Table of Contents
1. About This Manual
1.1 Introduction
1.2 Related Documents
1.3 Audience
1.4 Organization
1.5 Conventions Used in this Manual
1.5.1 General Conventions
1.5.2 Keyboard Conventions
1.6 Glossary of Icons
1.7 Abbreviations and Acronyms
1.8 Getting Help
2. End of Day Activities
2.1 End of Day Processes – Workflow
2.2 Execution of EOD and BOD Processes
2.3 EOD Activities associated with Interfaces
2.4 System Status
2.4.1 Types of System Status
2.4.2 Menu Items in End of Day Menu
2.5 End of Day Maintenance
2.5.1 Invoking the EOD Maintenance Detail Screen
2.6 EOD Maintenance Summary
2.6.1 Retrieving a Record in EOD Maintenance Summary Screen
2.6.2 Editing EOD Maintenance Record
2.6.3 Viewing EOD Maintenance Record
2.6.4 Deleting EOD Maintenance Record
2.6.5 Authorizing EOD Maintenance Record
2.6.6 Amending EOD Maintenance Record
2.6.7 Authorizing Amended EOD Maintenance Record
2.7 Mini EOD Execution Screen
2.7.1 Invoking Mini EOD Execution Screen
2.8 Executing Pre-End of Day Operations
2.8.1 Invoking Pre-End of Day Check – Execute Pre EOD Screen
2.9 End of Day Operations
2.9.1 Executing End of Day Operations
2.9.2 EOD Functions
2.10 Beginning of Day Operations
2.10.1 Executing Beginning of Day Operations
2.11 Branch Sign On/Sign Off
2.11.1 Invoking Branch Sign Off/On Summary Screen
2.12 End of Day Log Report
2.12.1 End of Day Log Report Description
2.12.2 Tax on Commissions
2.12.3 Clearing of Payment Instruments
2.13 Commission Payments for Various Entities
2.13.1 Processing Commission Payments for Various Entities
2.14 Extraction Form for Data
2.14.1 Invoking the FIC Extraction Screen
2.15 Executing EOD Operations
2.15.1 Campaign BOD Batch
2.16 Asynchronous Processing
2.16.1 Monitoring Asynchronous Processing
2.17 Batch Processing for Guaranteed Funds
2.17.1 Invoking the Guaranteed Funds Screen
2.18 Fund of Funds Processing
2.19 Master Feeder Funds Processing
2.20 Refresh Rules Maintenance
2.20.1 Invoking the Refresh Rules Screen
2.21 US Indicia Check Batch
2.21.1 Processing US Indicia Check Batch
2.22 FATCA Status Check Batch
2.23 Due Diligence Batch Process
2.23.1 Due Diligence Batch Process
2.23.2 Diminimis Batch Process
2.23.3 Diminimis Yearly Batch
2.24 Interest or Coupon Payment Summary
2.24.1 Invoking Interest or Coupon Payment Screen
2.25 Integration Batch Process Screen
2.25.1 Invoking Integration Batch Process Screen
2.26 Process Swinging Price
2.26.1 Invoking Process Swinging Price Screen
2.27 Unit Holder Balance Handling for US Accounts
2.27.1 Invoking Unitholder Balance Handling for US Accounts Screen
3. Agency Branch Pre-EOD Operations
3.1 System Status
3.2 Checks before EOD Execution
3.2.1 Invoking the Pre End of Day Check – Pre EOD – AGY Screen
3.3 Upload Summary
3.3.1 Invoking the Upload Status Summary Screen
3.3.2 Viewing Upload Status Transaction
4. Function ID Glossary