1.30.6 General Operating Rules

This topic provides information on general operating rules.

Serial Number: 5

Segment Identification Number: 04GOR

Description: This segment is used for providing information related to General Operating Rules.

Attributes: Mandatory

Table 1-119 General Operating Rules

Field Name (as expected in the file) Data type Length Attributes Characteristics/rules Values
SEGMENTID VARCHAR2 20 Mandatory - Segment ID - 04GOR
SEQUENCENUMBER NUMBER 22 Mandatory - Sequence Number
PROCESSID VARCHAR2 50 Mandatory - Process ID
FUNDID VARCHAR2 6 Optional - Fund ID
RULEEFFECTIVEDATE DATE 7 Mandatory - Rule Effective Date
POSTPRICED NUMBER 22 Optional -
Post Priced ?
  • 1 - Yes
  • 0 - No
FUNDRISKLEVEL VARCHAR2 1 Optional - Indicates the risk level of the fund
NEXTPRICEDECLAREDATE DATE 7 Optional - Next Price Declare Date
PRICEDECLAREFREQ VARCHAR2 1 Optional - Price Declare Frequency
NOOFDECIMALSFORNAV NUMBER 22 Optional - No of Decimals for NAV
ROUNDOFFTRUNCATE VARCHAR2 1 Optional -
Rounding Options for NAV:
  • R - Round Off
  • T - Round Down
  • U - Round Up
MATURITYDATE DATE 7 Optional - Maturity Date
RETAINIPOBALANCE NUMBER 22 Optional -
Retain IPO Balance?
  • 1 - Yes
  • 0 - No
CONFBEFALCREQUIRED NUMBER 22 Optional -
Allow Rejections Before Allocation?
  • 1 - Yes
  • 0 - No
AUTOREDEMPTIONALLOWED NUMBER 22 Optional -
Automatic Redemption Allowed?
  • 1 - Yes
  • 0 - No
MINIMUMBALANCETYPE VARCHAR2 1 Optional -
Minimum Balance Type:
  • A - Amount
  • U - Units
MINIMUMBALANCE NUMBER 22 Optional - Minimum Balance
ELAPSEDDAYSBEFOREAUTORED NUMBER 22 Optional - Elapsed Days
CHQALLOTONCLGDATE NUMBER 22 Optional -
Allotment On Check Clearing:
  • 1 - Yes
  • 0 - No
AGEINGBASEDON VARCHAR2 1 Optional -
Ageing Policy:
  • F - FIFO
  • I - IOF/IRRF Optimization
  • T - Txn Receipts
  • P - FIFO Across Products
  • H - Hierarchy
MAINTAINTRADINGBOX NUMBER 22 Optional -
Maintain Trading Box:
  • 1 - Yes
  • 0 - No
NAVLOT NUMBER 22 Optional - NAV Lot
CDSCFUND VARCHAR2 2 Optional - CDSC Fund ?
CDSCAPPLICABLEFORSWITCHES NUMBER 22 Optional -
CDSC Applicable for Switches?
  • 1 - Yes
  • 0 - No
REINVESTMENTFIRST NUMBER 22 Optional -
Reinvestment First:
  • 1 - Yes
  • 0 - No
VATVALUE NUMBER 22 Optional - VAT Percentage
CHECKFEATUREEXISTS NUMBER 22 Optional -
Allow Check Writing:
  • 1 - Yes
  • 0 - No
MINCHECKAMOUNT NUMBER 22 Optional - Minimum Amount For Checks
MAXCHECKAMOUNT NUMBER 22 Optional - Maximum Amount For Checks
MINCHECKHOLDINGPERIOD NUMBER 22 Optional - Minimum Holding Period (Days)
CHECKACCOUNTCLOSURE NUMBER 22 Optional -
Account Closure?
  • 1 - Yes
  • 0 - No
CHECKREDEMPTIONPENALTY NUMBER 22 Optional -
Penalty Applicable ?
  • 1 - Yes
  • 0 - No
HOLDINGPERIODPENALTY NUMBER 22 Optional -
Minimum Holding Period:
  • 1 - Yes
  • 0 - No
BALANCEPENALTY NUMBER 22 Optional -
Insufficient Account Balance:
  • 1 - Yes
  • 0 - No
STOPPAYMENTPENALTY NUMBER 22 Optional -
Stop Payment Request on Check:
  • 1 - Yes
  • 0 - No
AMTLIMITPENALTY NUMBER 22 Optional -
Minimum And Maximum Check Amount Violation:
  • 1 - Yes
  • 0 - No
INTERESTRATE NUMBER 22 Optional - Interest Rate
PERFORMANCEFEETHRESHOLD NUMBER 22 Optional - Performance Fee Threshold
LIMITORDERALLOWED NUMBER 22 Optional -
Allow Limit Order:
  • 1 - Yes
  • 0 - No
FUTURELIMITORDERALLOWED NUMBER 22 Optional -
Allow Future Dates Txn:
  • 1 - Yes
  • 0 - No
AUTOLIMITORDERPROCESS NUMBER 22 Optional -
Automatic Processing:
  • 1 - Yes
  • 0 - No
PRICINGRULE VARCHAR2 1 Optional -
Pricing Rule:
  • P - Prior
  • A - After
MULTIPLEPRICEBASIS NUMBER 22 Mandatory -
Multiple Price Basis:
  • 1 - Yes
  • 0 - No
MINHOLDINGAMOUNT NUMBER 22 Optional - Minimum Holdings Amount
MINHOLDINGUNITS NUMBER 22 Optional - Minimum Holdings Units
MINHOLDINGAPPLYFOR VARCHAR2 1 Optional -
Minimum Holdings Apply For:
  • C - CIF
  • U - Unit Holder
CANCELINSTRUCTION VARCHAR2 2 Optional - Cancel Instruction
MINHOLDINGINDICATOR VARCHAR2 1 Optional -
Minimum Holdings Indicator:
  • N - Not Applicable
  • A - Amount
  • U - Units
  • L - Lower of Amount/ Units
  • H - Higher of Amount/Units
TXNCANCELLATIONALLOWED NUMBER 22 Optional -
Transaction Cancellation Allowed:
  • 1 - Yes
  • 0 - No
TXNCANCELLATIONPERIOD NUMBER 22 Optional - Transaction Cancellation Period
ALLOWSWITCHINGINCANCELPERIOD NUMBER 22 Optional -
Allow Switching in Cancellation Period:
  • 1 - Yes
  • 0 - No
CANCELLATIONPRICEBASIS VARCHAR2 10 Optional - Cancellation Price Basis
MINTHRESHHOLDLIMIT NUMBER 22 Optional - Minimum Threshold Limit
EUSDSCOPE VARCHAR2 1 Optional -
EUSD Scope:
  • R - Redemption and Switch
  • D - Dividend
  • B - Both
AGEINGDATE VARCHAR2 1 Optional -
Ageing Date:
  • T - Transaction Date
  • C - Confirmation Date
  • D - Dealing Date
INVESTMENTSIMULATIONMETHOD VARCHAR2 1 Optional -
Investment Simulation Method:
  • N - Not Allowed
  • H - Historic NAV Based
MINLOCKINPERIODFORGAIN NUMBER 22 Optional - Min Lock-In Period for Gain(Days)
MAXLOCKINPERIODFORGAIN NUMBER 22 Optional - Max Lock-In Period for Gain(Days
DEFAULTLOCKINPERIODFORGAIN NUMBER 22 Optional - Max Lock-In Period for Gain(Days
AMOUNTBLOCKALLOWED NUMBER 22 Optional -
Amount Block Allowed:
  • 1 - Yes
  • 0 - No
CALCULATEFEEINTXNCCY NUMBER 22 Mandatory -
Allow Fee Calculation In Transaction Currency:
  • 1 - Yes
  • 0 - No
INCLUDEHOLDINGPERIOD VARCHAR2 1 Optional -
Include Holding Period:
  • 1 - Yes
  • 0 - No
BLOCKPRIORITYNO NUMBER 22 Optional - Block Priority Number
DIVIDENDEQAPPLICABLE NUMBER 22 Optional -
Dividend Equalization Applicable:
  • 1 - Yes
  • 0 - No
FATCAAPPLICABLE NUMBER 1 Optional - FATCA Applicable
FATCACLASSIFICATION VARCHAR2 25 Optional - FATCA Classification
FATCAREASON VARCHAR2 255 Optional - FATCA Reason
FATCAEIN VARCHAR2 50 Optional - Employer ID Number
FATCAEFFECTIVEDATE DATE 10 Optional - FATCA Effective Date
UCITSFUND NUMBER 1 Optional -
UCITS Fund:
  • 1 - Yes
  • 0 - No
DILUTIONLEVYAPPLICABLE VARCHAR2 5 Optional -
Dilution Levy Applicable:
  • Y - Yes
  • N - No
INFLOWBREACHFACTOR NUMBER 5 Optional - Inflow Breach Factor%
OUTFLOWBREACHFACTOR NUMBER 5 Optional - Outflow Breach Factor%
THRESHOLDBASIS VARCHAR2 12 Optional -
Threshold Basis:
  • A - Amount
  • P - Percentage
THRESHOLDVALUE NUMBER 30 Optional - Threshold Value
SWINGPRICEBASIS NUMBER 1 Optional -
Swinging Price Basis:
  • 1 - Yes
  • 0 - No
  • 2 - Semi swinging Price

Parent topic: Fund Upload Format