The Entities tab displays information about the Involved Parties and Accounts associated with the case. It contains the following sections:
· Account
This section displays the list of parties involved and their description in this case. This section contains the following tabs:
· Customer
Click on a party’s name or ID to view the details about the selected party.
You can indicate the involvement type for a customer or external entity associated with the case based on the results of your investigation. If a regulatory report is filed for this case, having involvement types specified will reduce the amount of effort required during the reporting process.
To specify the involvement type, follow these steps:
1. Navigate to the Dashboard tab of the Case Details page, under Involved Parties. The total number of involved parties associated with this case and the number of involved customers and involved external entities displays.
2. In the Customers tab, select the check box associated with one or more customers. In the External Entities tab, select the check box associated with one or more external entities.
NOTE:
Selecting multiple check boxes can be used to apply the same involvement type to all selected customers or entities.
3. Click Specify Involvement Type .
4. Select the Involvement Type from the drop-down list and enter a comment in the Comments box. You can choose from the following types:
§ Unknown
§ Conductor
§ Suspect
§ Victim
§ Witness
§ Other
§ Not Involved
5. Enter the reason you have selected this involvement type in the Comments box. This step is mandatory.
6. Click Save. A message Involvement Type Set Successfully displays. The system records the Involvement Type change in the Involvement tab of the Customer Details or Entity Details page.
Repeat these steps to change the involvement type as needed. If you change the Involvement Type, the system updates the Involvement Type change in the Involvement tab of the Customer Details or Entity Details page.
This section contains the following tabs:
· Customer