3.8.1.2 Modification and Amendment of the transaction

This topic provides information on modification and amendment of the transaction.

The following primary fields will be enabled for modification and amendment of the transaction:

• Order Received Date
• Order Received Time
• Transaction date
• Fund ID
• Transaction Currency
• Unitholder ID
• Reference number
• Transaction mode
• Amount applied
• Units applied
• Percentage applied
• Payment mode
• Transaction type
• To Fund ID
• To Unitholder ID
• Subscription fund ID

For any change/ modification or amendment in the above primary fields in transaction screens, system will re-populate the transaction screen and linked dependent fields details on enrich of the transaction.

During transaction input/modification or amendment, if you override the details, system will retain the user override data for transaction entry/save. However, post overriding the details/ value if you change any of the primary fields, the system will repopulate the transaction screen with latest details.

The linked dependent details will include Settlement Date, Settlement Due Date, Price Date, Load details and Dealing Date.

The system will default the Settlement date/due date, Price date, dealing date on enrich/save of the transaction only if the previous calendar year is maintained in the system.

System generated transactions like Dividend, Corporate Actions, NAV corrections, Standing Instruction etc., will not consider notice period and due lag maintained for pre-settled funds.

Dates for transaction pertaining to pre-settle trade fund received via external system such as upload, GW, RS and SWIFT will be as provided in the upload file/request received. Based on the transaction date, price date and settlement due date will be driven.

Note:

• This is not applicable to transactions captured through any other function/UI/ channels/uploads.
• If UBS integration is enabled then system will disallow all the above modification or changes and pertaining to the changes proposed. The ‘Reset Transaction’ Button will be disabled, if UBS- Integration is enabled.