3.1 Prospect Risk Assessments Details

Prospect Risk Assessment Details

The Risk Assessment Details page displays all risk-related information available in the Risk Assessment Summary page in the Risk Assessment Details section, the risk assessment score along with the individual rule scores in the Risk Assessment Score section, and the matches generated in the Matches section.

Note:

The field values do not remain the same as given during the batch execution, but they will get updated as the Master or Dimension Data values are updated.

Both the algorithmic score and business check scores are displayed. The Risk Assessment score for the individual or entity is the maximum score of the algorithmic score and business check score. If the Batch Type of the risk assessment is Accelerated Re-review, then you can view the evidence details clicking on the hyperlinked value.

The Matches section provides the list of records this customer matched with across various watchlist types, such as Sanctions list, Politically Exposed Persons (PEP) list, Enhanced Due Diligence (EDD) list, and so on.

• Click the Overall Match Score link in this list to open the Matching Details window with attribute match details.
• If you think that the customer is a risk and must be investigated, click Promote to Case .

Table 3-3 Risk Assessment Field Details

Record Name	Description
Primary Prospect	This field indicates whether the risk assessment details belong to Primary Prospect or not. Valid values are Yes/No.
Risk Category	Displays the category of the risk score as calculated by the system. For example, Low, Medium, High.
Overriden Risk Category	This field displays the category of the Overriden risk score. For example, Low, Medium, High.
Risk Assessment ID	Displays the unique ID for the Risk Assessment.
SSN/TIN	SSN/TIN field provides the individual's Social Security Number (SSN) or the entity's Taxpayer Identification Number (TIN).
CIP Status	Displays the business domain to which the event belongs.
Business Domain	Displays the business domain to which the event belongs.
Prospect Type	Displays the Prospect Type of the respective prospect. Valid values are Financial Institution, and Individual Organization.
Application ID	Displays the Application ID of the respective assessment.
Applicant ID	Displays the applicant ID assigned by the Bank or FI for an individual or an entity.
Jurisdiction	Displays the jurisdiction to which the risk assessment belongs.
Created Date	Displays the date on which the assessment is created.
Case ID	This is the Case ID. If the Risk Assessment is promoted to case for further investigation. Respective case ID, if KYC is integrated with other third-party case investigation system.
Case Status	This is the current Case Status, if the Risk Assessment is promoted to case for further investigation.
Case Closure Reason	This is the final Case Closure Reason.
Effective KYC Risk Score (Overridden)	This score is manual overridden Effective KYC Risk Score for the primary customer and as part of case closure in Case Management, the score will be updated in KYC.
MPTC Reason	Reason selected when taking Promote to Case action.
MPTC Comment	Comment provided when taking Promote to Case action.
Overridden	This score is a manual overridden KYC Risk Score for the primary customer. The score gets updated in KYC as part of case closure in Case Management.