Restricted Party Screening Workbench

This page is accessed via Restricted Party Screening > Restricted Party Screening Workbench.

Use this page to both view and process large numbers of restricted party list screening (RPLS) results in a workbench layout.

The actions on this workbench can use the filter limit, saved query, and assignment duration specified on the GTM work queue. The work queue is assigned to this workbench when it is created. In this workbench, contacts are assigned to the user based on the filter limit. The user can perform actions only on the assigned contacts and only within the assignment duration time window.

Enhanced Workbench

In addition to the enhanced workbench table icons and buttons, you see a row of icons across the top each table. You can use these icons to trigger a variety of actions.

Icons and Functions

Party Table (Contact object type)

•  (Requires Review): Designates the party record as one that must be reviewed in order to determine status. The RPLS status is set once GTM performs restricted party screening of a party and there are potentially matched restricted parties assigned.
•  (Passed): Sets the RPLS status of the selected party record as passed. Usually this status is set (1) if a party is screened and does not have any potentially matched restricted parties assigned or (2) by a user who reviews all the potentially matched restricted parties assigned to a party and does not see a verified match.
•  (Failed): Sets the RPLS status of the selected party record as failed. Usually this status is set by a user who reviews all the potentially matched restricted parties assigned to a party and confirms a verified match between the party and a matched restricted party.
•  (Escalated): Marks the selected party record for a closer examination and sets the RPLS status as escalated.
•  (Add Comment): Opens the Comments on the Contact window where you can add a comment for a specific party.

Matched Restricted Parties Table (Party Matched Restricted Party object type)

•  (Potential Match): Designates the matched restricted party for a particular party record as one that must be reviewed. The RPLS status is set once GTM performs the restricted party screening of a party and there is a potentially matched restricted party assigned.
•  (Not a Match): Sets the RPLS status of the matched restricted party for a particular party record as passed. Usually this status is set by a user who reviews the potentially matched restricted party assigned to a party and it is not a verified match.
•  (Verified Match): Sets the RPLS status of the matched restricted party for a particular party record as failed. Usually this status is set by a user who reviews the potentially matched restricted party assigned to a party and confirms there is a verified match between the party and restricted party.
•  (Escalated): Marks the selected matched restricted party record for a closer examination and sets the RPLS status  of the matched restricted party as escalated.
•  (Review Match Factor): Displays the details for how the match factor is calculated for a specific party and matched restricted party combination.
•  (Add Comment): Opens the Comments on the Party window where you can add a comment for a specific party and matched restricted party combination.

Configuration

You can set the URLs that appear in the Restricted Party pane Federal Regulation URL column to be working hyperlinks. To do so, set the following properties:

• glog.web.security.url.http.trustedDomain = www.mkdenial.com
• glog.web.security.url.https.trustedDomain = www.mkdenial.com