Table of Contents

1. About This Manual

  • 1.1 Introduction
  • 1.2 Related Documents
  • 1.3 Audience
  • 1.4 Organization
  • 1.5 Conventions Used in this Manual
  • 1.5.1 General Conventions
  • 1.5.2 Keyboard Conventions
  • 1.6 Glossary of Icons
  • 1.7 Abbreviations and Acronyms
  • 1.8 Getting Help

    • 2. End of Day Activities

  • 2.1 End of Day Processes – Workflow
  • 2.2 Execution of EOD and BOD Processes
  • 2.3 EOD Activities associated with Interfaces
  • 2.4 System Status
  • 2.4.1 Types of System Status
  • 2.4.2 Menu Items in End of Day Menu
  • 2.5 End of Day Maintenance
  • 2.5.1 Invoking the EOD Maintenance Detail Screen
  • 2.6 EOD Maintenance Summary
  • 2.6.1 Retrieving a Record in EOD Maintenance Summary Screen
  • 2.6.2 Editing EOD Maintenance Record
  • 2.6.3 Viewing EOD Maintenance Record
  • 2.6.4 Deleting EOD Maintenance Record
  • 2.6.5 Authorizing EOD Maintenance Record
  • 2.6.6 Amending EOD Maintenance Record
  • 2.6.7 Authorizing Amended EOD Maintenance Record
  • 2.7 Mini EOD Execution Screen
  • 2.7.1 Invoking Mini EOD Execution Screen
  • 2.8 Executing Pre-End of Day Operations
  • 2.8.1 Invoking Pre-End of Day Check – Execute Pre EOD Screen
  • 2.9 End of Day Operations
  • 2.9.1 Executing End of Day Operations
  • 2.9.2 EOD Functions
  • 2.10 Beginning of Day Operations
  • 2.10.1 Executing Beginning of Day Operations
  • 2.11 Branch Sign On/Sign Off
  • 2.11.1 Invoking Branch Sign Off/On Summary Screen
  • 2.12 End of Day Log Report
  • 2.12.1 End of Day Log Report Description
  • 2.12.2 Tax on Commissions
  • 2.12.3 Clearing of Payment Instruments
  • 2.13 Commission Payments for Various Entities
  • 2.13.1 Processing Commission Payments for Various Entities
  • 2.14 Extraction Form for Data
  • 2.14.1 Invoking the FIC Extraction Screen
  • 2.15 Executing EOD Operations
  • 2.15.1 Campaign BOD Batch
  • 2.16 Asynchronous Processing
  • 2.16.1 Monitoring Asynchronous Processing
  • 2.17 Batch Processing for Guaranteed Funds
  • 2.17.1 Invoking the Guaranteed Funds Screen
  • 2.18 Fund of Funds Processing
  • 2.19 Master Feeder Funds Processing
  • 2.20 Refresh Rules Maintenance
  • 2.20.1 Invoking the Refresh Rules Screen
  • 2.21 US Indicia Check Batch
  • 2.21.1 Processing US Indicia Check Batch
  • 2.22 FATCA Status Check Batch
  • 2.23 Due Diligence Batch Process
  • 2.23.1 Due Diligence Batch Process
  • 2.23.2 Diminimis Batch Process
  • 2.23.3 Diminimis Yearly Batch
  • 2.24 Interest or Coupon Payment Summary
  • 2.24.1 Invoking Interest or Coupon Payment Screen
  • 2.25 Integration Batch Process Screen
  • 2.25.1 Invoking Integration Batch Process Screen
  • 2.26 Process Swinging Price
  • 2.26.1 Invoking Process Swinging Price Screen
  • 2.27 Unit Holder Balance Handling for US Accounts
  • 2.27.1 Invoking Unitholder Balance Handling for US Accounts Screen

    • 3. Agency Branch Pre-EOD Operations

  • 3.1 System Status
  • 3.2 Checks before EOD Execution
  • 3.2.1 Invoking the Pre End of Day Check – Pre EOD – AGY Screen
  • 3.3 Upload Summary
  • 3.3.1 Invoking the Upload Status Summary Screen
  • 3.3.2 Viewing Upload Status Transaction

    • 4. Function ID Glossary