Preface

Audience

This guide is intended for Back Office Data Entry Clerk, Back Office Managers/ Officers, Product Managers, End of Day Operators, and Financial Controller users.

Parent topic: Preface

Acronyms and Abbreviations

The acronyms and abbreviations are listed in this below table:

Table -1 Acronyms and Abbreviations

Abbreviations or Acronyms	Definition
AEOD	Automated End of Day
AIF	Alternative Investment Fund
BA	Bankers Acceptance
CD	Corporate Deposit
CLS	Continuous Linked Settlement
CIF	Customer Information Files
Cr	Credit
DV	Derivatives
Dr	Debit
EOFI	End of Financial Input
EOD	End of Day
ETD	Exchange Traded Derivatives
FX	Foreign Exchange
FI	Financial Institutions
GL	General Ledger
IACR	Interest Accrual
IPO	Initial Public Offerings
IRS	Internal Revenue Service
ICCB	Interest Commission Charge and Fee
LCY	Local Currency
LIBOR	London Interbank Offered Rate
MM	Money Market
NBFC	Non Bank Financial Institutions
OBTR	Oracle Banking Treasury Management
OT	Over the Counter Options
RFR	Risk Free Rates
SE	Securities
SR	Securities Repo
YTM	Yield to Maturity
WAC	Weighted Average Costing

Parent topic: Preface

Conventions

The following text conventions are used in this document:

Table -2 Conventions and Meaning

Convention	Meaning
boldface	Boldface type indicates graphical user interface elements associated with an action, or terms defined in text or the glossary.
italic	Italic type indicates book titles, emphasis, or placeholder variables for which you supply particular values.
`monospace`	Monospace type indicates commands within a paragraph, URLs, code in examples, text that appears on the screen, or text that you enter.

Parent topic: Preface

List of Topics

This guide is organized as follows:

Topics	Description
Overview of Securities Domain	Explains the overview of the securities domain.
Overview of Securities	Explains the snapshot of the features and functionality offered by the module.
General Maintenance	Explains the general maintenance deals by setting up and maintaining basic information, before the Securities module becomes operational.
Maintain Price Details	Explains the maintenance of price details deals by updating the current market price of various securities maintained in the system.
Maintain Market Price Codes	Explains the maintenance of market price codes deals by maintaining codes for the market price of securities including multiple price codes on account of trading in different markets.
Maintain Safe Keeping Locations	Explains the maintenance of safe keeping locations deals by defining safe keeping locations and maintaining safe keeping accounts for trading securities.
Building Branch and Currency Restriction Class	Explains the building branch process and currency restriction classes details on the parameters to be defined and maintained governing the rules of processing securities, and define branch, currency, and customer restrictions as class.
Account Role to Head Mapping Class	Explains the concept of accounting roles and accounting heads. Also it describes the building of accounting role to head mapping classes.
Define Security Preference Class	Explains the options available for defining the attributes of a security. This chapter explains the building of a security preference class.
Maintain Portfolio Preference	Explains the building of a portfolio preference class.
Define Deal Preference Class	Explains the building of a deal preference class.
Security Restriction Class	Explains the concept of a security restrictions class and the procedure of building one.
Maintain Portfolio Restriction Class	Explains the concept of a Portfolio Restrictions Class and the procedure involved in building one.
Define Attributes of a Security Product	Explains the concept of a product and the building of a Securities Product in Oracle Banking Treasury Management.
Define Attributes of a Portfolio Product	Explains how you can build a portfolio product.
Define Attributes of a Deal Product	Explains the procedure of building a Deal Product.
Define Product Combination	Explains the procedure of setting up products that cater to deal combinations.
Maintain Security	Explains the details that need to be entered in order to maintain a security.
Maintain and Process Corporate Action	Explains the maintenance of corporate actions and the processing of corporate action events.
Define Portfolios	Explains the procedure of setting up of Portfolios for the Bank, their customers and for an Issuer of securities.
Process Securities Deal	Explains the processing of securities deal.
Process a Block Securities Deal	Explains the manner in which block deals are processed in Oracle Banking Treasury Management.
Securities Transfer Across Locations	Explains how to transfer securities from one Safe Keeping location to another or from one account to another within the same location. In addition, it also tells how to stop a specified quantity of securities from being traded in the market.
Maintain Block Security details	Explains the process of specifying a quantity of securities to be stopped from being traded in the market.
Bonds Provisioning	Explains the provisioning process to be added to the bond.
Bond Status Change	Explains the overview of the Status changes process for a bond.
Batch Process	Explains the Beginning and End of Day functions that are processed by the system.
Credit Default Index	Explains the overview of the processing of Credit derivative Swap Index (CDI) instrument.
RFR For Securities	Explains the complete overview of the risk free rates which can be applied for the security contract.
Customer Correspondence	Explains the various types of advices generated at each stage, for the Securities module.
Making Queues	Explains the process make queries for specific information. It also details the steps to follow for building a query.
Error Codes	Explains the error codes and messages for Securities module that one may encounter, while working with Oracle Banking Treasury Management.
Annexure A - Accounting Entries and Advices	Explains the suggested event-wise accounting entries and advices for the Securities module.

Parent topic: Preface

Related Resources

For more information, see these Oracle Banking Treasury Management resources:

The Procedures User Manual
The Products User Manual

Parent topic: Preface

Symbols and Icons

Table -3 Symbols

Icons	Function
	Exit
	Add row
	Delete row
	Option List

Parent topic: Preface