3.16.7 KYC and Document Tab

This topic explains the KYC and Document tab in the FCIS Transaction Switch Detail screen.

  1. Click KYC and Document tab in the FCIS Transaction Switch Detail screen.
    The KYC and Document details are displayed.

    Figure 3-70 FCIS Transaction Switch Detail - KYC and Document


    Description of Figure 3-70 follows
    Description of "Figure 3-70 FCIS Transaction Switch Detail - KYC and Document"

  2. On KYC and Document tab, specify the fields.
    For more information on fields, refer to the field description table.

    Table 3-94 FCIS Transaction Switch Detail - KYC and Document

    Fields Description
    Requested Mandatory

    Check this box to indicate KYC details are requested.

    Requirement Alphanumeric; 255 Characters; Mandatory

    Specify the list of KYC documents required for the unit holder.
    Received Mandatory

    Check this box to indicate KYC details are received.
    Received Date Date Format; Optional

    Specify the date on which the documents are received from the investor.
    Tax Document Mandatory

    Select if tax document is required or not from the drop-down list. The list displays the following values:

    • Yes
    • No
    Chasing Date Date Format; Optional

    Specify the date on which the document chasing is initiated, if the investor has not completed the KYC requirements.
    KYC Received Optional

    Select if KYC is received or not from the drop-down list. The list displays the following values:

    • Yes
    • No
  3. Click on UH KYC Details. The system displays all the KYC details available for the UH.
    The KYC details screen is displayed.

    The details are populated from Unit Holder Maintenance screen (UTDUH).

    Clicking on UH KYC Details button, the system displays all the KYC details available for the UH. If any KYC document is received then it can be marked at transaction KYC detail as Received. However, you should update the UH maintenance screen for the KYC documents received. If the KYC received at transaction level is Yes with some KYC documents and all KYC received at UH level is No, then the system will display a warning message as Transaction All KYC Received cannot be complete if Unit holder KYC is Incomplete during save of the transaction.

    For further details on this screen, refer KYC Details Tab in Unit Holder Maintenance Detail screen (UTDUH) in Entities User Manual.

Parent topic: Transaction Switch Detail