1.2.12 Securities Portfolio Instrument Restrictions

Use For security products, you can place restrictions to establish certain controls over the securities that your branches trade in by specifying ‘restrictions’.

In Oracle Banking Treasury Management, you can define security restrictions of the following types:
  • Security restrictions specific to the portfolios that you maintain
  • Security restrictions specific to the deals that you enter into

For security products, you can place restrictions to establish certain controls over the securities that your branches trade in by specifying ‘restrictions’.

  1. On the Home page, enter SEDPFINR in the text field and click the arrow next to the text field.
    The Security Portfolio Instrument Restrictions screen is displayed.

    Figure 1-13 Security Portfolio Instrument Restrictions

    Description of Figure 1-13 follows
    Description of "Figure 1-13 Security Portfolio Instrument Restrictions"
  2. In the Security Portfolio Instrument Restrictions screen, specify the fields.
    You can maintain several sets or ‘classes’ of each type of security restriction. Thus, you can maintain several classes of security restrictions for portfolios, and several classes for deals. When defining a portfolio product, you can opt to associate it with a Security Restrictions Class that you have maintained specifically for the Securities (Portfolio) module. In this case, the restrictions defined for the associated security restrictions class will apply on the portfolio product.
    Alternatively, you can choose to define security restrictions specifically for the product.

    If you would like to associate a restrictions class to a product that you are defining, click ‘Default From Class’ button in the Portfolio Product Security Restriction screen. A list of the restrictions classes that you have defined specifically for Securities (Portfolios) module will be displayed. Choose a suitable Security Restrictions class.

    Alternatively, you can choose to define security restrictions specifically for the product. In this case, you would choose not to associate restriction classes with the product. You would define security restrictions for the portfolio product just as you would build a Securities Restrictions class.

Parent topic: Product Definition