1.30.7 Transaction Processing Rules Details
This topic provides information on transaction processing rules details.
Serial Number: 6
Segment Identification Number: 05TRP
Description: This segment is used for providing information related to Transaction Processing Rules
Attributes: Mandatory
Table 1-120 Transaction Processing Rules Details
| Field Name (as expected in the file) | Data type | Length | Attributes | Characteristics/rules | Values |
|---|---|---|---|---|---|
| SEGMENTID | VARCHAR2 | 20 | Mandatory | - | Segment ID - 05TRP |
| SEQUENCENUMBER | NUMBER | 22 | Mandatory | - | Sequence Number |
| PROCESSID | VARCHAR2 | 50 | Mandatory | - | Process ID |
| FUNDID | VARCHAR2 | 6 | Optional | - | Fund ID |
| RULEEFFECTIVEDATE | DATE | 7 | Mandatory | - | Rule Effective Date |
| TRANSACTIONTYPE | VARCHAR2 | 2 | Mandatory | - | Transaction Type |
| GROSSORNET | VARCHAR2 | 1 | Optional | - | Gross or Net |
| TRANSACTIONSTARTDATE | DATE | 7 | Optional | - | Start Date |
| TRANSACTIONENDDATE | DATE | 7 | Optional | - | End Date |
| TRANSACTIONFREQUENCY | VARCHAR2 | 1 | Optional | - | Transaction Fre- quency |
| TRANSACTIONSTARTPERIOD | NUMBER | 22 | Optional | - | Start Period |
| TRANSACTIONENDPERIOD | NUMBER | 22 | Optional | - | End Period |
| TRANSACTIONSTARTTIME | DATE | 7 | Optional | - | Start Time (HH24:MI:SS) |
| TRANSACTIONENDTIME | DATE | 7 | Optional | - | End Time (HH24:MI:SS) |
| MINTRANSACTIONAMOUNT | NUMBER | 22 | Optional | - | Minimum Amount |
| STEPAMOUNT | VARCHAR2 | 22 | Optional | - | Step Amount |
| MAXTRANSACTIONAMOUNT | NUMBER | 22 | Optional | - | Maximum Amount |
| MINTRANSACTIONUNITS | NUMBER | 22 | Optional | - | Minimum Units |
| STEPUNITS | NUMBER | 22 | Optional | - | Step Units |
| MAXTRANSACTIONUNITS | NUMBER | 22 | Optional | - | Maximum Units |
| ONLINEALLOCATION | NUMBER | 22 | Optional | - | Online Allocation? 1 - Yes, 0 - No |
| ALLOCATIONPERVSREGCAPITAL | NUMBER | 22 | Optional | - | Allocation Percentage Versus Registered Capital |
| ALLOCATIONPOLICY | VARCHAR2 | 1 | Optional | - | Allocation Policy. F - FIFO, P - Proportionate |
| NOOFTXNALLOWEDFORFREQ | VARCHAR2 | 1 | Optional | - | Frequency.D - Daily, W - Weekly, F - Bi- Weekly, M - Monthly, Q - Quarterly, H - Half Yearly, Y - Yearly |
| NOOFTXNALLOWEDPERUH | NUMBER | 22 | Optional | - | Limit(No of Txn Allowed per UH) |
| NOOFFREETXNALLOWEDPERUH | NUMBER | 22 | Optional | - | Free(No of Free Txn Allowed per UH) |
| ALLOWBACKDATING | NUMBER | 22 | Optional | - | Back-Dating Allowed.1 - Yes, 0 - No |
| BACKDATINGLIMIT | NUMBER | 22 | Optional | - | Back-Dating Limit |
| FUNDTRANSACTIONCOUNTER | NUMBER | 22 | Optional | - | Counter(Fund Txn Counter) |
| ACKNOWLEDGEMENTREQUIRED | NUMBER | 22 | Optional | - | Acknowledgement Note Required.1 - Yes, 0 - No |
| CONFIRMATIONREQUIRED | NUMBER | 22 | Optional | - | Confirmation Note Required.1 - Yes, 0 - No |
| BASEPRICEDEFINITION | VARCHAR2 | 60 | Optional | - | Base Price Definition |
| BASEPRICEFACTOR | NUMBER | 22 | Optional | - | Base Price Factor (%) |
| NOOFDECIMALSFORBASEPRICE | NUMBER | 22 | Optional | - | Rounding Precision For Base Price |
| ROUNDOFFTRUNCATEBASEPRICE | VARCHAR2 | 1 | Optional | - | Rounding Options For Base Price. R - Round Off, T - Truncate |
| TRANSACTIONENABLED | NUMBER | 22 | Optional | - | Transaction Enabled.1 - Yes, 0 - No |
| CROSSBRANCHALLOWED | NUMBER | 22 | Optional | - | Cross-Branching Allowed. 1 - Yes, 0 - No |
| PRICELAG | NUMBER | 22 | Optional | - | Price Lag |
| ALLOCATIONLAG | NUMBER | 22 | Optional | - | Allocation Lag |
| CONFIRMATIONLAG | NUMBER | 22 | Optional | - | Confirmation Lag |
| CHQALLOCONPARWITHCASH | NUMBER | 22 | Optional | - | Check On Par With Cash. 1 - Yes, 0 - No |
| HOLDINGPERIODAPPLICABLE | NUMBER | 22 | Optional | - | Holding Period Applicable. 1 - Yes, 0 - No |
| RETAINAGEINGTOSUBSCRIPTION | NUMBER | 22 | Optional | - | Retain Ageing To Subscription. 1 - Yes, 0 - No |
| CREDITCARDALLOCONPARWITHCASH | NUMBER | 22 | Optional | - | Credit Card On Par With Cash. 1 - Yes, 0 - No |
| LIMITREDEMPTIONMODE | VARCHAR2 | 1 | Optional | - | Limit Mode. P - Percent, A - Amount, U - Units |
| NATUREOFLIMIT | VARCHAR2 | 1 | Optional | - | Carry Forward. C - Carry |
| TRANSFERALLOCONPARWITHCASH | NUMBER | 22 | Optional | - | Transfer On Par With Cash. 1 - Yes, 0 - No |
| MININITIALTXNAMOUNT | NUMBER | 22 | Optional | - | Min. Initial Transaction Amount |
| MININITIALTXNUNITS | NUMBER | 22 | Optional | - | Min. Initial Transaction Units |
| MINSITXNAMOUNT | NUMBER | 22 | Optional | - | SI Minimum Amount |
| MAXSITXNAMOUNT | NUMBER | 22 | Optional | - | SI Maximum Amount |
| MINSITXNUNITS | NUMBER | 22 | Optional | - | SI Minimum Units |
| MAXSITXNUNITS | NUMBER | 22 | Optional | - | SI Maximum Units |
| EXISTINGUH | VARCHAR2 | 2 | Optional | - | Restrict Sale to Investor. 1 - Yes, 0 - No |
| NOOFDECIMALSFORUNITPRICE | NUMBER | 22 | Optional | - | Rounding Precision For Units |
| ROUNDOFFTRUNCATEUNITPRICE | VARCHAR2 | 1 | Optional | - | Rounding Options For Unit Price.R - Round Off, T - Round Down, U - Round Up |
| ROUNDOFFTRUNCATEUNITS | VARCHAR2 | 1 | Optional | - | Rounding Options For Units.R - Round Off, T - Round Down, U - Round Up |
| PAYMENTLAG | NUMBER | 22 | Optional | - | Payment Lag (Days) |
| TRANSACTIONCUTOFFTIME | DATE | 7 | Optional | - | Cut Off Time(HH24:MI) |
| CUTOFFTIME | VARCHAR2 | 8 | Optional | - | Cut Off Time(HH24:MI) |
| ENFORCEHOLDINGPERIOD | NUMBER | 22 | Optional | - | Enforce Holding Period. 1 - Yes, 0 - No |
| APPLYENTRYTIMELOAD | NUMBER | 22 | Optional | - | Apply Entry Time Load. 1 - Yes, 0 - No |
| IPOMAXISSUESIZE | NUMBER | 22 | Optional | - | Maximum IPO Issue Size |
| TRANSACTIONSUSPENDED | NUMBER | 1 | Optional | - | Transaction Suspended. 1 - Yes, 0 - No |
| MINSI- HOLDINGAMOUNT | NUMBER | 22 | Optional | - | SI Minimum Holdings Amount |
| MINSIHOLDINGUNITS | NUMBER | 22 | Optional | - | SI Minimum Holdings Units |
| MINSIHOLDINGAPPLYFOR | VARCHAR2 | 1 | Optional | - | SI Minimum Holdings Apply For. C - CIF, U - Unit Holder |
| MINSIHOLDINGINDICATOR | VARCHAR2 | 1 | Optional | - | SI Minimum Holdings Indicator.N - Not Applicable, A - Amount, U - Units, L - Lower of Amount/ Units, H - Higher of Amount/Units |
| PRICELAGCALENDARBASIS | VARCHAR2 | 1 | Optional | - | Price Lag Calendar Basis. C - Actual Cal- endar, S - System Calendar, F - Fund Calendar |
| SIDESCRIPTION | VARCHAR2 | 255 | Optional | - | Default SI Description |
| SIHOLIDAYRULE | VARCHAR2 | 1 | Optional | - | Holiday Rule. P - Prior, A - After |
| SICALENDERBASIS | VARCHAR2 | 1 | Optional | - | Calendar Basis. C - Actual Calendar, S - System Calendar, F - Fund Calendar |
| SIGENDAY | VARCHAR2 | 3 | Optional | - | Specific Gen.Day |
| SIFREQUENCY | VARCHAR2 | 1 | Optional | - | Default SI Frequency |
| SIGENCYCLE | VARCHAR2 | 1 | Optional | - | SI Generation Freq. M- Monthly, Q - Quarterly, H - Half Yearly, Y - Yearly |
| SICUTOFFDAY | NUMBER | 22 | Optional | - | SI Cut-Off Day |
| SICUTOFFLAG | NUMBER | 22 | Optional | - | SI Cut-off Lag |
| ENFORCESIRULE | NUMBER | 22 | Optional | - | Enforce Generation |
| PAYMENTLAGCALENDARBASIS | VARCHAR2 | 1 | Optional | - | Payment Lag Calen- dar Basis. C - Actual Calendar, Y - Currency Calendar, S - System Calendar, F - Fund Calendar |
| AMOUNTORUNITS | VARCHAR2 | 1 | Optional | - | Amounts OR Units |
| LINKTOUNSETTLEDINFLOWS | NUMBER | 22 | Optional | - | Link To Unsettled Trades?. 1 - Yes, 0 - No |
| PSEUDOSWITCHLAG | NUMBER | 22 | Optional | - | Pseudo Switch Lag |
| ALLOWSYSTEMATICPLANS | NUMBER | 22 | Optional | - | Allow Systematic Plans?. 1 - Yes, 0 - No |
| MAXINITIALTXNAMOUNT | NUMBER | 22 | Optional | - | Max. Initial Transaction Amount |
| MAXINITIALTXNUNITS | NUMBER | 22 | Optional | - | Max. Initial Transaction Units |
| PSEUDOSWITCHLAGCALENDAR BASIS | VARCHAR2 | 1 | Optional | - | Pseudo Switch Calendar Basis. C - Actual Calendar, S - System Calendar, F - Fund Calendar |
| FULLOUTFLOW | NUMBER | 22 | Optional | - | Full Outflow. 1 - Yes, 0 - No |
| MAXNOOFSITRANSACTIONS | NUMBER | 22 | Optional | - | Max No. of SI Txns |
| MAXVALIDITY | NUMBER | 22 | Optional | - | Max. Validity(Days) |
| SILEADTIME | NUMBER | 22 | Optional | - | SI Lead Time |
| APPLICABLEACCOUNTTYPES | VARCHAR2 | 255 | Optional | - | Applicable Account Types |
| INFLOWOVERRIDABLEMSG | NUMBER | 22 | Optional | - | Inflow Overridable Msg. 1 - Yes, 0 - No |
| MINMATURITYPERIOD | NUMBER | 22 | Optional | - | Min. Maturity Period (Days) |
| MAXMATURITYPERIOD | NUMBER | 22 | Optional | - | Max. Maturity Period (Days) |
| FUTUREDATELIMIT | NUMBER | 22 | Optional | - | Future Date Limit |
| UHCALENDARBASIS | VARCHAR2 | 2 | Optional | - | Cycle Basis |
| NOOFDECIMALSFORUNITS | NUMBER | 22 | Optional | - | No. of Decimals |
| NOTICEPERIODDATEBASIS | VARCHAR2 | 1 | Optional | - | Notice Period Date Basis.C - Actual Calendar, S - System Calendar |
| NOTICEPERIOD | NUMBER | 22 | Optional | - | Notice Period |
| SIAUTOTERMINATIONCOUNTER | VARCHAR2 | 3 | Optional | - | SI Auto-Termination Cumulative Counter |
| CONSSIAUTOCOUNTER | NUMBER | 22 | Optional | - | SI Auto-Termination Consecutive Counter |
| THRESHOLDAMOUNT | NUMBER | 22 | Optional | - | Transaction Threshold Amount |
| GOCUTOFFLAG | VARCHAR2 | 8 | Optional | - | GO Cut Off Lag(HH24:MI) |
| GOTHRESHOLDUNITS | NUMBER | 27 | Optional | - | GO Threshold Units |
| GOSETTLEMENTLAG | NUMBER | 22 | Optional | - | GO Settlement Lag |
| GOSETTLAGCALENDAR | VARCHAR2 | 1 | Optional | - | GO Settlement Lag Calendar |
Parent topic: Fund Upload Format