Particular Status
3.12 Maintaining Margin Component Details
3.13 Maintaining Borrower Rating
3.14 Maintaining the Daily Rate LIBOR
3.15 Maintaining Reporting Requirements
3.15.1 Maintaining UCC Details
3.16 Maintaining Static Details
3.16.1 Maintaining Paying Agent
3.16.2 Maintaining Fedwire Values
3.16.3 Maintaining Tax Types
3.17 Maintaining Named Agents
3.17.1 Maintaining Advice Format for Named Agents
3.17.2 Generating Messages for Named Agents
3.17.3 Paying Agent Settlement Instructions
3.18 Maintaining Banker's Acceptance
4. Defining Products for Loan Syndication
4.1 Introduction
4.1.1 Product Type
4.1.2 Contracts
4.2 Products for Loan Syndication
4.2.1 Products for Borrower Tranches and Drawdowns
4.2.2 Borrower Facility Product
4.3 Creating a Borrower Tranche/Drawdown Product
4.3.1 Specifying Preferences for Tranche/ Drawdown Products
4.3.2 Mapping the Disclosure Code to a Product
4.3.3 Specifying Generic Attributes for a Tranche/Drawdown Product
4.3.4 Defining Interest Components for Borrower Tranche/Drawdown Products
4.3.5 Charge Components for Borrower Tranche/ Drawdown Products
4.3.6 Specifying Fee Components for a Borrower Product
4.3.7 Defining Discount Accrual Preference
4.3.8 Associating Parties
4.3.9 Associating Diary Events
4.3.10 Maintaining UDFs
4.3.11 Specifying Accrual Fee Details
4.4 Creating Borrower Facility Products
4.4.1 Defining Generic Attributes of a Loan Syndication Product
4.5 Creating Participant Products
4.5.1 Defining Generic Attributes of a Participant Product
4.5.2 Specifying the Product Type
4.5.3 Setting Preferences for Participant Products
4.6 Specifying Preferences for Syndication Products
4.6.1 Mapping Products for Borrower and Participant Contracts
4.6.2 Specifying Whether SGEN is Required
4.6.3 Specifying the Rekey Options
4.6.4 Specifying How Schedules Falling on Holidays must be Handled
4.6.5 Specifying How Maturity Dates Falling on Holidays must be Handled
4.6.6 Associating Appropriate Party Types for Borrower Facility Products
4.6.7 Associating Diary Events for Borrower Facility Products
4.7 Saving a Loan Syndication Product
4.7.1 Amortize Product Schedule types for Drawdown Contracts
5. Loan Syndication Contracts - Part 1
5.1 Introduction
5.2 A Borrower Facility Contract under Syndication Agreement
5.3 Products for Loan Syndication Contracts
5.4 Processing a Borrower Facility
5.5 Capturing Facility Details
5.5.1 Specifying Borrowers for the Facility
5.5.2 Specifying Participants for the Facility
5.5.3 Specifying Facility Fee Details
5.5.4 Maintaining Facility Fee Rules
5.5.5 Maintaining Facility Fee Schedules
5.5.6 Borrower Tax Details
5.5.7 Specifying Settlement Instructions
5.5.8 Viewing the MIS Details
5.5.9 Specifying Parties for the Facility
5.5.10 Saving the Facility
5.5.11 Viewing Facility Diary Events
5.5.12 Viewing Participant Summary Details
5.5.13 Viewing Events for the Facility
5.5.14 Authorizing Facility Contracts
5.5.15 Capturing Agreement Details
5.6 Viewing Facility Details
5.7 Processing Loan Syndication Contracts
5.7.1 Tranche-level Contracts
5.7.2 Drawdown Contracts
5.7.3 Initiation of Participant Contracts
5.8 Processing a Draft Tranche Contract
5.8.1 Viewing the Draft Tranche Screen
5.8.2 Maintaining the details in the ‘Contract’ tab
5.8.3 Maintaining the details in ‘Schedule’ tab
5.8.4 Maintaining the details in ‘Currency’ tab
5.8.5 Maintaining the details in the ‘Borrower’ tab
5.8.6 Maintaining the details in the ‘Participants’ tab
5.8.7 Maintaining the details in the ‘DD Product’ tab
5.8.8 Maintaining the details in the ‘Tranche Schedule’ tab
5.8.9 Maintaining the details in the ‘Party Type’ tab
5.8.10 Maintaining the details in the ‘Fees’ tab
5.8.11 Processing the Draft Tranche
5.8.12 Viewing Draft Tranche Summary Screen
5.9 Processing a Borrower Tranche Contract
5.9.1 Capturing Details in the ‘LB Tranche Contract Online’ Screen
5.9.2 Capturing Tranche Details
5.9.3 Capturing Details in the ‘Contract’ tab
5.9.4 Capturing Details in the ‘Preference’ tab
5.9.5 Viewing Self Participant %
5.9.6 Specifying Commitment Fee
5.9.7 Specifying Interest/Fee Distribution Method
5.9.8 Specifying Tax Details
5.9.9 Maintaining Details in the ‘Schedule’ tab
5.9.10 Specifying Currency Details for the Tranche
5.9.11 Specifying Borrowers for the Tranche
5.9.12 Maintaining Participant Details for the Tranche
5.9.13 Linking the Commitment Contract to the Self Participant
5.9.14 Specifying Holiday Treatment for Value Date/Maturity Date
5.9.15 Maintaining Currency Restriction for Participants
5.9.16 Identifying Participants as Issuers of LC
5.9.17 Maintaining Drawdown Product Details for the Tranche
5.9.18 Maintaining Margin Details
5.9.19 Defining SKIM Details for Tranche Participants
5.9.20 Modifying Charge Details for the Tranche
5.9.21 Specifying Tranche Fee Details
5.9.22 Defining Tranche Fee Schedules
5.9.23 Tax Details
5.9.24 Viewing Tranche Tax Details
5.9.25 Defining Overwrite Settlement Instructions for the Tranche
5.9.26 Viewing Settlement Instructions for the Tranche
5.9.27 Defining Repayment Schedules for the Tranche
5.9.28 LMA / LSTA Participation in LB
5.9.29 Specifying the Tranche MIS Details
5.9.30 Specifying Parties for the Tranche
5.9.31 Specifying UDF Values for the Tranche
5.9.32 Agency Confirmation Browser Screen
5.9.33 Modifying Tranche Advice Details
5.9.34 Viewing Tranche Diary Events
5.9.35 Viewing Netting Cash Flow Summary
5.9.36 Viewing Messages for the Tranche
5.9.37 Viewing tranche participant summary details
5.9.38 Viewing Events for the Tranche
5.9.39 Viewing Floor and Ceiling Details
5.9.40 Capturing Assignments for the Tranche
5.9.41 Processing of Banker’s Acceptance Contracts
5.10 Viewing Borrower Tranche Summary
5.11 Maintaining Tranche Collateral Details
5.12 Maintaining Tranche Collateral Account Details
5.13 Maintaining Tranche Collateral Entity Details
5.14 Maintaining Collateral Percentage Details
5.15 Maintaining Escrow Account Details
5.16 Maintaining Agent CIF and Mnemonic Details
5.17 ELCM Block Details
5.18 Capturing Agreement Details
5.19 Viewing Messages using Message Preview
5.20 Amortize schedule type products for Tranche Contracts
5.21 Amending Tranche Margin Details
5.21.1 Viewing Margin Maintenance Summary
5.21.2 Spreading Margin Rate Revisions
5.22 Maintaining Floor and Ceiling Details
5.22.1 Validating Base Rate Floor and Ceiling at Drawdown Level
5.22.2 Propagating Base Rate Floor and Ceiling for an Effective Date
5.22.3 Validating Margin Rate Floor and Ceiling at Drawdown Level
5.22.4 Propagating Margin Rate Floor and Ceiling for an Effective Date
5.22.5 Propagating All-In Rate Floor/Ceiling for an Effective Date
5.23 Viewing Floor and Ceiling Adjustment Summary
5.24 Floor and Ceiling for Base Rate Only
5.24.1 Propogating Floor and Ceiling
5.24.2 Online Validations and Propagation of Floor and Ceiling
5.24.3 Override during Online Transactions
5.24.4 Validating Rollover and Reprice (Renewal) Instructions
6. Loan Syndication Contracts - Part 2
6.1 Processing a Drawdown
6.1.1 A description of the ‘Drawdown Contract Online’ Screen
6.2 Capturing Drawdown Details
6.2.1 Capturing Details in the ‘Drawdowns’ Tab
6.2.2 Capturing Details in the ‘Preferences’ Tab
6.2.3 Capturing Details in the ‘Contract’ Tab
6.2.4 Capturing Details in the Schedule tab
6.2.5 Specifying the Rounding Details in Rate Settings tab
6.2.6 Viewing Linkage Details for the Drawdown
6.2.7 Capturing Details in the ‘Split Rollover’ Tab
6.2.8 Viewing Rate History Details
6.2.9 Specifying Drawdown Entity Details
6.2.10 Specifying Drawdown Participants
6.2.11 Banker’s Acceptance
6.2.12 Viewing Participant Margin Details
6.2.13 Fixing Exchange Rate for Drawdown Currency
6.2.14 Specifying Drawdown Interest Details
6.2.15 Specifying Drawdown SKIM Details
6.2.16 Viewing Drawdown Charge Details
6.2.17 Defining Drawdown Fee Schedules
6.2.18 Tax Details
6.2.19 Viewing Drawdown Tax Details
6.2.20 Defining Overwrite Settlement Instructions for the Drawdown
6.2.21 Viewing Settlement Instructions for the Drawdown
6.2.22 Viewing MIS Details for the Drawdown
6.2.23 Specifying Parties for the Drawdown
6.2.24 Specifying UDF Values for the Drawdown
6.2.25 Viewing Drawdown Advices
6.2.26 Viewing EI for the Drawdown
6.2.27 Maintaining Escrow Account Details
6.2.28 Specifying the Special Penalty Components
6.2.29 Specifying Media for Message Generation
6.2.30 Amortize schedule type DD Contracts
6.2.31 Viewing Drawdown Summary
6.2.32 Fixing Exchange Rate After Drawdown Booking
6.2.33 Fixing Interest Rate after Drawdown Booking
6.3 Amending Drawdown SKIM Details
6.3.1 Processing Contracts For Secondary Loan Trading
6.4 Processing Future Value Dated Payments
6.5 Processing Revaluation of Drawdowns
6.6 Allowing Back Valued Activities on a Drawdown Beyond the Trade Date
6.7 Amending Global Amount for a Contract
6.7.1 Global Amount for Tranche
6.7.2 Global Amount for Drawdown
6.8 Processing Participant Contracts
6.8.1 Processing in the ‘Online’ Mode
6.8.2 Processing in the ‘Job’ Mode
6.9 Loans Syndication – Participant Contract Online screen
6.9.1 Modifying Participant Details
6.9.2 Viewing Participant Entity Details
6.9.3 Viewing Settlement Instructions for the Participant
6.9.4 Viewing Participant MIS Details
6.9.5 Viewing UDF Values for the Participant Contract
6.9.6 Viewing Participant Tax Details
6.9.7 Viewing participant payment schedules
6.9.8 Viewing Rates History
6.9.9 Viewing the Syndication Details
6.9.10 Viewing Events for the Participant Contract
6.9.11 ELCM Block Details
6.9.12 Viewing Messages using Message Preview
6.10 Participant Position Summary
6.11 Transferring Participant Assets
6.12 Processing Sighting Fund Rollover/Reprice
6.12.1 Participant Transfer for Sighting Funds
6.12.2 Transferring assets between existing participants
6.12.3 Viewing Participant Margin Details
6.12.4
Generating
Third Party Faxes
6.13 Remitting Withheld Tax
6.14 Refunding Withheld Tax
6.14.1 Forward Processing for Investor Tax Refund Payments
6.14.2 Viewing separate fee liquidation entries in Forward Processing Browser
6.15 Processing Back Valued Interest and Fee for Payables and Receivables
6.15.1 Viewing the Receivables/Payables for a Contract
6.15.2 Processing Settlement of Receivables/Payables for a Contract
6.16 Viewing Borrower/Participant Contract Processing Status
6.16.1 Reinitiating the Job Process
6.17 Maintaining Special Penalty Component Waiver Details
6.17.1 Reversing the Waiver of Late Payment Charges
6.18 Viewing the Waiver Details of Special Penalty Components
6.19 Netting Cash Flows for a Tranche
6.19.1 Viewing the Contracts for Netting
6.19.2 Netting the Components
6.20 Free Format Messages for Loan Syndication Contracts
6.20.1 Generating Free Format Messages for Multiple Participants
6.20.2 Click the button to move from one section of the screen to the other.Generating Free Format Messages for Multiple Borrowers
6.20.3 Uploading and Downloading PDF Files
6.20.4 Specifying Payment Breakup for Participants
6.21 Processing the Release of Payment Messages
6.21.1 Processing Disbursement
6.21.2 Processing Repayment (LIQD, MRLQ, SPTI, ROLL, FLIQ)
6.21.3 Forward Processing Browser
6.22 Settlement Instruction Maintenance Information
6.22.1 Capturing Broker details
6.23 Viewing Syndication Contracts
6.24 Viewing the Automatic Rate Set Browser
6.24.1 Automatic Rate Set Process
6.25 Contract Status Change
6.25.1 Viewing LB Mark Liquidated screen
6.25.2 Viewing LB Mark Active screen
6.26 Principal Schedule Upload
6.27 Payable Receivable Upload
6.28 Bulk Upload
6.29 Maintaining multi-level authorization of a contract
7. Processing Repayments
7.1 Repayments
7.1.1 Reversing a Payment
7.2 Defining Schedules for a Product
7.3 Defining Drawdown for a Contract
7.4 Defining Schedules for a Contract
7.4.1 Specifying Holiday Treatment for Schedules
7.4.2 Specifying Holiday Treatment for Maturity Dates/Value Dates
7.5 Processing Repayments Manually
7.5.1 Specifying Payment Breakup for Participants
7.5.2 Specifying Future Value Date for Payments
7.5.3 Capturing Overwrite Settlement Instructions
7.5.4 Processing Non-Prorata Payments
7.5.5 Marking Contracts as Liquidated
7.5.6 Tax
7.5.7 Participant Penalty Ratio
7.5.8 Viewing Messages using Message Preview
7.6 Processing Prepayments
7.6.1 Prepayment Processing for Value-Dated Amendments
7.7 Payable Receivable Upload
8. Processing Charges and Fees
8.1 Introduction
8.2 Defining a Fee Rule
8.3 Maintaining Fee Rule Details
8.3.1 Specifying Contract Details
8.3.2 Specifying Media for Message Generation
8.3.3 Maintaining a Fee Class
8.3.4 Specifying Date Preferences
8.3.5 Specifying Liquidation Preferences
8.3.6 Accrual of FAS91 Fee
8.3.7 Associating a Fee Class or Fee Rule with a Product
8.3.8 Specifying Fee Components with a Contract
8.3.9 Entering Schedules for Fee Components
8.3.10 Amending fee Component Details
8.3.11 Amending the Settlement Account
8.3.12 Amending Fee Rule Details
8.3.13 Viewing Participant Ratio Details
8.3.14 Liquidating Fee Components
8.3.15 Viewing Overwrite Settlement Instruction Details
8.3.16 Tax
8.3.17 Refunding Tax for Interest and Fees
8.3.18 Viewing the Accrual Fee Details
8.4 Types of Fees
8.4.1 Processing Servicer Fees
8.4.2 Ad-hoc Fees
8.4.3 Adhoc Expense Fees
8.4.4 Expense Fee
9. Rolling over a Drawdown
9.1 Introduction
9.2 Defining Product Rollover Preferences
9.2.1 Impact of Liquidation Mode on Rollover
9.3 Specifying Contract Rollover Details
9.3.1 Fixing Exchange Rate for Rollover
9.3.2 Specifying the Maturity Date Preferences
9.3.3 Specifying Interest Basis Details
9.3.4 Identifying the Rolled Over Drawdown
9.3.5 Viewing Errors
9.3.6 Viewing Events
9.3.7 Specifying Details for ‘Split’ Rollover
9.3.8 Specifying Details for ‘Consolidation’ Rollover
9.3.9 Capturing Back-Dated Renewals
9.3.10 Generating Child Contracts for Future Dated Rollovers
9.3.11 Rolling Over with Interest Capitalization
9.3.12 Capturing Rollover and Re-Price Instructions for Future Dated Payments
9.3.13 Validations for a Rollover/Reprice Instruction
9.3.14 LS Rollover Processing Changes for Past Due Tracking
9.4 Rollover Netting Payment Messaging Process
9.5 Reversing Rollover Instructions
9.6 Defining Advices for Rolled Over Drawdowns
9.7 Processing Non-Prorata Rollovers
10. Processing a Value Dated Amendment
10.1 Introduction
10.2 Making Value Dated Amendments for a Tranche
10.2.1 Modifying Tranche Principal
10.2.2 Modifying Maturity Date
10.2.3 Saving Amendment
10.2.4 Viewing Schedule Details
10.2.5 Viewing Advices
10.2.6 Viewing Overwrite Settlement Instruction Details
10.2.7 Viewing Settlement Details
10.2.8 Viewing MIS Details
10.2.9 Viewing Charge Details
10.2.10 Specifying Media for Message Generation
10.2.11 Viewing Messages using Message Preview
10.3 Viewing Value Dated Amendment Summary
10.4 Downsizing Tranche for an Investor’s Default
10.4.1 Validating Fronting Details
10.5 Upsizing Tranche Amount on a Non-prorata Basis
10.5.1 Selecting Participants for Tranche Upsize
10.6 Making Value Date Amendments for a Drawdown
10.6.1 Increasing Drawdown Principal
10.6.2 Modifying Interest Rate
10.6.3 Modifying Maturity Date
10.6.4 Viewing Schedule Details
11. Straight Through Processing (STP)
11.1 Introduction
11.2 Maintaining Desk Codes
11.3 Mapping LB and OL Products and Components
11.3.1 Mapping Product Components
11.4 Mapping LB OL Contract Details
11.5 Tax Propagation to Bilateral Loans Contracts
11.6 Identifying Loan Products for Agency Contract Creation
11.7 Processing Loan Contracts in OL Module
11.7.1 Validating Records Prior to Processing in OL Module
11.7.2 Viewing and Reprocessing Failed Records
11.7.3 Processing Settlements
11.7.4 Impact of STP on CUSIP/ISIN
11.8 Reprocessing STP Status Details in OL Module
11.9 Handing off Agency Contract Amendment Details
11.10 Handing off Agency Fee Amendment Detail
11.11 Processing HFI-HFS Transfer in STP Interface Browser
11.12 Processing the LB PRAM (Assignment) as Part of STP
11.13 Processing Agency Reprice Detail
11.13.1 STP support for Amortization contracts
11.13.2 STP Processing Mapping Syndication-Origination Customer
11.14 STP Processing for BA drawdown contracts
11.15 STP Processing for Swingline drawdown contracts
11.16 Bulk Update of Handoff Status in LB OL STP Interface browser
11.17 Simplified STP
11.18 Translation maintenance
12. Re-pricing
12.1 Introduction
12.2 Capturing Split Re-Price Instructions
12.2.1 Specifying Child Contract Details
12.2.2 Specifying Interest Details
12.2.3 Specifying BA Details
12.3 Processing Split Re-Pricing
12.3.1 Automatic Rate Set Process for Future Dated Split Re-Price
12.3.2 Generating Child Contracts for Future Dated Re-Pricing
12.3.3 Fixing Exchange Rate for Child Contracts
12.3.4 Fixing Interest Rate for Child Contracts
12.3.5 Authorizing Override for Split Re-Pricing
12.3.6 Viewing Event Details
12.3.7 Specifying Media for Message Generation
12.4 Capturing Consolidation Re-Price Instructions
12.4.1 Specifying Child Contract Details for Consolidation
12.5 Processing Consolidated Re-Pricing
12.5.1 Authorizing Override for Consolidated Re-Pricing
12.6 Reversing Re-Price Instructions
13. Maintaining Collateral Details
13.1 Maintaining Collateral Details
13.2 Maintaining Collateral Entity Details
13.3 Maintaining Tranche Collateral Details
13.4 Viewing Tranche Collateral Details
13.5 Maintaining Tranche Collateral Account Details
13.6 Maintaining Tranche Collateral Entity Details
13.7 Maintaining Collateral Percentage Details
13.8 Capturing Collateral Override Details
14. Appendix A – Events, Advices and Accounting Entries
14.1 Events, Advices and Accounting Entries
14.1.1 List of Events
14.1.2 Amount Tags
14.1.3 Accounting Roles
14.2 Event-wise Accounting Entries and Advices
14.2.1 Borrower Facility Product
14.2.2 Borrower Tranche Product
14.2.3 Borrower Drawdown Product
14.2.4 Participant Facility Product
14.2.5 Participant Tranche Product
14.2.6 Participant Drawdown Product
14.3
Accounting Entries for BPMT / PPMT
14.4 Accounting Entries for Late Payment Charges
14.4.1 LIQD: Liquidation
14.4.2 SPWV: Special Penalty Waiver
14.4.3 PRLQ: Partial Liquidation
14.4.4 RSPW: Reversal of Special Penalty Waiver
14.5
Accounting Entries for Tax Components
14.6
Accounting Entries for FATCA
14.7 Accounting Entries for LOR
14.8 Accounting Entries for Adhoc Expense Fee
14.9 Error Codes
14.9.1 Collateralized Participant Details
14.9.2 Floor and Ceiling Details
14.9.3 Markit Trade Settlement
14.9.4 Back Valued Transactions
14.9.5 Free Format Messages
14.9.6 Late Payment Charges
14.9.7 Named Agents
14.9.8 UCC Processing
14.9.9 Marking Contracts as Liquidated
14.9.10 Deal Definition Notice
14.9.11 Media Details
14.9.12 Sanction Screening
14.9.13 HFS Transfer
14.9.14 CUSIP Swing
14.9.15 Participant Margin Maintenance
14.9.16 FATCA
15. S.W.I.F.T. Messages for Loan Syndication
15.1 Introduction
15.2 S.W.I.F.T. Messages
15.2.1 S.W.I.F.T Tags and OBCL Fields Linkage - MT 643
15.2.2 S.W.I.F.T Tags and OBCL Fields Linkage - MT 644
15.2.3 S.W.I.F.T Tags and OBCL Fields Linkage - MT 645
15.2.4 S.W.I.F.T Tags and OBCL Fields Linkage - MT 646
15.2.5 S.W.I.F.T Tags and OBCL Fields Linkage - MT 649
16. FpML Messaging
16.1 Introduction
16.2 Maintenances Required for FpML
16.3 Handling Initial Validations for FpML Messages
16.4 Notices from Agent to Investors
16.4.1 Pricing Change Message
16.5 Generating Notices Manually
16.5.1 Take on Deal Definition
16.5.2 Take on Facility Definition
16.5.3 Position Update of Position Statement Type
16.5.4 Drawdown Notice
16.5.5 Cancel Notice
16.6 System generated Messages
16.6.1 Commitment Adjustment Notice
16.6.2 Deal Definition Notice
16.6.3 Amend Contract Notice
16.6.4 Rate Set Notice
16.6.5 Repayment Notice
16.6.6 Interest Payment Notice
16.6.7 LC Issuance Notice
16.6.8 LC Termination Notice
16.6.9 Ongoing Fee Notice
16.6.10 One Off Fee Notice
16.6.11 Rollover Notice
16.6.12 Reprice Message
16.6.13 Drawdown Notice
16.6.14 Position Update of PositionStatement type
16.6.15 Prime Increase Message
16.6.16 Outgoing FPML Changes for Negative Rate
16.7 Messages from Markit for Prime Increase
16.8 Messages from Markit for Trade Settlement
16.8.1 Syndicated Loan Trade Notice
16.8.2 Trade Update Notice
16.8.3 Processing of Trade Update Notice Message in LB Module
16.8.4 Processing of Trade Update Notice Message in SLT Module
16.8.5 Submit Agency Update Notice
16.8.6 Position Update Notice
16.9 Impact of Markit Trades on Tranches and Drawdowns in LB
16.10 Handling Status for Processing Markit Agency Trade Settlement
16.10.1 Message Status
16.10.2 Markit Trade Status
16.10.3 Confirmation Status
16.10.4 Process Status
16.10.5 Position Update Message Status
16.10.6 Participant Transfer Process Status
16.11 Messages from Markit for Trade Settlement in SLT
16.11.1 Trade Match Notice
16.11.2 Syndicated Loan Trade Allocation Message
16.11.3 Trade Update Notification
16.11.4 Settlement Details Notice
16.11.5 Trade Closed Notice
16.12 Processing Manual Trade Settlement
16.13 Handling Status for Processing Markit SLT Trade Settlement
16.13.1 Message Status
16.13.2 Markit Trade Status
16.13.3 Oracle Banking Corporate Lending Trade Status
16.13.4 Match Status
16.13.5 Oracle Banking Corporate Lending Settlement Status
16.14 Viewing the Markit Agency Interface Browser
16.14.1 Viewing Error Messages
16.15 Transferring Updated Information to Markit
16.15.1 For a Tranche
16.15.2 For a Drawdown
16.15.3 For MEI CODE
16.16 Viewing FpML Messages
16.17 Viewing the Markit Agency Interface Browser
16.17.1 Querying Messages
16.17.2 Viewing Error Messages
16.17.3 Processing Incoming Messages
16.17.4 Re-linking the message
16.17.5 Clipping the message
16.17.6 Drawdown Notice
16.17.7 Rate Set Notice
16.17.8 Interest Payment Notice (Scheduled / Unscheduled)
16.17.9 Principal Repayment Notice (Scheduled / Unscheduled)
16.17.10 Fee Payment Notice
16.17.11 Letter of Credit Issuance Notice
16.17.12 Pricing Change Notice
16.17.13 Rollover Processing
16.17.14 Incoming FPML Changes for Negative Rate
17. Customer Correspondence
17.1 Introduction
17.2 Drawdown Notices
17.2.1 New Drawdown Notice to the Borrower
17.2.2 Renewal Drawdown Notice to the Borrower
17.2.3 Consolidated Renewal Drawdown Notice to the borrower
17.2.4 Split Renewal Drawdown Notice to the borrower
17.2.5 New Drawdown Notice to the Participant Bank
17.2.6 Renewal Drawdown Notice to the Participant Bank
17.2.7 Consolidated Renewal Drawdown Notice to Participant
17.2.8 Split Renewal Drawdown Notice to Participant
17.2.9 Split Renewal Drawdown Notice to Participant
17.3 Exchange Rate Fixing Advices
17.3.1 Exchange Rate Fixing Advice to Borrower for New Drawdown
17.3.2 Exchange Rate Fixing Advice to Borrower for Renewed Drawdown
17.3.3 Consolidated Exchange Rate Fixing Advice to the Borrower
17.3.4 Split Renewal Exchange Rate Fixing Advice to the Borrower
17.3.5 Exchange Rate Fixing Advice to Participant for New Drawdown
17.3.6 Exchange Rate Fixing Advice to Participant for Renewed Drawdown
17.3.7 Consolidated Exchange Rate Fixing Advice to the Participant Bank
17.3.8 Split Renewal Exchange Rate Fixing Advice to the Participant Bank
17.4 Interest Rate Fixing Advices
17.4.1 Interest Rate Fixing Advice to Borrower for New Drawdown
17.4.2 Interest Rate Fixing Advice to Borrower for Renewed Drawdown
17.4.3 Consolidated Interest Rate Fixing Advice to the Borrower
17.4.4 Split Renewal Interest Rate Fixing Advice to the Borrower
17.4.5 Interest Rate Fixing Advice to Participant for New Drawdown
17.4.6 Interest Rate Fixing Advice to Participant for Renewed Drawdown
17.4.7 Consolidated Interest Rate Fixing Advice to the Participant Bank
17.4.8 Split Renewal Interest Rate Fixing Advice to Participant Bank
17.5 A note on Interest Rate Revision Advices
17.6 Assignment Advice
17.7 Interest Rate Fixing Notice
17.7.1 Interest Rate Fixing Notice to Participant
17.7.2 Interest Rate Fixing Notice to Borrower for New Drawdown
17.7.3 Interest Rate Fixing Notice to Borrower for Renewal Drawdown
17.7.4 Consolidated Interest Rate Fixing Notice
17.7.5 Interest Rate Fixing Notice to Borrower for Split Renewal
17.7.6 Interest Rate Fixing Notice to the Participant Bank
17.7.7 Interest Rate Fixing Notice to Participant for Renewal Drawdown
17.7.8 Interest Rate Fixing Notice to Participant
17.7.9 Interest Rate Fixing Notice to the Participant
17.7.10 Interest Rate Fixing Notice to the Participant
17.8 Drawdown Notice to Participant
17.8.1 Amendment to Earlier F/X Notice Sent to Participant
17.9 Amendment Fees for the Borrower
17.10 Amendment Fees for the Investor
17.11 Borrower Fax and Payment Message for SLC Fees
17.11.1 Borrower Fax Messages
18. Loan Syndication Drawdown Reports
18.1 Disbursement Report
18.1.1 Contents of the reports
18.2 Deal Level Report
18.2.1 Contents of the reports
18.3 Scheduled Payments Report
18.3.1 Contents of the reports
18.4 Contracts Overdue Report
18.4.1 Contents of the reports
18.5 Contracts Maturity Report
18.5.1 Contents of the reports
18.6 Tranche - Drawdown Fees Report
18.6.1 Contents of the reports
18.7 Interest Details Report
18.7.1 Contents of the reports
19. Function ID Glossary