4.4.2.3 Accounts
The Accounts tab displays a list of all the accounts that are exempted under the Current Exemption ID. If the exemption is on an account, the Accounts tab displays only the one exempted account. If the exemption is on a customer, the Accounts tab displays all accounts where the customer has an owning role. If the Exemption is on a TIN, the Accounts tab displays all of the accounts where one or more customers having an owning role are mapped to the exempted TIN.
When new accounts are mapped to the exempted Customer ID in the business data as part of data ingestion, CTR displays the newly mapped accounts while viewing an Exemption. New accounts are automatically exempted for the entity if the customer (or associated customer in the case of a TIN based exemption) has an owning role on the accounts AND the entity is a Phase I entity. Accounts associated with a Phase II entity are not automatically considered to be exempt until reviewed by an analyst and marked as included in the exemption. The accounts in the Account List page are sorted based on the Account Open Date in a chronological (descending) order. If the date of Account opening is same, then the accounts are sorted by the Account Number in ascending order. By default, the first account is selected and viewed on the Account List page.
When the exemption is on an account or customer, the Accounts tab has the following options:
- Person Involved Details
- Attachment
- Comments
The Person Involved Details menu option displays the following fields:
- Account ID
- Primary Customer ID
- Type
- Account Name
- Open Date
- Status
- Branch
- TIN
- Reporting Currency
- Account Purpose
- Last Activity Date
- TIN concatenate format code + Account Tax Identifier
- Reg Type
When the exemption is on a TIN, the Accounts tab displays the account records in two lists, Accounts Included in Exemption and Accounts Excluded from Exemption. These lists also display the fields listed above.