Alert Information

This section provides a list of the alert search components that display in the alert Simple and Advanced Search bar.

Table -20 Alert Search Components

Column	Description	Simple Search	Advanced Search (AML)	Advanced Search (Fraud)
Created From	Filters the alert list by the date the alert was created.	X	X	X
Created To	Filters the alert list by the date the alert was created.	X	X	X
Business Date	Filters the alert list with a processing date between start date and end date.	X	X	X
Organization	Filters the alert list by the name of the organization associated with the owner of an alert. The drop-down list contains only the organizations (and the organizations subordinate to it) to which you have a business association and are authorized to view. If you filter by Organization, you cannot filter by Owner.	X	X	X
Owner	Filters the alert list by a user or group of users to whom an alert is assigned. This drop-down list contains users or groups of users within the Organization. If you filter by Owner, you cannot filter by Organization.	X	X	X
Focus	Filters the alert list by the type of business object that exhibits the behavior of interest. Focus is a two-part representation that can display a focus type or the associated focal entity. Your access control privileges determine which focus types display in the drop-down list. For example, a focus of TR SmithJ can consist of a focus type of TR and a focal entity of SmithJ.	X	X	X
Scenario Class	Filters the alert list by the scenario class associated with an alert, listed by its abbreviation. This drop-down list contains only the scenario classes that you are authorized to view. If you filter by Class, you cannot filter by Scenario.	X	X	X
Scenario	Filters the alert list by the scenario, which is name of the behavior or activity that generated the alert.	X	X	X
Status	Filters the alert list by the current status of an alert, relative to its analysis and closure in the drop-down list.	X	X	X
Score	Filters the alert list by the score the alert received when based against your firm selected. Oracle Financial Services Behavior Detection retrieves alerts and cases greater than or equal to the score you enter in this text box.	X	X	X
Closing Action	Filters the alert list by one or more selected closing actions that are taken on an alert.	X	X	X
Jurisdiction	Filters the alert list by the business jurisdiction associated with an alert. The drop-down list contains only the jurisdictions with which you are authorized to view.		X	X
Business Domain	Filters the alert list by the business domain associated with an alert. The drop-down list contains only the business domains with which you are authorized to view.		X	X
Due Date <=	Filters the alert list by past and up to the date you enter by which an action should be taken on the alert.		X	X
Prior All	Filters the alert list by the number you enter, and any number greater than of previously generated matches for the same focal entity across all scenarios and solution sets.		X	X
Prior Scenario	Filters the alert list by the number of matches previously generated for the same focal entity by the same scenario as the current alert.		X	X
Prior Class	Filters the alert list by the number of matches previously generated for the same scenario class associated with an alert.		X	X
Age	Filters the alert list by the number of calendar or business days, and any number greater, since the creation of an Active alert.		X	X
Action	Filters the alert list by one or more actions that are taken on an alert.		X	X
Last Action	Filters the alert list by one or more selected last actions that are taken on an alert.		X	X
Linked Cases	Filters the alert list by the number of cases that are linked to the alert. Oracle Financial Services Alert Management retrieves alerts, which are either greater than or equal to, equal to, or less than or equal to the count you enter in the text box. This search option is only be available if your firm has implemented Oracle Financial Services Enterprise Case Management.		X	X
Alert ID	Filters the alert list by the one or more Alert IDs entered in this text field. To search for multiple IDs, separate IDs with commas. If the alerts are found, the Alert List Matrix displays information about the alerts with the IDs that exactly matches the values you entered. The Alert ID search is mutually exclusive with all other filter criteria.	X	X	X
Regulatory Reporting Type	Filters the alert list by the Regulatory Reporting types that are available to you (for example, (SARDI). Regulatory Reporting is an optional Oracle application.		X	X
Regulatory Reporting Status	Filters the alert list by the current status of an alert that is recommended for Regulatory Reporting, an optional Oracle application.		X	X
Limit to Focus	Filters the alert list to where the specified entity is the focus.		X	X
Entity Type	Filters the alert list by the type of business entity you select in the drop-down list box. Select the focus from the Entity Type drop-down list and type either Entity Name or Entity ID to search for alerts.		X	X
Entity ID	The unique identifier for entity that is associated with alerts you want to view. The field accept up to 50 characters of text in the Entity ID text box.		X	X
Entity Name	The entity name associated with alerts you want to view.		X	X
Commodity Instrument ID	Filters the alert list by the identification number of the commodity instrument involved in the alert.
Commodity Instrument Name	Filters the alert list by the name of the commodity instrument involved in the alert.
Security ID	Filters the alert list by the identification number of the security involved in the alert.
Security	Filters the alert list by the name of security involved in the alert.
Trader ID	Filters the alert list by the identification number of the trader involved in the alert.
Trader	Filters the alert list by the name of the trader involved in the alert.
Investment Advisor Firm ID	Filters the alert list by the identification of the firm associated with the Investment Advisor.
Investment Advisor Firm	Filters the alert list by the name of the firm associated with the Investment Advisor.
Service Team ID	Filters the alert list by the identifier of the primary service team of which this employee is a member.
Registered Representative ID	Filters the alert list by identification number of the employee or contractor who is the Registered Representative.
Representative	Filters the alert list by name of the employee or contractor who is the Registered Representative.
Branch ID	Filters the alert list by the identification number of the organization where this account is domiciled.
Branch	Filters the alert list by the name of the organization where this account is domiciled.
Supervisory Organization ID	Filters the alert list by unique ID of the organization where the Registered Representative is employed.
Supervisory Organization	Filters the alert list by the name of the organization where the Registered Representative is employed.
Total/Net Loss Amount	Filters the alert list by the total net loss amount associated with the alert. This is the total loss remaining after Averted and Recovery Amounts are subtracted from the Potential Loss.			X
Primary Cost Center	Filters the alert list by the primary cost center to which the total net loss amount for an alert is associated.			X