4 Using CRR & CTR CS Documentation

This section facilitate you perform the following tasks in using OFS CRR and CTR CS.

 CRR and CTR CS Workflow

Table 4-1  Compliance Regulatory Reporting Workflow

Workflow Cloud Service Activities
1 Subscription Activating Subscription
2 User Authentication
  • Create users
  • Add User to Group
3 Data Preparation and Loading
  • Data Preparation and Loading
  • Business Domains
  • Jurisdiction
4 Security Mappings Mapping of Security Attributes
5 Process Modelling Framework Designing report’s workflow

Compliance Regulatory Reporting -goAML

Table 4-2 Compliance Regulatory Reporting -goAML

Workflow Cloud Service Activities
1 Getting Started Log into goAML Service
2 Searching a Report Filter the list of reports that you want to open, view, analyze, and take action
3 Create a Report Create reports manually
4 Analyze a Report Analyze a report before taking any action
5 Act on a Report Take an action on the selected report

Compliance Regulatory Reporting -US SAR

Table 4-3 Compliance Regulatory Reporting -US SAR

Workflow Cloud Service Activities
1 Getting Started    Log into US SAR Service
2 Searching Reports Filter the list of reports that you want to open, view, analyze, and take action
3 Create a Report Create reports manually
4 Analyze a Report Analyze a report before taking any action
5 Act on a Report Take an action on the selected report
6 File a Regulatory Report An E-file is submitted to FinCEN's BSA E-Filing System

Compliance Regulatory Reporting -AUS SMR

Table 4-4 Compliance Regulatory Reporting -AUS SMR

Workflow Cloud Service Activities
1 Getting Started Log into AUS SMR Service
2 Searching Reports Filter the list of reports that you want to open, view, analyze, and take action
3 Create a Report Create reports manually
4 Analyze a Report Analyze a report before taking any action
5 Act on a Report Take an action on the selected report
6 File a Regulatory Report An E-file is submitted to AUS SMR E-Filing System

Table 4-5 Currencey Transaction Reporting -US CTR

Workflow Cloud Service Activities
1 Getting Started Log into CTR CS Service
2 Report Workflow Open, update, analyze, and take action on reports
3 E-File Workflow File an E-File to FinCEN and download an acknowledgment