314A Screening by Special Instruction
Financial institutions be requested to query their records for data matches, including accounts maintained by the named subject during a specific time period, and then respond with any positive matches. This action is frequently taken as a response to a 314(a) request.
The following new pipelines have been added to support 314a screening by special instruction:
- External Entities 314A SI Transactions Batch Screening
The following new batches have been added to support 314a screening by special instruction:
- ExternalEntityTransactionsFullLoadSI: This batch loads the External Entities which participated in any transaction during the specified time frame and includes special instructions.
- The ExternalEntities314ATransactionsBatchScreeningSI: This batch runs the 314a matching rules for the External Entities which participated in any transaction during the specified time frame and includes special instructions. This screening creates alerts for External Entities loaded from the ExternalEntityTransactionsFullLoadSI batch.
The following existing batches have been updated to support 314a screening by special instruction:
- Individual314aScreening
- Entity314aScreening
- Individual314aDIScreening
- Entity314aDIScreening
Increased coverage allows organizations to obtain more accurate and comprehensive matches.
Steps to Enable
- Copy the new version of the pipeline and create a new Job using similar naming conventions.
- Attach the newly created job to the existing batch for the changes to be reflected.