1. User Guide
  2. Dashboards
  3. Regulatory Report Monitoring

16.4 Regulatory Report Monitoring

Select a Plan Name from the dropdown, and then select a date from the calendar and click Apply to view the Regulatory Report Monitoring.

The following values appear in terms of Performance Tiles:

  • Reporting Elements with Errors: Displays the percentage of Reporting Elements with Errors.
  • Reporting Elements with a breach in Variance Indicators: Displays the percentage of Reporting Elements associated with breached Variance Key Indicators.
  • Reporting Elements with a breach in Key Indicators: Displays the percentage of Reporting Elements associated with breached Key Indicators.
  • Reporting Elements with Control Failures: Displays the percentage of Reporting Elements associated with failed controls.
  • Issues in total: Displays the total number of issues associated with Controls and KI.
  • Outstanding Issues: Displays the total number of open issues.
Regulatory Report Monitoring dashboard displays the following grids:

Figure 16-36 Regulatory Report Monitoring


This illustration displays the percentage of Reporting Elements with Errors, the percentage of Reporting Elements associated with breached Key Indicators, the percentage of Reporting Elements associated with failed controls, the total number of issues associated with Controls and KI and the total number of open issues.

  • Plan Analysis by Report
  • Issue and Action Tracking